RIA Intelligence

VSR FINANCIAL SERVICES, INC.

Legal name: VSR ADVISORY SERVICES

CRD #14503 SEC #801-61672 OVERLAND PARK, KS 913-498-2900
SEC Registered Broker-Dealer Disclosures
Total AUM
$3.1B
Discretionary
$2.3B
Employees
349
Clients
--
Accounts
16,944
This firm has regulatory disclosures on file. View disclosures

Firm Details

Organization Type
Corporation
State of Formation
Missouri
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Sep 12, 2016
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ALLEN, MASON LIDIRECTORNA Control
ALLEN, MASON LIDIRECTORNA Control
ALLEN, MASON LIDIRECTORNA Control
ANTONIADES, ADAM NICHOLASIDIRECTORNA Control
BEARY, DONALD JOSEPHIEXECUTIVE VICE PRESIDENT CHAIRMAN OF THE BOARDNA Control
BEARY, DONALD JOSEPHIEXECUTIVE VICE PRESIDENT, SECTY, TRSRNA Control
BEARY, DONALD JOSEPHIEXECUTIVE VICE PRESIDENTNA Control
BEARY, DONALD JOSEPHIEXECUTIVE VICE PRESIDENT, SECTY, TRSRNA Control
BEARY, DONALD JOSEPHIEXECUTIVE VICE PRESIDENT, SECTY, TRSRNA Control
BEARY, DONALD JOSEPHIEXECUTIVE VICE PRESIDENTNA Control
BEARY, DONALD JOSEPHIEXECUTIVE VICE PRESIDENT, SECTY, TRSRNA Control
BEARY, DONALD JOSEPHIEXECUTIVE VICE PRESIDENT, SECTY, TRSRNA Control
BEARY, DONALD JOSEPHIEXECUTIVE VICE PRESIDENT, SECTY, TRSRNA Control
BEARY, DONALD JOSEPHIEXECUTIVE VICE PRESIDENT, SECTY, TRSRNA Control
BEARY, DONALD JOSEPHIEXECUTIVE VICE PRESIDENT, SECTY, TRSRNA Control
BEARY, DONALD JOSEPHIEXECUTIVE VICE PRESIDENT, SECTY, TRSRNA Control
BEARY, DONALD JOSEPHIEXECUTIVE VICE PRESIDENT, SECTY, TRSRNA Control
BEARY, DONALD JOSEPHIEXECUTIVE VICE PRESIDENT, SECTY, TRSRNA Control
BEARY, DONALD JOSEPHIEXECUTIVE VICE PRESIDENT CHAIRMAN OF THE BOARDNA Control
BEARY, DONALD JOSEPHIEXECUTIVE VICE PRESIDENT CHAIRMAN OF THE BOARDNA Control
BEARY, DONALD JOSEPHIEXECUTIVE VICE PRESIDENT CHAIRMAN OF THE BOARDNA Control
BEARY, DONALD JOSEPHIEXECUTIVE VICE PRESIDENT CHAIRMAN OF THE BOARDNA Control
BEARY, DONALD JOSEPHIEXECUTIVE VICE PRESIDENT CHAIRMAN OF THE BOARDNA Control
BEARY, DONALD JOSEPHIEXECUTIVE VICE PRESIDENT CHAIRMAN OF THE BOARDNA Control
BEARY, DONALD JOSEPHIEXECUTIVE VICE PRESIDENT CHAIRMAN OF THE BOARDNA Control
BEARY, DONALD JOSEPHIEXECUTIVE VICE PRESIDENT CHAIRMAN OF THE BOARDNA Control
BEARY, DONALD JOSEPHIEXECUTIVE VICE PRESIDENT CHAIRMAN OF THE BOARDNA Control
BEARY, DONALD JOSEPHIEXECUTIVE VICE PRESIDENT CHAIRMAN OF THE BOARDNA Control
BEARY, DONALD JOSEPHIEXECUTIVE VICE PRESIDENT CHAIRMAN OF THE BOARDNA Control
BEARY, DONALD JOSEPHIEXECUTIVE VICE PRESIDENT CHAIRMAN OF THE BOARDNA Control
BEARY, DONALD JOSEPHIEXECUTIVE VICE PRESIDENT CHAIRMAN OF THE BOARDNA Control
BEARY, DONALD JOSEPHIEXECUTIVE VICE PRESIDENT CHAIRMAN OF THE BOARDNA Control
BEARY, DONALD JOSEPHIEXECUTIVE VICE PRESIDENT CHAIRMAN OF THE BOARDNA Control
