RIA Intelligence

SEMMAX FINANCIAL ADVISORS, INC.

CRD #144978 SEC #801-110932 WINSTON-SALEM, NC 336-856-0080
SEC Registered
Total AUM
$395.3M
Discretionary
$395.3M
Employees
18
Clients
--
Accounts
2,007

Firm Details

Organization Type
Corporation
State of Formation
North Carolina
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 21, 2025
Branch Offices
1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
MATTINSON, ERIC, DAVIDICHIEF COMPLIANCE OFFICERNA Control
MATTINSON, ERIC, DAVIDICHIEF COMPLIANCE OFFICERNA Control
MATTINSON, ERIC, DAVIDICHIEF COMPLIANCE OFFICERNA Control
MATTINSON, ERIC, DAVIDICHIEF COMPLIANCE OFFICERNA Control
MATTINSON, ERIC, DAVIDICHIEF COMPLIANCE OFFICERNA Control
MATTINSON, ERIC, DAVIDICHIEF COMPLIANCE OFFICERNA Control
MATTINSON, ERIC, DAVIDICHIEF COMPLIANCE OFFICERNA Control
MATTINSON, ERIC, DAVIDICHIEF COMPLIANCE OFFICERNA Control
MATTINSON, ERIC, DAVIDICHIEF COMPLIANCE OFFICERNA Control
MATTINSON, ERIC, DAVIDICHIEF COMPLIANCE OFFICERNA Control
MATTINSON, ERIC, DAVIDICHIEF COMPLIANCE OFFICERNA Control
MATTINSON, ERIC, DAVIDICHIEF COMPLIANCE OFFICERNA Control
MATTINSON, ERIC, DAVIDICHIEF COMPLIANCE OFFICERNA Control
MATTINSON, ERIC, DAVIDICHIEF COMPLIANCE OFFICERNA Control
MATTINSON, ERIC, DAVIDICHIEF COMPLIANCE OFFICERNA Control
MATTINSON, ERIC, DAVIDICHIEF COMPLIANCE OFFICERNA Control
MATTINSON, ERIC, DAVIDICHIEF COMPLIANCE OFFICERNA Control
MATTINSON, ERIC, DAVIDICHIEF COMPLIANCE OFFICERNA Control
MATTINSON, ERIC, DAVIDICHIEF COMPLIANCE OFFICERNA Control
MATTINSON, ERIC, DAVIDICHIEF COMPLIANCE OFFICERNA Control
MATTINSON, ERIC, DAVIDICHIEF COMPLIANCE OFFICERNA Control
Parker, John, StevenICHIEF COMPLIANCE OFFICERNA
Parker, John, StevenICHIEF COMPLIANCE OFFICERNA
Parker, John, StevenICHIEF COMPLIANCE OFFICERNA
SHORT, JONATHAN, PHILIPICHIEF COMPLIANCE OFFICERNA
SHORT, JONATHAN, PHILIPICHIEF COMPLIANCE OFFICERNA
SHORT, JONATHAN, PHILIPICHIEF COMPLIANCE OFFICERNA
SHORT, JONATHAN, PHILIPICHIEF COMPLIANCE OFFICERNA
TYNER, JOHN, ELLISIPRESIDENTE Control
TYNER, JOHN, ELLISIPRESIDENTE Control
TYNER, JOHN, ELLISIPRESIDENTE Control
TYNER, JOHN, ELLISIPRESIDENTE Control
TYNER, JOHN, ELLISIPRESIDENTE Control
TYNER, JOHN, ELLISIPRESIDENTE Control
TYNER, JOHN, ELLISIPRESIDENTE Control
TYNER, JOHN, ELLISIPRESIDENTE Control
TYNER, JOHN, ELLISIPRESIDENTE Control
TYNER, JOHN, ELLISIPRESIDENTE Control
TYNER, JOHN, ELLISIPRESIDENTE Control
TYNER, JOHN, ELLISIPRESIDENTE Control
TYNER, JOHN, ELLISIPRESIDENTE Control
TYNER, JOHN, ELLISIPRESIDENTE Control
TYNER, JOHN, ELLISIPRESIDENTE Control
TYNER, JOHN, ELLISIPRESIDENTE Control
TYNER, JOHN, ELLISIPRESIDENTE Control
TYNER, JOHN, ELLISIPRESIDENTE Control
TYNER, JOHN, ELLISIPRESIDENTE Control
TYNER, JOHN, ELLISIPRESIDENTE Control
TYNER, JOHN, ELLISIPRESIDENTE Control
TYNER, JOHN, ELLISIPRESIDENTE Control
TYNER, JOHN, ELLISIPRESIDENTE Control
TYNER, JOHN, ELLISIPRESIDENTE Control
TYNER, JOHN, ELLISIPRESIDENTE Control
TYNER, JOHN, ELLISIPRESIDENTE Control
TYNER, JOHN, ELLISIPRESIDENTE Control
TYNER, JOHN, ELLISIPRESIDENTE Control

Registrations

Federal

IA
Mar 21, 2025 REGISTERED

Notice Filings (7)

FL NC NH PA SC TX VA

Address

1447 TRADE MART BLVD
WINSTON-SALEM, NC 27127
United States
Phone: 336-856-0080