JOCELYN INVESTMENT MANAGEMENT, LLC
CRD #145005 SEC #801-68392 SAN RAFAEL, CA 415-256-1795
SEC Registered
Total AUM
$596.6M
Discretionary
$69.8M
Employees
2
Clients
--
Accounts
206
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 9, 2022
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| JOCELYN, NICHOLAS, ALDEN | I | VICE CHAIRMAN, VICE PRESIDENT, SECRETARY | NA | Control |
| JOCELYN, NICHOLAS, ALDEN | I | VICE CHAIRMAN, VICE PRESIDENT, SECRETARY | NA | Control |
| JOCELYN, ROBERT, A | I | MANAGING PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| JOCELYN, ROBERT, A | I | MANAGING PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| JOCELYN, ROBERT, A | I | MANAGING PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| JOCELYN, ROBERT, A | I | MANAGING PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| JOCELYN, ROBERT, A | I | MANAGING PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| JOCELYN, ROBERT, A | I | MANAGING PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| JOCELYN, ROBERT, A | I | MANAGING PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| JOCELYN, ROBERT, A | I | MANAGING PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| JOCELYN, ROBERT, A | I | MANAGING PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| JOCELYN, ROBERT, A | I | MANAGING PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| JOCELYN, ROBERT, A | I | MANAGING PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| JOCELYN, ROBERT, A | I | MANAGING PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| JOCELYN, ROBERT, A | I | MANAGING PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| JOCELYN, ROBERT, A | I | MANAGING PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| JOCELYN, ROBERT, A | I | MANAGING PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| JOCELYN, ROBERT, A | I | MANAGING PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| JOCELYN, ROBERT, A | I | MANAGING PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| JOCELYN, ROBERT, A | I | MANAGING PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| JOCELYN, ROBERT, A | I | MANAGING PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| JOCELYN, ROBERT, A | I | MANAGING PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| JOCELYN, ROBERT, A | I | MANAGING PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| JOCELYN, ROBERT, A | I | MANAGING PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| JOCELYN, ROBERT, A | I | MANAGING PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| JOCELYN, ROBERT, A | I | CHAIRMAN, PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| JOCELYN, ROBERT, A | I | CHAIRMAN, PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| HOWARDSIMON, LLC | DE | OWNER | E | Control |
| HOWARDSIMON, LLC | DE | OWNER | E | Control |
| JOCELYN CONSULTING, LLC | DE | OWNER | E | |
| JOCELYN CONSULTING, LLC | DE | OWNER | E | |
| JOCELYN CONSULTING, LLC | DE | OWNER | E | |
| JOCELYN CONSULTING, LLC | DE | OWNER | E | |
| JOCELYN CONSULTING, LLC | DE | OWNER | E | |
| JOCELYN CONSULTING, LLC | DE | OWNER | E | |
| JOCELYN CONSULTING, LLC | DE | OWNER | E | |
| JOCELYN CONSULTING, LLC | DE | OWNER | E | |
