RIA Intelligence

GENESIS ASSET MANAGEMENT, LLC

CRD #144971 SEC #801-68717 CHICAGO, IL 312-957-2400
SEC Registered
Total AUM
$39.8M
Discretionary
$7.3M
Employees
1
Clients
11
Accounts
9

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jun 26, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
FULLER, IAN, SCOTIMANAGING DIRECTORNA
FULLER, IAN, SCOTIMANAGING DIRECTORNA
FULLER, IAN, SCOTIMANAGING DIRECTORNA
HAN, JAYIMANAGING DIRECTORNA
HAN, JAYIMANAGING DIRECTORNA
HAN, JAYIMANAGING DIRECTORNA
HAN, JAYIMANAGING DIRECTORNA
WEST, LOLA, CIMANAGING DIRECTORNA
WEST, LOLA, CIMANAGING DIRECTORNA
WEST, LOLA, CIMANAGING DIRECTORNA
WILLIAMS, MICHAEL, WAYNEIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERD Control
WILLIAMS, MICHAEL, WAYNEIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERD Control
WILLIAMS, MICHAEL, WAYNEIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERD Control
WILLIAMS, MICHAEL, WAYNEIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERD Control
WILLIAMS, MICHAEL, WAYNEIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERD Control
WILLIAMS, MICHAEL, WAYNEIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERD Control
WILLIAMS, MICHAEL, WAYNEIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERD Control
WILLIAMS, MICHAEL, WAYNEIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERD Control
WILLIAMS, MICHAEL, WAYNEIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERD Control
WILLIAMS, MICHAEL, WAYNEIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERD Control
WILLIAMS, MICHAEL, WAYNEIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERD Control
WILLIAMS, MICHAEL, WAYNEIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERD Control
WILLIAMS, MICHAEL, WAYNEIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERD Control
CARROLL, TERRY, OWENIMEMBERC Control
CARROLL, TERRY, OWENIMEMBERC Control
CARROLL, TERRY, OWENIMEMBERC Control
CARROLL, TERRY, OWENIMEMBERC Control

Registrations

Federal

IA
Jun 26, 2012 REGISTERED

Notice Filings (9)

CA CO FL IA IL MI MN NJ NY

Address

200 SOUTH WACKER STREET
SUITE 625
CHICAGO, IL 60606
United States
Phone: 312-957-2400