RIA Intelligence

KEVIN BAY INVESTMENTS, LLC

CRD #144987 SEC #801-68368 PEWAUKEE, WI (262) 691-2013
SEC Registered
Total AUM
$128.2M
Discretionary
$125.7M
Employees
7
Clients
--
Accounts
664

Firm Details

Organization Type
Limited Liability Company
State of Formation
Wisconsin
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Feb 27, 2019
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CLIFF, JAN, BRIANIMANAGING MEMBER / CHIEF COMPLIANCE OFFICERNA Control
CLIFF, JAN, BRIANIMANAGING MEMBER / CHIEF COMPLIANCE OFFICERNA Control
CLIFF, JAN, BRIANIMANAGING MEMBER / CHIEF COMPLIANCE OFFICERNA Control
MEZERA, TERRY, JOHNICHIEF FINANCIAL OFFICERNA Control
MEZERA, TERRY, JOHNICHIEF FINANCIAL OFFICERNA Control
MEZERA, TERRY, JOHNICHIEF FINANCIAL OFFICERNA Control
MEZERA, TERRY, JOHNICHIEF FINANCIAL OFFICERNA Control
MEZERA, TERRY, JOHNICHIEF FINANCIAL OFFICERNA Control
MEZERA, TERRY, JOHNICHIEF FINANCIAL OFFICERNA Control
MEZERA, TERRY, JOHNICHIEF FINANCIAL OFFICERNA Control
MEZERA, TERRY, JOHNICHIEF FINANCIAL OFFICERNA Control
MEZERA, TERRY, JOHNICHIEF FINANCIAL OFFICERNA Control
MEZERA, TERRY, JOHNICHIEF FINANCIAL OFFICERNA Control
RYAN, JEAN, MARIEIDIRECTOR OF OPERATIONSNA Control
RYAN, JEAN, MARIEIDIRECTOR OF OPERATIONSNA Control
RYAN, JEAN, MARIEIDIRECTOR OF OPERATIONSNA Control
BAY, KEVIN, JOHNIMANAGING MEMBERE Control
BAY, KEVIN, JOHNIMANAGING MEMBERE Control
BAY, KEVIN, JOHNIMANAGING MEMBERE Control
BAY, KEVIN, JOHNIMANAGING MEMBERE Control
BAY, KEVIN, JOHNIMANAGING MEMBERE Control
BAY, KEVIN, JOHNIMANAGING MEMBERE Control
BAY, KEVIN, JOHNIMANAGING MEMBERE Control
BAY, KEVIN, JOHNIMANAGING MEMBERE Control
BAY, KEVIN, JOHNIMANAGING MEMBERE Control
BAY, KEVIN, JOHNIMANAGING MEMBERE Control
BAY, KEVIN, JOHNIMANAGING MEMBERE Control
BAY, KEVIN, JOHNIMANAGING MEMBERE Control
BAY, KEVIN, JOHNIMANAGING MEMBERE Control
BAY, KEVIN, JOHNIMANAGING MEMBERE Control
BAY, KEVIN, JOHNIMANAGING MEMBERE Control
BAY, KEVIN, JOHNIMANAGING MEMBERE Control
BAY, KEVIN, JOHNIMANAGING MEMBERE Control
BAY, KEVIN, JOHNIMANAGING MEMBERE Control
BAY, KEVIN, JOHNIMANAGING MEMBERE Control
BAY, KEVIN, JOHNIMANAGING MEMBERE Control
CLIFF, JAN, BRIANIMANAGING MEMBER / CHIEF COMPLIANCE OFFICERE Control
CLIFF, JAN, BRIANIMEMBER / CHIEF COMPLIANCE OFFICERA Control
CLIFF, JAN, BRIANIMEMBER / CHIEF COMPLIANCE OFFICERA Control
CLIFF, JAN, BRIANIMEMBER / CHIEF COMPLIANCE OFFICERA Control
CLIFF, JAN, BRIANIMEMBER / CHIEF COMPLIANCE OFFICERA Control
CLIFF, JAN, BRIANIMEMBER / CHIEF COMPLIANCE OFFICERA Control
CLIFF, JAN, BRIANIMEMBER / CHIEF COMPLIANCE OFFICERA Control
CLIFF, JAN, BRIANIMEMBER / CHIEF COMPLIANCE OFFICERA Control
CLIFF, JAN, BRIANIMEMBER / CHIEF COMPLIANCE OFFICERA Control
CLIFF, JAN, BRIANIMEMBER / CHIEF COMPLIANCE OFFICERA Control
CLIFF, JAN, BRIANIMEMBER / CHIEF COMPLIANCE OFFICERA Control
CLIFF, JAN, BRIANIMEMBER / CHIEF COMPLIANCE OFFICERA Control
CLIFF, JAN, BRIANIMEMBER / CHIEF COMPLIANCE OFFICERA Control
CLIFF, JAN, BRIANIMEMBER / CHIEF COMPLIANCE OFFICERA Control
CLIFF, JAN, BRIANIMEMBER / CHIEF COMPLIANCE OFFICERA Control
CLIFF, JAN, BRIANIMEMBER / CHIEF COMPLIANCE OFFICERA Control
CLIFF, JAN, BRIANIMEMBER / CHIEF COMPLIANCE OFFICERA Control
CLIFF, JAN, BRIANIMEMBER / CHIEF COMPLIANCE OFFICERA Control
RYAN, JEAN, MARIEIMEMBER / DIRECTOR OF OPERATIONSA Control
RYAN, JEAN, MARIEIMEMBER / DIRECTOR OF OPERATIONSA Control
RYAN, JEAN, MARIEIMEMBER / DIRECTOR OF OPERATIONSA Control
RYAN, JEAN, MARIEIMEMBER / DIRECTOR OF OPERATIONSA Control
RYAN, JEAN, MARIEIMEMBER / DIRECTOR OF OPERATIONSA Control
RYAN, JEAN, MARIEIMEMBER / DIRECTOR OF OPERATIONSA Control
RYAN, JEAN, MARIEIMEMBER / DIRECTOR OF OPERATIONSA Control
RYAN, JEAN, MARIEIMEMBER / DIRECTOR OF OPERATIONSA Control
RYAN, JEAN, MARIEIMEMBER / DIRECTOR OF OPERATIONSA Control
RYAN, JEAN, MARIEIMEMBER / DIRECTOR OF OPERATIONSA Control
RYAN, JEAN, MARIEIMEMBER / DIRECTOR OF OPERATIONSA Control
RYAN, JEAN, MARIEIMEMBER / DIRECTOR OF OPERATIONSA Control
RYAN, JEAN, MARIEIMEMBER / DIRECTOR OF OPERATIONSA Control
RYAN, JEAN, MARIEIMEMBER / DIRECTOR OF OPERATIONSA Control
RYAN, JEAN, MARIEIMEMBER / DIRECTOR OF OPERATIONSA Control
RYAN, JEAN, MARIEIMEMBER / DIRECTOR OF OPERATIONSA Control
RYAN, JEAN, MARIEIMEMBER / DIRECTOR OF OPERATIONSA Control

Registrations

Federal

IA
Feb 27, 2019 REGISTERED

Notice Filings (6)

FL IL MN NE TX WI

Address

285 FOREST GROVE DRIVE, SUITE 105
PEWAUKEE, WI 53072-9958
United States
Phone: (262) 691-2013