| JOCELYN CONSULTING, LLC | DE | OWNER | E | |
| JOCELYN CONSULTING, LLC | DE | OWNER | E | |
| JOCELYN CONSULTING, LLC | DE | OWNER | E | |
| JOCELYN CONSULTING, LLC | DE | OWNER | E | |
| JOCELYN CONSULTING, LLC | DE | OWNER | E | |
| JOCELYN CONSULTING, LLC | DE | OWNER | E | |
| JOCELYN CONSULTING, LLC | DE | OWNER | E | |
| JOCELYN CONSULTING, LLC | DE | OWNER | D | |
| JOCELYN CONSULTING, LLC | DE | OWNER | D | |
| JOCELYN CONSULTING, LLC | DE | OWNER | D | |
| JOCELYN CONSULTING, LLC | DE | OWNER | D | |
| JOCELYN CONSULTING, LLC | DE | OWNER | D | |
| JOCELYN CONSULTING, LLC | DE | OWNER | D | |
| JOCELYN CONSULTING, LLC | DE | OWNER | D | |
| JOCELYN CONSULTING, LLC | DE | OWNER | D | |
| JOCELYN, NICHOLAS, ALDEN | I | PRINCIPAL | D | Control |
| JOCELYN, NICHOLAS, ALDEN | I | PRINCIPAL | C | Control |
| JOCELYN, NICHOLAS, ALDEN | I | PRINCIPAL | C | Control |
| JOCELYN, NICHOLAS, ALDEN | I | PRINCIPAL | C | Control |
| JOCELYN, NICHOLAS, ALDEN | I | PRINCIPAL | C | Control |
| JOCELYN, NICHOLAS, ALDEN | I | PRINCIPAL | C | Control |
| JOCELYN, NICHOLAS, ALDEN | I | PRINCIPAL | C | Control |
| JOCELYN, NICHOLAS, ALDEN | I | PRINCIPAL | C | Control |
| JOCELYN, NICHOLAS, ALDEN | I | PRINCIPAL | C | Control |
| JOCELYN, NICHOLAS, ALDEN | I | PRINCIPAL | C | Control |
| JOCELYN, NICHOLAS, ALDEN | I | PRINCIPAL | C | Control |
| JOCELYN, NICHOLAS, ALDEN | I | PRINCIPAL | C | Control |
| JOCELYN, NICHOLAS, ALDEN | I | PRINCIPAL | C | Control |
| JOCELYN, NICHOLAS, ALDEN | I | PRINCIPAL | C | Control |
| JOCELYN, NICHOLAS, ALDEN | I | PRINCIPAL | C | Control |
| JOCELYN, NICHOLAS, ALDEN | I | PRINCIPAL | C | Control |
| JOCELYN, NICHOLAS, ALDEN | I | PRINCIPAL | C | Control |
| JOCELYN, NICHOLAS, ALDEN | I | PRINCIPAL | C | Control |
| JOCELYN, NICHOLAS, ALDEN | I | PRINCIPAL | C | Control |
| JOCELYN, NICHOLAS, ALDEN | I | PRINCIPAL | C | Control |
| JOCELYN, NICHOLAS, ALDEN | I | PRINCIPAL | C | Control |
| JOCELYN, NICHOLAS, ALDEN | I | PRINCIPAL | C | Control |
| JOCELYN, NICHOLAS, ALDEN | I | PRINCIPAL | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| JOCELYN, NICHOLAS, ALDEN | I | JOCELYN CONSULTING, LLC | D | Control |
| JOCELYN, ROBERT, A | I | JOCELYN CONSULTING, LLC | D | Control |
| JOCELYN, ROBERT, A | I | JOCELYN CONSULTING, LLC | D | Control |
| JOCELYN, ROBERT, A | I | JOCELYN CONSULTING, LLC | D | Control |
| JOCELYN, ROBERT, A | I | JOCELYN CONSULTING, LLC | D | Control |
| JOCELYN, ROBERT, A | I | JOCELYN CONSULTING, LLC | D | Control |
| JOCELYN, ROBERT, A | I | JOCELYN CONSULTING, LLC | D | Control |
| JOCELYN, ROBERT, A | I | JOCELYN CONSULTING, LLC | D | Control |
| JOCELYN, ROBERT, A | I | JOCELYN CONSULTING, LLC | D | Control |
| JOCELYN, ROBERT, A | I | JOCELYN CONSULTING, LLC | D | Control |
| JOCELYN, ROBERT, A | I | JOCELYN CONSULTING, LLC | D | Control |
| JOCELYN, ROBERT, A | I | JOCELYN CONSULTING, LLC | D | Control |
| JOCELYN, ROBERT, A | I | JOCELYN CONSULTING, LLC | D | Control |
| JOCELYN, ROBERT, A | I | JOCELYN CONSULTING, LLC | D | Control |
| JOCELYN, ROBERT, A | I | JOCELYN CONSULTING, LLC | D | Control |
| JOCELYN, ROBERT, A | I | JOCELYN CONSULTING, LLC | D | Control |
| JOCELYN, SHARON | I | JOCELYN CONSULTING, LLC | D | |
