WALTHAUSEN & CO., LLC

CRD #144996 SEC #801-68321 MALTA, NY 518-371-3450

SEC Registered Private Funds

Total AUM

$489.1M

Discretionary

$489.1M

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Oct 7, 2022
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
LASEK, CURTIS, JOHN	I	MEMBER	NA
LASEK, CURTIS, JOHN	I	MEMBER	NA
LASEK, CURTIS, JOHN	I	MEMBER	NA
LASEK, CURTIS, JOHN	I	MEMBER	NA
LASEK, CURTIS, JOHN	I	MEMBER	NA
RATH, BRIAN, D	I	MEMBER	NA
WALTHAUSEN, JOHN, BUTLER	I	MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	E	Control
WALTHAUSEN, JOHN, BUTLER	I	MANAGING DIRECTOR	D	Control
WALTHAUSEN, JOHN, BUTLER	I	MANAGING DIRECTOR	D	Control
WALTHAUSEN, JOHN, BUTLER	I	MANAGING DIRECTOR	D	Control
WALTHAUSEN, JOHN, BUTLER	I	MANAGING DIRECTOR	D	Control
WALTHAUSEN, JOHN, BUTLER	I	MANAGING DIRECTOR	D	Control
WALTHAUSEN, JOHN, BUTLER	I	MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	D	Control
WALTHAUSEN, JOHN, BUTLER	I	MANAGING DIRECTOR	D	Control
WALTHAUSEN, JOHN, BUTLER	I	MANAGING DIRECTOR	D	Control
WALTHAUSEN, JOHN, BUTLER	I	MANAGING DIRECTOR	D	Control
WALTHAUSEN, JOHN, BUTLER	I	MANAGING DIRECTOR	D	Control
WALTHAUSEN, JOHN, BUTLER	I	MANAGING DIRECTOR/MEMBER	D	Control
WALTHAUSEN, JOHN, BUTLER	I	MANAGING DIRECTOR/MEMBER	D	Control
WALTHAUSEN, JOHN, BUTLER	I	MANAGING DIRECTOR/MEMBER	D	Control
WALTHAUSEN, JOHN, BUTLER	I	MANAGING DIRECTOR/MEMBER	D	Control
WALTHAUSEN, JOHN, BUTLER	I	MANAGING DIRECTOR/MEMBER	D	Control
WALTHAUSEN, JOHN, BUTLER	I	MANAGING DIRECTOR/MEMBER	D	Control
WALTHAUSEN, JOHN, BUTLER	I	MANAGING DIRECTOR/MEMBER	D	Control
WALTHAUSEN, JOHN, BUTLER	I	MANAGING DIRECTOR/MEMBER	D	Control
WALTHAUSEN, JOHN, BUTLER	I	MANAGING DIRECTOR/MEMBER	D	Control
WALTHAUSEN, JOHN, BUTLER	I	MEMBER	D	Control
WALTHAUSEN, JOHN, BUTLER	I	MEMBER	D	Control
WALTHAUSEN, JOHN, BUTLER	I	MEMBER	D	Control
WALTHAUSEN, JOHN, BUTLER	I	MEMBER	D	Control
WALTHAUSEN, JOHN, BUTLER	I	MEMBER	D	Control
WALTHAUSEN, JOHN, BUTLER	I	MEMBER	D	Control
WALTHAUSEN, JOHN, BUTLER	I	MEMBER	D	Control
WALTHAUSEN, JOHN, BUTLER	I	MEMBER	D	Control
WALTHAUSEN, JOHN, BUTLER	I	MEMBER	D	Control
WALTHAUSEN, JOHN, BUTLER	I	MEMBER	D	Control