BEARY, DONALD JOSEPHIEXECUTIVE VICE PRESIDENT CHAIRMAN OF THE BOARDNA Control
BEARY, DONALD JOSEPHIEXECUTIVE VICE PRESIDENT CHAIRMAN OF THE BOARDNA Control
BEARY, DONALD JOSEPHIEXECUTIVE VICE PRESIDENT CHAIRMAN OF THE BOARDNA Control
BEARY, DONALD JOSEPHIEXECUTIVE VICE PRESIDENT CHAIRMAN OF THE BOARDNA Control
BEARY, DONALD JOSEPHIEXECUTIVE VICE PRESIDENT CHAIRMAN OF THE BOARDNA Control
BEARY, DONALD JOSEPHIEXECUTIVE VICE PRESIDENT CHAIRMAN OF THE BOARDNA Control
BEARY, DONALD JOSEPHIEXECUTIVE VICE PRESIDENT CHAIRMAN OF THE BOARDNA Control
BEARY, DONALD JOSEPHIEXECUTIVE VICE PRESIDENT CHAIRMAN OF THE BOARDNA Control
BEARY, DONALD JOSEPHIEXECUTIVE VICE PRESIDENT CHAIRMAN OF THE BOARDNA Control
BEARY, DONALD JOSEPHIEXECUTIVE VICE PRESIDENT CHAIRMAN OF THE BOARDNA Control
BRETADO, SANTIAGO AVILAICHIEF FINANCIAL OFFICERNA Control
BRETADO, SANTIAGO AVILAICHIEF FINANCIAL OFFICERNA Control
BRETADO, SANTIAGO AVILAICHIEF FINANCIAL OFFICERNA Control
BRETADO, SANTIAGO AVILAICHIEF FINANCIAL OFFICERNA Control
BRETADO, SANTIAGO AVILAICHIEF FINANCIAL OFFICERNA Control
BRETADO, SANTIAGO AVILAICHIEF FINANCIAL OFFICERNA Control
BRETADO, SANTIAGO AVILAICHIEF FINANCIAL OFFICERNA Control
COKINIS, CHRISTOPHER ALEXICHIEF COMPLIANCE OFFICERNA Control
COKINIS, CHRISTOPHER ALEXICHIEF COMPLIANCE OFFICERNA Control
COKINIS, CHRISTOPHER ALEXICHIEF COMPLIANCE OFFICERNA Control
COKINIS, CHRISTOPHER ALEXICHIEF COMPLIANCE OFFICERNA
COKINIS, CHRISTOPHER ALEXICHIEF COMPLIANCE OFFICERNA
COKINIS, CHRISTOPHER ALEXICHIEF COMPLIANCE OFFICERNA
COKINIS, CHRISTOPHER ALEXICHIEF COMPLIANCE OFFICERNA Control
COKINIS, CHRISTOPHER ALEXICHIEF COMPLIANCE OFFICERNA Control
COKINIS, CHRISTOPHER ALEXICHIEF COMPLIANCE OFFICERNA Control
DEBORAH STANFIELD REV. LIVING TRUSTDE(SHAREHOLDER)NA
DEBORAH STANFIELD REV. LIVING TRUST, TRUSTEES DEBORAH M. STANFIELD AND JAMES M. STANFIELDDE(SHAREHOLDER), TRUSTEES DEBORAH M. STANFIELD AND JAMES M. STANFIELDNA
DONALDSON, MARK JOSEPHICHIEF COMPLIANCE OFFICERNA Control
DONALDSON, MARK JOSEPHICHIEF COMPLIANCE OFFICERNA Control
DONALDSON, MARK JOSEPHICHIEF COMPLIANCE OFFICERNA Control
DONALDSON, MARK JOSEPHICHIEF COMPLIANCE OFFICERNA Control
DONALDSON, MARK JOSEPHICHIEF COMPLIANCE OFFICERNA Control
DONALDSON, MARK JOSEPHICHIEF COMPLIANCE OFFICERNA Control
DONALDSON, MARK JOSEPHICHIEF COMPLIANCE OFFICERNA Control
DONALDSON, MARK JOSEPHICHIEF COMPLIANCE OFFICERNA Control
DRYTON, JACK MICHAELIGENERAL COUNSELNA Control
DRYTON, JACK MICHAELIGENERAL COUNSELNA Control
DRYTON, JACK MICHAELIGENERAL COUNSELNA Control
DRYTON, JACK MICHAELIGENERAL COUNSELNA Control
DRYTON, JACK MICHAELIGENERAL COUNSELNA Control
DRYTON, JACK MICHAELIGENERAL COUNSELNA Control
DRYTON, JACK MICHAELIGENERAL COUNSELNA Control
DRYTON, JACK MICHAELIGENERAL COUNSELNA Control
DRYTON, JACK MICHAELIGENERAL COUNSELNA Control
EGAN, PATRICK EARLICROP, SROPNA Control
