FOCUSSHARES, LLC
CRD #144970 SEC #801-68371 ST. LOUIS, MO 201-930-8500
SEC Registered
Total AUM
$101.8M
Discretionary
$101.8M
Employees
1
Clients
--
Accounts
15
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 2, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DENNISON, DREW, OCONNOR | I | CHIEF FINANCIAL OFFICER, MANAGER | NA | Control |
| DENNISON, DREW, OCONNOR | I | CHIEF FINANCIAL OFFICER, MANAGER | NA | Control |
| DENNISON, DREW, OCONNOR | I | CHIEF FINANCIAL OFFICER, MANAGER | NA | Control |
| DENNISON, DREW, OCONNOR | I | CHIEF FINANCIAL OFFICER, MANAGER | NA | Control |
| DENNISON, DREW, OCONNOR | I | CHIEF FINANCIAL OFFICER, MANAGER | NA | Control |
| DENNISON, DREW, OCONNOR | I | CHIEF FINANCIAL OFFICER, MANAGER | NA | Control |
| DENNISON, DREW, OCONNOR | I | CHIEF FINANCIAL OFFICER, MANAGER | NA | Control |
| GOLDE, SCOTT, JAY | I | PRESIDENT, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER AND MANAGER | NA | Control |
| LIIK, ERIK, ALLAN | I | CEO, PRESIDENT, MANAGER | NA | Control |
| LIIK, ERIK, ALLAN | I | CEO, PRESIDENT, MANAGER | NA | Control |
| LIIK, ERIK, ALLAN | I | CEO, PRESIDENT, MANAGER | NA | Control |
| LIIK, ERIK, ALLAN | I | CEO, PRESIDENT, MANAGER | NA | Control |
| LIIK, ERIK, ALLAN | I | CEO, PRESIDENT, MANAGER | NA | Control |
| LIIK, ERIK, ALLAN | I | CEO, PRESIDENT, MANAGER | NA | Control |
| LIIK, MICHAEL | I | MARKETING MANGER/ MEMBER | NA | |
| MAROOTIAN, GEORGE, ALAN | I | GENERAL COUNSEL/MEMBER | NA | Control |
| PATTERSON, IAN, SHAWN | I | MANAGER | NA | Control |
| PATTERSON, IAN, SHAWN | I | MANAGER | NA | Control |
| RINEY, RODGER, ODELL | I | CHAIRMAN | NA | Control |
| RINEY, RODGER, ODELL | I | CHAIRMAN | NA | Control |
| SMALL, ANDREW, CHRISTOPHER | I | MANAGER | NA | Control |
| SMALL, ANDREW, CHRISTOPHER | I | MANAGER | NA | Control |
| SMALL, ANDREW, CHRISTOPHER | I | MANAGER | NA | Control |
| SMALL, ANDREW, CHRISTOPHER | I | MANAGER | NA | Control |
| SMALL, ANDREW, CHRISTOPHER | I | MANAGER | NA | Control |
| SMALL, ANDREW, CHRISTOPHER | I | MANAGER | NA | Control |
| SMALL, ANDREW, CHRISTOPHER | I | MANAGER | NA | Control |
| WALD, THOMAS, ROBERT | I | PRODUCT DEVELOPMENT/MEMBER | NA | Control |
| WALKENBACH, STEVEN, JOSEPH | I | MANAGER | NA | Control |
| WALKENBACH, STEVEN, JOSEPH | I | MANAGER | NA | Control |
| WALKENBACH, STEVEN, JOSEPH | I | MANAGER | NA | Control |
| WALKENBACH, STEVEN, JOSEPH | I | MANAGER | NA | Control |
| WALKENBACH, STEVEN, JOSEPH | I | MANAGER | NA | Control |
| WEISSMAN, DAVID, HENRY | I | CHIEF COMPLIANCE OFFICER/MEMBER | NA | |
| WEISSMAN, DAVID, HENRY | I | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER | NA | Control |