WALTHAUSEN, JOHN, BUTLER	I	MEMBER	D	Control
WALTHAUSEN, JOHN, BUTLER	I	MEMBER	D	Control
HEFFERNAN, GERARD, SPLANE EDWARD	I	MEMBER	C	Control
HODGE, MARK, LOGAN	I	MEMBER/CCO	C	Control
KEELER, MARK, JOSEPH	I	MANAGING DIRECTOR AND COO	C	Control
KEELER, MARK, JOSEPH	I	MANAGING DIRECTOR AND COO	C	Control
KEELER, MARK, JOSEPH	I	MANAGING DIRECTOR AND COO	C	Control
NICHOLS, PAUL, TIMOTHY	I	MEMBER	C	Control
NICHOLS, PAUL, TIMOTHY	I	MEMBER	C	Control
WESTHOFF, STANLEY, MICHAEL	I	MEMBER	C	Control
HEFFERNAN, GERARD, SPLANE EDWARD	I	MEMBER	B
HINMAN, DEFOREST, R.	I	ANALYST	B
HINMAN, DEFOREST, R.	I	ANALYST	B
HINMAN, DEFOREST, R.	I	ANALYST	B
HINMAN, DEFOREST, RICHARD	I	MEMBER	B
HINMAN, DEFOREST, RICHARD	I	MEMBER	B
HINMAN, DEFOREST, RICHARD	I	MEMBER	B
HINMAN, DEFOREST, RICHARD	I	MEMBER	B
HINMAN, DEFOREST, RICHARD	I	MEMBER	B
HINMAN, DEFOREST, RICHARD	I	MEMBER	B
HINMAN, DEFOREST, RICHARD	I	MEMBER	B
HINMAN, DEFOREST, RICHARD	I	MEMBER	B
HINMAN, DEFOREST, RICHARD	I	MEMBER	B
HINMAN, DEFOREST, RICHARD	I	MEMBER	B
HINMAN, DEFOREST, RICHARD	I	MEMBER	B
HINMAN, DEFOREST, RICHARD	I	MEMBER	B
HINMAN, DEFOREST, RICHARD	I	MEMBER	B
HODGE, MARK, LOGAN	I	CHIEF COMPLIANCE OFFICER	B
HODGE, MARK, LOGAN	I	CHIEF COMPLIANCE OFFICER	B
HODGE, MARK, LOGAN	I	MEMBER/CCO	B
HODGE, MARK, LOGAN	I	MEMBER/CCO	B
KEELER, MARK, JOSEPH	I	MANAGING DIRECTOR AND COO	B
KEELER, MARK, JOSEPH	I	MANAGING DIRECTOR AND COO	B
KEELER, MARK, JOSEPH	I	MANAGING DIRECTOR AND COO	B
KEELER, MARK, JOSEPH	I	MANAGING DIRECTOR AND COO	B
KEELER, MARK, JOSEPH	I	MANAGING DIRECTOR AND COO	B
KEELER, MARK, JOSEPH	I	MANAGING DIRECTOR AND COO	B
KEELER, MARK, JOSEPH	I	MANAGING DIRECTOR AND COO	B
KEELER, MARK, JOSEPH	I	MEMBER	B
NICHOLS, PAUL, TIMOTHY	I	VICE PRESIDENT - TRADING	B
NICHOLS, PAUL, TIMOTHY	I	VICE PRESIDENT - TRADING	B
NICHOLS, PAUL, TIMOTHY	I	VICE PRESIDENT - TRADING	B
NICHOLS, PAUL, TIMOTHY	I	MEMBER	B
NICHOLS, PAUL, TIMOTHY	I	MEMBER	B
NICHOLS, PAUL, TIMOTHY	I	MEMBER	B
NICHOLS, PAUL, TIMOTHY	I	MEMBER	B
NICHOLS, PAUL, TIMOTHY	I	MEMBER	B
NICHOLS, PAUL, TIMOTHY	I	MEMBER	B
NICHOLS, PAUL, TIMOTHY	I	MEMBER	B
NICHOLS, PAUL, TIMOTHY	I	MEMBER	B
NICHOLS, PAUL, TIMOTHY	I	MEMBER	B