EGAN, PATRICK EARLICROP, SROPNA Control
EGAN, PATRICK EARLICROP, SROPNA Control
EGAN, PATRICK EARLICROP, SROPNA Control
EGAN, PATRICK EARLICROP, SROPNA Control
EGAN, PATRICK EARLICROP, SROPNA Control
EGAN, PATRICK EARLICROP, SROPNA Control
EGAN, PATRICK EARLICROP, SROPNA Control
EGAN, PATRICK EARLICROP, SROPNA Control
EISENHAUER, JEFFREY NEALIVICE PRESIDENT AND TRADE DESK DIRECTORNA Control
FRAM, FREDERICK GORDONICHIEF COMPLIANCE OFFICERNA Control
FRAM, FREDERICK GORDONICHIEF COMPLIANCE OFFICERNA Control
GEORGE, KENNARD RIVICE PRESIDENTNA Control
GEORGE, KENNARD RIVICE PRESIDENTNA Control
GEORGE, KENNARD RIVICE PRESIDENTNA Control
GEORGE, KENNARD RIVICE PRESIDENTNA Control
GEORGE, KENNARD RIVICE PRESIDENTNA Control
GEORGE, KENNARD RIVICE PRESIDENTNA Control
GEORGE, KENNARD RIEXECUTIVE VICE PRESIDENTNA Control
GEORGE, KENNARD RIEXECUTIVE VICE PRESIDENTNA Control
GEORGE, KENNARD RIVICE PRESIDENTNA Control
GINOLFI, CHRISTIAN PHILLIPIRIA CHIEF COMPLIANCE OFFICERNA Control
GINOLFI, CHRISTIAN PHILLIPIRIA CHIEF COMPLIANCE OFFICERNA Control
GINOLFI, CHRISTIAN PHILLIPIRIA CHIEF COMPLIANCE OFFICERNA Control
GINOLFI, CHRISTIAN PHILLIPIRIA CHIEF COMPLIANCE OFFICERNA Control
GINOLFI, CHRISTIAN PHILLIPIRIA CHIEF COMPLIANCE OFFICERNA Control
GINOLFI, CHRISTIAN PHILLIPIRIA CHIEF COMPLIANCE OFFICERNA Control
HARRISON, BRETT LAMARIDIRECTORNA Control
HOLT, RICHARD WILLIAMIVICE PRESIDENT, ADVISORY SERVICESNA
HOLT, RICHARD WILLIAMIVICE PRESIDENT, ADVISORY SERVICESNA
HOLT, RICHARD WILLIAMIVICE PRESIDENT, ADVISORY SERVICESNA
HOLT, RICHARD WILLIAMIVICE PRESIDENT, ADVISORY SERVICESNA
HOLT, RICHARD WILLIAMIVICE PRESIDENT, ADVISORY SERVICESNA
HOLT, RICHARD WILLIAMIVICE PRESIDENT, ADVISORY SERVICESNA
HOLT, RICHARD WILLIAMIVICE PRESIDENT, ADVISORY SERVICESNA
HOLT, RICHARD WILLIAMIVICE PRESIDENT, ADVISORY SERVICESNA
HOLT, RICHARD WILLIAMIVICE PRESIDENT, ADVISORY SERVICESNA
HUGHES, PETER WELLINGTONICHIEF INVESTMENT OFFICERNA Control
HUGHES, PETER WELLINGTONICHIEF FINANCIAL OFFICERNA Control
HUGHES, PETER WELLINGTONICHIEF INVESTMENT OFFICERNA Control
HUGHES, PETER WELLINGTONICHIEF FINANCIAL OFFICERNA Control
HUGHES, PETER WELLINGTONICHIEF INVESTMENT OFFICERNA Control
MALONEY, EILEEN MARIEICHIEF FINANCIAL OFFICERNA Control
MALONEY, EILEEN MARIEICHIEF FINANCIAL OFFICERNA Control
MALONEY, EILEEN MARIEICHIEF FINANCIAL OFFICERNA Control
MALONEY, EILEEN MARIEICHIEF FINANCIAL OFFICERNA Control
MALONEY, EILEEN MARIEICHIEF FINANCIAL OFFICERNA Control
MALONEY, EILEEN MARIEICHIEF FINANCIAL OFFICERNA Control
MALONEY, EILEEN MARIEICHIEF FINANCIAL OFFICERNA Control
MALONEY, EILEEN MARIEICHIEF FINANCIAL OFFICERNA Control
MALONEY, EILEEN MARIEICHIEF FINANCIAL OFFICERNA Control
MALONEY, EILEEN MARIEICHIEF FINANCIAL OFFICERNA Control
MALONEY, EILEEN MARIEICHIEF FINANCIAL OFFICERNA Control