| JOCELYN, SHARON | I | JOCELYN CONSULTING, LLC | D | |
| JOCELYN, SHARON | I | JOCELYN CONSULTING, LLC | D | |
| JOCELYN, SHARON | I | JOCELYN CONSULTING, LLC | D | |
| JOCELYN, SHARON | I | JOCELYN CONSULTING, LLC | D | |
| JOCELYN, SHARON | I | JOCELYN CONSULTING, LLC | D | |
| JOCELYN, SHARON | I | JOCELYN CONSULTING, LLC | D | |
| JOCELYN, SHARON | I | JOCELYN CONSULTING, LLC | D | |
| JOCELYN, SHARON | I | JOCELYN CONSULTING, LLC | D | |
| JOCELYN, SHARON | I | JOCELYN CONSULTING, LLC | D | |
| JOCELYN, SHARON | I | JOCELYN CONSULTING, LLC | D | |
| JOCELYN, SHARON | I | JOCELYN CONSULTING, LLC | D | |
| JOCELYN, SHARON | I | JOCELYN CONSULTING, LLC | D | |
| JOCELYN, SHARON | I | JOCELYN CONSULTING, LLC | D | |
| JOCELYN, SHARON | I | JOCELYN CONSULTING, LLC | D | |
| HS SELLER HOLDINGS, INC. | DE | HOWARDSIMON, LLC | C | Control |
| HS SELLER HOLDINGS, INC. | DE | HOWARDSIMON, LLC | C | Control |
| JOCELYN, NICHOLAS, ALDEN | I | JOCELYN CONSULTING, LLC | C | Control |
| JOCELYN, NICHOLAS, ALDEN | I | JOCELYN CONSULTING, LLC | C | Control |
| JOCELYN, NICHOLAS, ALDEN | I | JOCELYN CONSULTING, LLC | C | Control |
| JOCELYN, NICHOLAS, ALDEN | I | JOCELYN CONSULTING, LLC | C | Control |
| JOCELYN, NICHOLAS, ALDEN | I | JOCELYN CONSULTING, LLC | C | Control |
| JOCELYN, NICHOLAS, ALDEN | I | JOCELYN CONSULTING, LLC | C | Control |
| JOCELYN, NICHOLAS, ALDEN | I | JOCELYN CONSULTING, LLC | C | Control |
| JOCELYN, ROBERT, A | I | JOCELYN CONSULTING, LLC | C | Control |
| JOCELYN, ROBERT, A | I | JOCELYN CONSULTING, LLC | C | Control |
| JOCELYN, ROBERT, A | I | JOCELYN CONSULTING, LLC | C | Control |
| JOCELYN, ROBERT, A | I | JOCELYN CONSULTING, LLC | C | Control |
| JOCELYN, ROBERT, A | I | JOCELYN CONSULTING, LLC | C | Control |
| JOCELYN, ROBERT, A | I | JOCELYN CONSULTING, LLC | C | Control |
| JOCELYN, ROBERT, A | I | JOCELYN CONSULTING, LLC | C | Control |
| JOCELYN, ROBERT, A | I | JOCELYN CONSULTING, LLC | C | Control |
| JOCELYN, SHARON | I | JOCELYN CONSULTING, LLC | C | |
| JOCELYN, SHARON | I | JOCELYN CONSULTING, LLC | C | |
| JOCELYN, SHARON | I | JOCELYN CONSULTING, LLC | C | |
| JOCELYN, SHARON | I | JOCELYN CONSULTING, LLC | C | |
| JOCELYN, SHARON | I | JOCELYN CONSULTING, LLC | C | |
| JOCELYN, SHARON | I | JOCELYN CONSULTING, LLC | C | |
| JOCELYN, SHARON | I | JOCELYN CONSULTING, LLC | C | |
| JOCELYN, SHARON | I | JOCELYN CONSULTING, LLC | C | |
| SCP RETIREMENT SERVICES INVESTOR, LLC | DE | HOWARDSIMON, LLC | C | Control |
| SCP RETIREMENT SERVICES INVESTOR, LLC | DE | HOWARDSIMON, LLC | C | Control |
| SCP RETIREMENT SERVICES, LLC | DE | HOWARDSIMON, LLC | C | Control |
| SCP RETIREMENT SERVICES, LLC | DE | HOWARDSIMON, LLC | C | Control |
| SCP RS INTERMEDIATE HOLDCO, LLC | DE | HOWARDSIMON, LLC | C | Control |
| SCP RS INTERMEDIATE HOLDCO, LLC | DE | HOWARDSIMON, LLC | C | Control |
| SHORE CAPITAL BUSINESS SERVICES PARTNERS FUND I, L.P. | DE | HOWARDSIMON, LLC | C | Control |
| SHORE CAPITAL BUSINESS SERVICES PARTNERS FUND I, L.P. | DE | HOWARDSIMON, LLC | C | Control |
Registrations
Federal
IA
Dec 9, 2022 REGISTERED
Notice Filings (4)
CA CO HI TX
Address
100 SMITH RANCH ROADSUITE 329
SAN RAFAEL, CA 94903
United States
Phone: 415-256-1795