| WEISSMAN, DAVID, HENRY | I | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER | NA | Control |
| WEISSMAN, DAVID, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | |
| WEISSMAN, DAVID, HENRY | I | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER | NA | Control |
| WEISSMAN, DAVID, HENRY | I | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER | NA | Control |
| WEISSMAN, DAVID, HENRY | I | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER | NA | Control |
| WEISSMAN, DAVID, HENRY | I | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER | NA | Control |
| WELLS, KIMBERLY, BERKEBILE | I | MANAGER | NA | Control |
| WELLS, KIMBERLY, BERKEBILE | I | MANAGER | NA | Control |
| SCOTTRADE FINANCIAL SERVICES, INC. | DE | LLC MEMBER | E | Control |
| SCOTTRADE FINANCIAL SERVICES, INC. | DE | LLC MEMBER | E | Control |
| SCOTTRADE FINANCIAL SERVICES, INC. | DE | LLC MEMBER | E | Control |
| SCOTTRADE FINANCIAL SERVICES, INC. | DE | LLC MEMBER | E | Control |
| SCOTTRADE FINANCIAL SERVICES, INC. | DE | LLC MEMBER | E | Control |
| SCOTTRADE FINANCIAL SERVICES, INC. | DE | LLC MEMBER | E | Control |
| SCOTTRADE FINANCIAL SERVICES, INC. | DE | LLC MEMBER | E | Control |
| LIIK, ERIK, ALLAN | I | CEO/MEMBER | D | Control |
| LIIK, ERIK, ALLAN | I | CEO/MEMBER | D | Control |
| LIIK, ERIK, ALLAN | I | CEO | D | Control |
| LIIK, ERIK, ALLAN | I | CEO | D | Control |
| LIIK, ERIK, ALLAN | I | CEO/MEMBER | D | Control |
| LIIK, ERIK, ALLAN | I | CEO/MEMBER | D | Control |
| VOSKIAN, MICHAEL, J. | I | LLC MEMBER | D | Control |
| VOSKIAN, MICHAEL, J. | I | COO/CHIEF COMPLIANCE OFFICER/MEMBER | D | Control |
| VOSKIAN, MICHAEL, J. | I | COO/CHIEF COMPLIANCE OFFICER | D | Control |
| VOSKIAN, MICHAEL, J. | I | COO/CHIEF COMPLIANCE OFFICER | D | Control |
| VOSKIAN, MICHAEL, J. | I | COO/CHIEF COMPLIANCE OFFICER/MEMBER | D | Control |
| VOSKIAN, MICHAEL, J. | I | COO/MEMBER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| RODGER RINEY TRUST DTD 8/2/91 | DE | SCOTTRADE FINANCIAL SERVICES, INC. | E | |
| RODGER RINEY TRUST DTD 8/2/91 | DE | SCOTTRADE FINANCIAL SERVICES, INC. | E | |
| RODGER RINEY TRUST DTD 8/2/91 | DE | SCOTTRADE FINANCIAL SERVICES, INC. | E | |
| RODGER RINEY TRUST DTD 8/2/91 | DE | SCOTTRADE FINANCIAL SERVICES, INC. | E | |
| RODGER RINEY TRUST DTD 8/2/91 | DE | SCOTTRADE FINANCIAL SERVICES, INC. | D | |
| RODGER RINEY TRUST DTD 8/2/91 | DE | SCOTTRADE FINANCIAL SERVICES, INC. | D | |
| RODGER RINEY TRUST DTD 8/2/91 | DE | SCOTTRADE FINANCIAL SERVICES, INC. | D |
Registrations
Federal
IA
Aug 2, 2012 REGISTERED
Notice Filings (2)
MO NJ
Address
700 MARYVILLE CENTRE DRIVEST. LOUIS, MO 63141
United States
Phone: 201-930-8500