MCANARNEY, MAUREEN CARESSEICHIEF OPERATIONS OFFICERNA Control
MCANARNEY, MAUREEN CARESSEICHIEF OPERATIONS OFFICERNA Control
MCANARNEY, MAUREEN CARESSEICHIEF OPERATIONS OFFICERNA Control
MCANARNEY, MAUREEN CARESSEICHIEF OPERATIONS OFFICERNA Control
MCANARNEY, MAUREEN CARESSEICHIEF OPERATIONS OFFICERNA Control
MCANARNEY, MAUREEN CARESSEICHIEF OPERATIONS OFFICERNA Control
MCANARNEY, MAUREEN CARESSEICHIEF OPERATIONS OFFICERNA Control
MCANARNEY, MAUREEN CARESSEICHIEF OPERATIONS OFFICERNA Control
MCANARNEY, MAUREEN CARESSEICHIEF OPERATIONS OFFICERNA Control
MCANARNEY, MAUREEN CARESSEICHIEF OPERATIONS OFFICER, EXECUTIVE VICE PRESIDENTNA Control
MCANARNEY, MAUREEN CARESSEICHIEF OPERATIONS OFFICER, EXECUTIVE VICE PRESIDENTNA Control
MCANARNEY, MAUREEN CARESSEICHIEF OPERATIONS OFFICERNA Control
MCANARNEY, MAUREEN CARESSEICHIEF OPERATIONS OFFICER, CO-PRESIDENTNA Control
MCANARNEY, MAUREEN CARESSEICHIEF OPERATIONS OFFICER, CO-PRESIDENTNA Control
MCANARNEY, MAUREEN CARESSEICHIEF OPERATIONS OFFICER, CO-PRESIDENTNA Control
MCANARNEY, MAUREEN CARESSEICHIEF OPERATIONS OFFICER, CO-PRESIDENTNA Control
MCANARNEY, MAUREEN CARESSEICHIEF OPERATIONS OFFICER, CO-PRESIDENTNA Control
MCANARNEY, MAUREEN CARESSEICHIEF OPERATIONS OFFICER, CO-PRESIDENTNA Control
MCANARNEY, MAUREEN CARESSEICHIEF OPERATIONS OFFICER, CO-PRESIDENTNA Control
MCANARNEY, MAUREEN CARESSEICHIEF OPERATIONS OFFICER, CO-PRESIDENTNA Control
MCANARNEY, MAUREEN CARESSEICHIEF OPERATIONS OFFICER, CO-PRESIDENTNA Control
MCANARNEY, MAUREEN CARESSEICHIEF OPERATIONS OFFICER, CO-PRESIDENTNA Control
MCANARNEY, MAUREEN CARESSEICHIEF OPERATIONS OFFICER, CO-PRESIDENTNA Control
MCANARNEY, MAUREEN CARESSEICHIEF OPERATIONS OFFICER, CO-PRESIDENTNA Control
MCANARNEY, MAUREEN CARESSEICHIEF OPERATIONS OFFICER, CO-PRESIDENTNA Control
MCANARNEY, MAUREEN CARESSEICHIEF OPERATIONS OFFICER, CO-PRESIDENTNA Control
MCANARNEY, MAUREEN CARESSEICHIEF OPERATIONS OFFICER, CO-PRESIDENTNA Control
MCKENNA, NINA SCHLOESSERIDIRECTORNA Control
MCKENNA, NINA SCHLOESSERIDIRECTORNA Control
MCKENNA, NINA SCHLOESSERIDIRECTORNA Control
OLSON, GREGORY ALANISECRETARYNA Control
QUINT, EILEEN MICHIEF FINANCIAL OFFICER, TREASURERNA Control
QUINT, EILEEN MICHIEF FINANCIAL OFFICER, TREASURERNA Control
QUINT, EILEEN MICHIEF FINANCIAL OFFICER, TREASURERNA Control
QUINT, EILEEN MICHIEF FINANCIAL OFFICER, TREASURERNA Control
QUINT, EILEEN MICHIEF FINANCIAL OFFICER, TREASURERNA Control
QUINT, EILEEN MICHIEF FINANCIAL OFFICER, TREASURERNA Control
QUINT, EILEEN MICHIEF FINANCIAL OFFICER, TREASURERNA Control
QUINT, EILEEN MICHIEF FINANCIAL OFFICER, TREASURERNA Control
QUINT, EILEEN MICHIEF FINANCIAL OFFICER, TREASURERNA Control
QUINT, EILEEN MICHIEF FINANCIAL OFFICER, EXECUTIVE VICE PRESIDENT, TREASURERNA Control
QUINT, EILEEN MICHIEF FINANCIAL OFFICER, EXECUTIVE VICE PRESIDENT, TREASURERNA Control