NICHOLS, PAUL, TIMOTHY	I	MEMBER	B
NICHOLS, PAUL, TIMOTHY	I	MEMBER	B
NICHOLS, PAUL, TIMOTHY	I	MEMBER	B
NICHOLS, PAUL, TIMOTHY	I	MEMBER	B
WESTHOFF, STANLEY, M	I	ANALYST	B
WESTHOFF, STANLEY, M	I	ANALYST	B
WESTHOFF, STANLEY, M	I	ANALYST	B
WESTHOFF, STANLEY, MICHAEL	I	MEMBER	B
WESTHOFF, STANLEY, MICHAEL	I	MEMBER	B
HEFFERNAN, GERARD, SPLANE EDWARD	I	MEMBER	A
HINMAN, DEFOREST, R.	I	ANALYST	A
HINMAN, DEFOREST, R.	I	ANALYST	A
HINMAN, DEFOREST, R.	I	ANALYST	A
HINMAN, DEFOREST, R.	I	ANALYST	A
HINMAN, DEFOREST, R.	I	ANALYST	A
HINMAN, DEFOREST, R.	I	ANALYST	A
HINMAN, DEFOREST, R.	I	ANALYST	A
HINMAN, DEFOREST, R.	I	MEMBER	A
HINMAN, DEFOREST, R.	I	MEMBER	A
HINMAN, DEFOREST, R.	I	MEMBER	A
HINMAN, DEFOREST, R.	I	MEMBER	A
HINMAN, DEFOREST, R.	I	MEMBER	A
HINMAN, DEFOREST, R.	I	MEMBER	A
HINMAN, DEFOREST, R.	I	MEMBER	A
HINMAN, DEFOREST, R.	I	MEMBER	A
HINMAN, DEFOREST, R.	I	MEMBER	A
HINMAN, DEFOREST, RICHARD	I	MEMBER	A
HODGE, MARK, LOGAN	I	CHIEF COMPLIANCE OFFICER	A
HODGE, MARK, LOGAN	I	CHIEF COMPLIANCE OFFICER	A
HODGE, MARK, LOGAN	I	CHIEF COMPLIANCE OFFICER	A
HODGE, MARK, LOGAN	I	CHIEF COMPLIANCE OFFICER	A
HODGE, MARK, LOGAN	I	CHIEF COMPLIANCE OFFICER	A
HODGE, MARK, LOGAN	I	CHIEF COMPLIANCE OFFICER	A
HODGE, MARK, LOGAN	I	CHIEF COMPLIANCE OFFICER	A
HODGE, MARK, LOGAN	I	CHIEF COMPLIANCE OFFICER/MEMBER	A
HODGE, MARK, LOGAN	I	CHIEF COMPLIANCE OFFICER/MEMBER	A
HODGE, MARK, LOGAN	I	CHIEF COMPLIANCE OFFICER/MEMBER	A
HODGE, MARK, LOGAN	I	CHIEF COMPLIANCE OFFICER/MEMBER	A
HODGE, MARK, LOGAN	I	CHIEF COMPLIANCE OFFICER/MEMBER	A
HODGE, MARK, LOGAN	I	CHIEF COMPLIANCE OFFICER/MEMBER	A
HODGE, MARK, LOGAN	I	CHIEF COMPLIANCE OFFICER/MEMBER	A
HODGE, MARK, LOGAN	I	CHIEF COMPLIANCE OFFICER/MEMBER	A
HODGE, MARK, LOGAN	I	CHIEF COMPLIANCE OFFICER/MEMBER	A
HODGE, MARK, LOGAN	I	MEMBER/CCO	A
HODGE, MARK, LOGAN	I	MEMBER/CCO	A
HODGE, MARK, LOGAN	I	MEMBER/CCO	A
HODGE, MARK, LOGAN	I	MEMBER/CCO	A
HODGE, MARK, LOGAN	I	MEMBER/CCO	A
HODGE, MARK, LOGAN	I	MEMBER/CCO	A
HODGE, MARK, LOGAN	I	MEMBER/CCO	A
HODGE, MARK, LOGAN	I	MEMBER/CCO	A
HODGE, MARK, LOGAN	I	MEMBER/CCO	A
HODGE, MARK, LOGAN	I	MEMBER/CCO	A
HODGE, MARK, LOGAN	I	MEMBER/CCO	A
