SUMMIT FINANCIAL ADVISORS, INC.
CRD #145007 SEC #801-96206 MIDDLETOWN, OH 513-424-6300
SEC Registered Disclosures
Total AUM
$199.4M
Discretionary
$197.5M
Employees
4
Clients
101
Accounts
426
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Ohio
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Jun 17, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WEED, MATTHEW, ALLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEED, MATTHEW, ALLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEED, MATTHEW, ALLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEED, MATTHEW, ALLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEED, MATTHEW, ALLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MILLER, ROGER, LOWELL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| MILLER, ROGER, LOWELL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| MILLER, ROGER, LOWELL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| MILLER, ROGER, LOWELL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| MILLER, ROGER, LOWELL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| MILLER, ROGER, LOWELL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| MILLER, ROGER, LOWELL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| MILLER, ROGER, LOWELL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| MILLER, ROGER, LOWELL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| MILLER, ROGER, LOWELL | I | PRESIDENT | D | Control |
| MILLER, ROGER, LOWELL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| MILLER, ROGER, LOWELL | I | PRESIDENT | D | Control |
| MILLER, ROGER, LOWELL | I | PRESIDENT | D | Control |
| MILLER, ROGER, LOWELL | I | PRESIDENT | D | Control |
| MILLER, ROGER, LOWELL | I | PRESIDENT | D | Control |
| MILLER, PETER, BENJAMIN | I | VICE PRESIDENT/SECRETARY/TREASURER | B | Control |
| MILLER, PETER, BENJAMIN | I | VICE PRESIDENT/SECRETARY/TREASURER | B | Control |
| MILLER, PETER, BENJAMIN | I | VICE PRESIDENT/SECRETARY/TREASURER | B | Control |
| MILLER, PETER, BENJAMIN | I | VICE PRESIDENT/SECRETARY/TREASURER | B | Control |
| MILLER, PETER, BENJAMIN | I | VICE PRESIDENT/SECRETARY/TREASURER | B | Control |
| MILLER, PETER, BENJAMIN | I | VICE PRESIDENT/SECRETARY/TREASURER | B | Control |
| MILLER, PETER, BENJAMIN | I | VICE PRESIDENT/SECRETARY/TREASURER | B | Control |
| MILLER, PETER, BENJAMIN | I | VICE PRESIDENT/SECRETARY/TREASURER | B | Control |
| MILLER, PETER, BENJAMIN | I | VICE PRESIDENT/SECRETARY/TREASURER | B | Control |
| MILLER, PETER, BENJAMIN | I | VICE PRESIDENT/SECRETARY/TREASURER | B | Control |
| MILLER, PETER, BENJAMIN | I | VICE PRESIDENT/SECRETARY/TREASURER | B | Control |
| MILLER, PETER, BENJAMIN | I | VICE PRESIDENT/SECRETARY/TREASURER | B | Control |
| MILLER, PETER, BENJAMIN | I | VICE PRESIDENT/SECRETARY/TREASURER | B | Control |
| MILLER, PETER, BENJAMIN | I | VICE PRESIDENT/SECRETARY/TREASURER | B | Control |
| MILLER, PETER, BENJAMIN | I | VICE PRESIDENT/SECRETARY/TREASURER | B | Control |
| WEED, ELLEN, MARIE | I | VICE PRESIDENT | B | Control |
| WEED, ELLEN, MARIE | I | VICE PRESIDENT | B | Control |
| WEED, ELLEN, MARIE | I | VICE PRESIDENT | B | Control |
| WEED, ELLEN, MARIE | I | VICE PRESIDENT | B | Control |
| WEED, ELLEN, MARIE | I | VICE PRESIDENT | B | Control |
| WEED, ELLEN, MARIE | I | VICE PRESIDENT | B | Control |
| WEED, ELLEN, MARIE | I | VICE PRESIDENT | B | Control |
| WEED, ELLEN, MARIE | I | VICE PRESIDENT | B | Control |
| WEED, ELLEN, MARIE | I | VICE PRESIDENT | B | Control |
| WEED, ELLEN, MARIE | I | VICE PRESIDENT | B | Control |
| WEED, ELLEN, MARIE | I | VICE PRESIDENT | B | Control |
| WEED, ELLEN, MARIE | I | VICE PRESIDENT | B | Control |
| WEED, ELLEN, MARIE | I | VICE PRESIDENT | B | Control |
| WEED, ELLEN, MARIE | I | VICE PRESIDENT | B | Control |
| WEED, ELLEN, MARIE | I | VICE PRESIDENT | B | Control |
Registrations
Federal
IA
Jun 17, 2025 REGISTERED
Notice Filings (2)
CA OH
Address
300 N. MAIN STREETSUITE 500
MIDDLETOWN, OH 45042
United States
Phone: 513-424-6300