QUINT, EILEEN MICHIEF FINANCIAL OFFICER, TREASURERNA Control
QUINT, EILEEN MICHIEF FINANCIAL OFFICER, EXECUTIVE VICE PRESIDENT, TREASURERNA Control
QUINT, EILEEN MICHIEF FINANCIAL OFFICER, EXECUTIVE VICE PRESIDENT, TREASURERNA Control
QUINT, EILEEN MICHIEF FINANCIAL OFFICER, EXECUTIVE VICE PRESIDENT, TREASURERNA Control
QUINT, EILEEN MICHIEF FINANCIAL OFFICER, EXECUTIVE VICE PRESIDENT, TREASURERNA Control
QUINT, EILEEN MICHIEF FINANCIAL OFFICER, EXECUTIVE VICE PRESIDENT, TREASURERNA Control
QUINT, EILEEN MICHIEF FINANCIAL OFFICER, EXECUTIVE VICE PRESIDENT, TREASURERNA Control
QUINT, EILEEN MICHIEF FINANCIAL OFFICER, EXECUTIVE VICE PRESIDENT, TREASURERNA Control
QUINT, EILEEN MICHIEF FINANCIAL OFFICER, EXECUTIVE VICE PRESIDENT, TREASURERNA Control
QUINT, EILEEN MICHIEF FINANCIAL OFFICER, EXECUTIVE VICE PRESIDENT, TREASURERNA Control
QUINT, EILEEN MICHIEF FINANCIAL OFFICER, EXECUTIVE VICE PRESIDENT, TREASURERNA Control
QUINT, EILEEN MICHIEF FINANCIAL OFFICER, EXECUTIVE VICE PRESIDENT, TREASURERNA Control
QUINT, EILEEN MICHIEF FINANCIAL OFFICER, EXECUTIVE VICE PRESIDENT, TREASURERNA Control
QUINT, EILEEN MICHIEF FINANCIAL OFFICER, EXECUTIVE VICE PRESIDENT, TREASURERNA Control
QUINT, EILEEN MICHIEF FINANCIAL OFFICER, EXECUTIVE VICE PRESIDENT, TREASURERNA Control
QUINT, JACOB ROBERTICROP, SROPNA Control
QUINT, JACOB ROBERTICROP, SROPNA Control
QUINT, JACOB ROBERTICROP, SROPNA Control
QUINT, JACOB ROBERTICROP, SROPNA Control
QUINT, JACOB ROBERTICROP, SROPNA Control
QUINT, JACOB ROBERTICROP, SROPNA Control
QUINT, JACOB ROBERTICROP, SROPNA Control
RADFORD, CHRISTOPHER BLAKEICHIEF COMPLIANCE OFFICER, CEO, PRESIDENTNA Control
RADFORD, CHRISTOPHER BLAKEIPRESIDENTNA Control
RADFORD, CHRISTOPHER BLAKEIPRESIDENTNA Control
RADFORD, CHRISTOPHER BLAKEIPRESIDENTNA Control
RADFORD, CHRISTOPHER BLAKEICHIEF EXECUTIVE OFFICER, PRESIDENTNA Control
RADFORD, CHRISTOPHER BLAKEICEO, PRESIDENTNA Control
RAMEL, JAMES EDWARDI(SHAREHOLDER)NA
RAMEL, JAMES EDWARDI(SHAREHOLDER)NA
REGNERY, MAUREEN CARESSEISENIOR VICE PRESIDENT - THE MASTERSNA Control
REGNERY, MAUREEN CARESSEISENIOR VICE PRESIDENT - THE MASTERSNA Control
REGNERY, MAUREEN CARESSEISENIOR VICE PRESIDENT - THE MASTERSNA Control
REGNERY, MAUREEN CARESSEISENIOR VICE PRESIDENT - THE MASTERSNA Control
REGNERY, MAUREEN CARESSEISENIOR VICE PRESIDENT - THE MASTERSNA Control
REGNERY, MAUREEN CARESSEISENIOR VICE PRESIDENT - THE MASTERSNA Control
REGNERY, MAUREEN CARESSEISENIOR VICE PRESIDENT - THE MASTERSNA Control
REGNERY, MAUREEN CARESSEISENIOR VICE PRESIDENT - THE MASTERSNA Control
REGNERY, MAUREEN CARESSEISENIOR VICE PRESIDENT - THE MASTERSNA Control
REGNERY, MAUREEN CARESSEISENIOR VICE PRESIDENT - THE MASTERSNA Control
REGNERY, MAUREEN CARESSEISENIOR VICE PRESIDENT - THE MASTERSNA Control
ROBERTS, STEPHEN RALPHICHIEF COMPLIANCE OFFICER, VICE PRESIDENTNA