HODGE, MARK, LOGAN	I	MEMBER/CCO	A
LASEK, CURTIS, JOHN	I	MEMBER	A
LASEK, CURTIS, JOHN	I	MEMBER	A
NICHOLS, PAUL, TIMOTHY	I	VICE PRESIDENT - TRADING	A
NICHOLS, PAUL, TIMOTHY	I	VICE PRESIDENT - TRADING	A
NICHOLS, PAUL, TIMOTHY	I	VICE PRESIDENT - TRADING	A
NICHOLS, PAUL, TIMOTHY	I	VICE PRESIDENT - TRADING	A
NICHOLS, PAUL, TIMOTHY	I	VICE PRESIDENT - TRADING	A
NICHOLS, PAUL, TIMOTHY	I	VICE PRESIDENT - TRADING	A
NICHOLS, PAUL, TIMOTHY	I	VICE PRESIDENT - TRADING	A
NICHOLS, PAUL, TIMOTHY	I	VICE PRESIDENT - TRADING/MEMBER	A
NICHOLS, PAUL, TIMOTHY	I	VICE PRESIDENT - TRADING/MEMBER	A
NICHOLS, PAUL, TIMOTHY	I	VICE PRESIDENT - TRADING/MEMBER	A
NICHOLS, PAUL, TIMOTHY	I	VICE PRESIDENT - TRADING/MEMBER	A
NICHOLS, PAUL, TIMOTHY	I	VICE PRESIDENT - TRADING/MEMBER	A
NICHOLS, PAUL, TIMOTHY	I	VICE PRESIDENT - TRADING/MEMBER	A
NICHOLS, PAUL, TIMOTHY	I	VICE PRESIDENT - TRADING/MEMBER	A
NICHOLS, PAUL, TIMOTHY	I	VICE PRESIDENT - TRADING/MEMBER	A
NICHOLS, PAUL, TIMOTHY	I	VICE PRESIDENT - TRADING/MEMBER	A
WESTHOFF, STANLEY, M	I	ANALYST	A
WESTHOFF, STANLEY, M	I	ANALYST	A
WESTHOFF, STANLEY, M	I	ANALYST	A
WESTHOFF, STANLEY, M	I	ANALYST	A
WESTHOFF, STANLEY, M	I	ANALYST	A
WESTHOFF, STANLEY, M	I	ANALYST	A
WESTHOFF, STANLEY, M	I	ANALYST	A
WESTHOFF, STANLEY, M	I	MEMBER	A
WESTHOFF, STANLEY, M	I	MEMBER	A
WESTHOFF, STANLEY, M	I	MEMBER	A
WESTHOFF, STANLEY, M	I	MEMBER	A
WESTHOFF, STANLEY, M	I	MEMBER	A
WESTHOFF, STANLEY, M	I	MEMBER	A
WESTHOFF, STANLEY, M	I	MEMBER	A
WESTHOFF, STANLEY, M	I	MEMBER	A
WESTHOFF, STANLEY, M	I	MEMBER	A
WESTHOFF, STANLEY, MICHAEL	I	MEMBER	A
WESTHOFF, STANLEY, MICHAEL	I	MEMBER	A
WESTHOFF, STANLEY, MICHAEL	I	MEMBER	A
WESTHOFF, STANLEY, MICHAEL	I	MEMBER	A
WESTHOFF, STANLEY, MICHAEL	I	MEMBER	A
WESTHOFF, STANLEY, MICHAEL	I	MEMBER	A
WESTHOFF, STANLEY, MICHAEL	I	MEMBER	A
WESTHOFF, STANLEY, MICHAEL	I	MEMBER	A
WESTHOFF, STANLEY, MICHAEL	I	MEMBER	A
WESTHOFF, STANLEY, MICHAEL	I	MEMBER	A
WESTHOFF, STANLEY, MICHAEL	I	MEMBER	A
WESTHOFF, STANLEY, MICHAEL	I	MEMBER	A

Registrations

Federal

Oct 7, 2022 REGISTERED

Notice Filings (4)

MA NH NY TX

Address

2691 ROUTE 9
SUITE 102
MALTA, NY 12020-4319
United States

Phone: 518-371-3450