ROBERTS, STEPHEN RALPHICHIEF COMPLIANCE OFFICER, VICE PRESIDENTNA
ROBERTS, STEPHEN RALPHICHIEF COMPLIANCE OFFICER, VICE PRESIDENTNA
ROBERTS, STEPHEN RALPHICHIEF COMPLIANCE OFFICER, VICE PRESIDENTNA
ROBERTS, STEPHEN RALPHICHIEF COMPLIANCE OFFICER, VICE PRESIDENTNA
ROBERTS, STEPHEN RALPHICHIEF COMPLIANCE OFFICER, VICE PRESIDENTNA
ROBERTS, STEPHEN RALPHICHIEF COMPLIANCE OFFICER, VICE PRESIDENTNA
ROBERTS, STEPHEN RALPHICHIEF COMPLIANCE OFFICER, VICE PRESIDENTNA
RUSSELL, STEPHEN ADRIANIEXEC. VP, SECRETARYNA Control
RUSSELL, STEPHEN ADRIANIEXECUTIVE VICE PRESIDENTNA Control
RUSSELL, STEPHEN ADRIANIEXEC. VP, SECRETARYNA Control
RUSSELL, STEPHEN ADRIANIEXEC. VP, SECRETARYNA Control
RUSSELL, STEPHEN ADRIANIEXEC. VP, SECRETARYNA Control
RUSSELL, STEPHEN ADRIANIEXEC. VP, SECRETARYNA Control
RUSSELL, STEPHEN ADRIANIEXEC. VP, SECRETARYNA Control
RUSSELL, STEPHEN ADRIANIEXEC. VP, SECRETARYNA Control
RUSSELL, STEPHEN ADRIANIEXECUTIVE VICE PRESIDENTNA Control
RUSSELL, STEPHEN ADRIANIEXECUTIVE VICE PRESIDENTNA Control
RUSSELL, STEPHEN ADRIANIEXEC. VP, SECRETARYNA Control
RUSSELL, STEPHEN ADRIANIEXECUTIVE VICE PRESIDENTNA Control
RUSSELL, STEPHEN ADRIANIEXECUTIVE VICE PRESIDENTNA Control
RUSSELL, STEPHEN ADRIANIEXECUTIVE VICE PRESIDENTNA Control
RUSSELL, STEPHEN ADRIANIEXECUTIVE VICE PRESIDENTNA Control
RUSSELL, STEPHEN ADRIANIEXECUTIVE VICE PRESIDENTNA Control
RUSSELL, STEPHEN ADRIANIEXECUTIVE VICE PRESIDENTNA Control
RUSSELL, STEPHEN ADRIANIEXECUTIVE VICE PRESIDENTNA Control
RUSSELL, STEPHEN ADRIANIEXECUTIVE VICE PRESIDENTNA Control
SCRUGGS, CHATTEN WALKERISENIOR VICE PRESIDENT AND CHIEF TECHNOLOGY OFFICERNA Control
SMILEY, STANLEY ROBERTIVICE PRESIDENTNA Control
SPENCER, CHARLES KENDALLI(SHAREHOLDER)NA
SPENCER, CHARLES KENDALLI(SHAREHOLDER)NA
STANFIELD, DEBORAH MITRUSTEE-DEBORAH M STANFIELD LIVING TRUSTNA
STANFIELD, JAMES MICHAELIPRESIDENT, CEONA Control
STANFIELD, JAMES MICHAELICHIEF INVESTMENT OFFICERNA Control
STANFIELD, JAMES MICHAELIPRESIDENT, CHIEF EXECUTIVE OFFICERNA Control
STANFIELD, JAMES MICHAELIPRESIDENT, CEONA Control
STANFIELD, JAMES MICHAELIPRESIDENT, CEONA Control
STANFIELD, JAMES MICHAELICEONA Control
STANFIELD, JAMES MICHAELIPRESIDENT, CEONA Control
STANFIELD, JAMES MICHAELIPRESIDENT, CEONA Control
STANFIELD, JAMES MICHAELICEONA Control
STANFIELD, JAMES MICHAELIPRESIDENT, CHIEF EXECUTIVE OFFICERNA Control
STANFIELD, JAMES MICHAELIPRESIDENT, CEO, CCONA Control
STANFIELD, JAMES MICHAELICEO/TRUSTEE-DEBORAH M STANFIELD LIVING TRUSTNA Control
STANFIELD, JAMES MICHAELIPRESIDENT, CHIEF EXECUTIVE OFFICERNA Control
STANFIELD, JAMES MICHAELIPRESIDENT, CHIEF EXECUTIVE OFFICERNA Control
STANFIELD, JAMES MICHAELIPRESIDENT, CHIEF EXECUTIVE OFFICERNA Control
STANFIELD, JAMES MICHAELIPRESIDENT, CHIEF EXECUTIVE OFFICERNA Control
STANFIELD, JAMES MICHAELIPRESIDENT, CHIEF EXECUTIVE OFFICERNA Control
STANFIELD, JAMES MICHAELIPRESIDENT, CHIEF EXECUTIVE OFFICERNA Control
STANFIELD, JAMES MICHAELIPRESIDENT, CHIEF EXECUTIVE OFFICERNA Control
STANFIELD, JAMES MICHAELIPRESIDENT, CHIEF EXECUTIVE OFFICERNA Control
STANFIELD, JAMES MICHAELICHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICERNA Control
STANFIELD, JAMES MICHAELICHIEF INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENTNA Control
STANFIELD, JAMES MICHAELICHIEF INVESTMENT OFFICERNA Control
STANFIELD, JAMES MICHAELICHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICERNA Control
STANFIELD, JAMES MICHAELICHIEF EXECUTIVE OFFICERNA Control
STANFIELD, JAMES MICHAELICHIEF EXECUTIVE OFFICERNA Control
STANFIELD, JAMES MICHAELICHIEF EXECUTIVE OFFICERNA Control
STANFIELD, JAMES MICHAELICHIEF EXECUTIVE OFFICERNA Control
STANFIELD, JAMES MICHAELICHIEF EXECUTIVE OFFICERNA Control
STANFIELD, JAMES MICHAELICHIEF EXECUTIVE OFFICERNA Control
STANFIELD, JAMES MICHAELICHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICERNA Control
STANFIELD, JAMES MICHAELICHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICERNA Control
STANFIELD, JAMES MICHAELICHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICERNA Control
STANFIELD, JAMES MICHAELICHIEF EXECUTIVE OFFICERNA Control
STANFIELD, JAMES MICHAELICHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICERNA Control
STANFIELD, JAMES MICHAELICHIEF EXECUTIVE OFFICERNA Control
STANFIELD, JAMES MICHAELICHIEF EXECUTIVE OFFICERNA Control
STANFIELD, JAMES MICHAELICHIEF EXECUTIVE OFFICERNA Control
STANFIELD, JAMES MICHAELICHIEF EXECUTIVE OFFICERNA Control
STANFIELD, JAMES MICHAELICHIEF EXECUTIVE OFFICERNA Control
STANFIELD, JAMES MICHAELICHIEF EXECUTIVE OFFICERNA Control
STANFIELD, JAMES MICHAELICHIEF EXECUTIVE OFFICERNA Control
STANFIELD, JAMES MICHAELICHIEF EXECUTIVE OFFICERNA Control
STANFIELD, JAMES MICHAELICHIEF EXECUTIVE OFFICERNA Control
STANFIELD, JAMES MICHAELICHIEF EXECUTIVE OFFICERNA Control
STANFIELD, JAMES MICHAELICHIEF EXECUTIVE OFFICERNA Control
STANFIELD, JON MICHAELICHIEF LEGAL OFFICERNA Control
STANFIELD, JON MICHAELICHIEF LEGAL OFFICERNA Control
STANFIELD, JON MICHAELICHIEF LEGAL OFFICERNA Control
STANFIELD, JON MICHAELICHIEF LEGAL OFFICERNA Control
STANFIELD, JON MICHAELICHIEF LEGAL OFFICERNA Control
STANFIELD, JON MICHAELICHIEF LEGAL OFFICERNA Control
STANFIELD, JON MICHAELICHIEF LEGAL OFFICERNA Control
STANFIELD, JON MICHAELICHIEF LEGAL OFFICERNA Control
STANFIELD, JON MICHAELICHIEF LEGAL OFFICERNA Control
STANFIELD, JON MICHAELICORPORATE COUNSEL, SECRETARY, EXECUTIVE VICE PRESIDENTNA Control
STANFIELD, JON MICHAELICORPORATE COUNSEL, SECRETARY, EXECUTIVE VICE PRESIDENTNA Control
STANFIELD, JON MICHAELICHIEF LEGAL OFFICERNA Control
STANFIELD, JON MICHAELICORPORATE COUNSEL, SECRETARY, CO-PRESIDENTNA Control
STANFIELD, JON MICHAELICORPORATE COUNSEL, SECRETARY, CO-PRESIDENTNA Control
STANFIELD, JON MICHAELICORPORATE COUNSEL, SECRETARY, CO-PRESIDENTNA Control
STANFIELD, JON MICHAELICORPORATE COUNSEL, SECRETARY, CO-PRESIDENTNA Control
STANFIELD, JON MICHAELICORPORATE COUNSEL, SECRETARY, CO-PRESIDENTNA Control
STANFIELD, JON MICHAELICORPORATE COUNSEL, SECRETARY, CO-PRESIDENTNA Control
STANFIELD, JON MICHAELICORPORATE COUNSEL, SECRETARY, CO-PRESIDENTNA Control
STANFIELD, JON MICHAELICORPORATE COUNSEL, SECRETARY, CO-PRESIDENTNA Control
STANFIELD, JON MICHAELICORPORATE COUNSEL, SECRETARY, CO-PRESIDENTNA Control
STANFIELD, JON MICHAELICORPORATE COUNSEL, SECRETARY, CO-PRESIDENTNA Control
STANFIELD, JON MICHAELICORPORATE COUNSEL, SECRETARY, CO-PRESIDENTNA Control
STANFIELD, JON MICHAELICORPORATE COUNSEL, SECRETARY, CO-PRESIDENTNA Control
STANFIELD, JON MICHAELICORPORATE COUNSEL, SECRETARY, CO-PRESIDENTNA Control
STANFIELD, JON MICHAELIPRESIDENT, CCONA Control
STANFIELD, JON MICHAELIPRESIDENT, CHIEF COMPLIANCE OFFICERNA Control
STANFIELD, JON MICHAELICORPORATE COUNSEL, SECRETARY, CO-PRESIDENTNA Control
STANFIELD, JON MICHAELIPRESIDENT, CHIEF COMPLIANCE OFFICERNA Control
STANFIELD, JON MICHAELICORPORATE COUNSEL, SECRETARY, CO-PRESIDENTNA Control
STANFIELD, JON MICHAELIPRESIDENT, CHIEF COMPLIANCE OFFICERNA Control
STANFIELD, JON MICHAELIPRESIDENT, CHIEF COMPLIANCE OFFICERNA Control
STANFIELD, JON MICHAELIPRESIDENT, BD CCO AND RIA CCONA Control
STANFIELD, JON MICHAELICORPORATE COUNSEL, SECRETARY, CO-PRESIDENTNA Control
STANFIELD, JON MICHAELIPRESIDENTNA Control
VARGASON, SUSAN DENISEIVICE PRESIDENT, OPERATIONSNA
VARGASON, SUSAN DENISEIVICE PRESIDENT, OPERATIONSNA
VARGASON, SUSAN DENISEIVICE PRESIDENT, OPERATIONSNA
VARGASON, SUSAN DENISEIVICE PRESIDENT, OPERATIONSNA
VARGASON, SUSAN DENISEIVICE PRESIDENT, OPERATIONSNA
VARGASON, SUSAN DENISEIVICE PRESIDENT, OPERATIONSNA
VARGASON, SUSAN DENISEIVICE PRESIDENT, OPERATIONSNA
VARGASON, SUSAN DENISEIVICE PRESIDENT, OPERATIONSNA
VARGASON, SUSAN DENISEIVICE PRESIDENT, OPERATIONSNA
VARGASON, SUSAN DENISEIVICE PRESIDENT, OPERATIONSNA
VARGASON, SUSAN DENISEIVICE PRESIDENT, OPERATIONSNA
VARGASON, SUSAN DENISEIVICE PRESIDENT, OPERATIONSNA
VARGASON, SUSAN DENISEIVICE PRESIDENT, OPERATIONSNA
VARGASON, SUSAN DENISEIVICE PRESIDENT, OPERATIONSNA
VARGASON, SUSAN DENISEIVICE PRESIDENT, OPERATIONSNA
VARGASON, SUSAN DENISEIVICE PRESIDENT, SUPERVISIONNA
VARGASON, SUSAN DENISEIVICE PRESIDENT, SUPERVISIONNA
VARGASON, SUSAN DENISEIVICE PRESIDENT, OPERATIONSNA
VARGASON, SUSAN DENISEIVICE PRESIDENT, SUPERVISIONNA
VARGASON, SUSAN DENISEIVICE PRESIDENT, OPERATIONSNA
VARGASON, SUSAN DENISEIVICE PRESIDENT, SUPERVISIONNA
VARGASON, SUSAN DENISEIVICE PRESIDENT, SUPERVISIONNA
VARGASON, SUSAN DENISEIVICE PRESIDENT, COMPLIANCENA
VARGASON, SUSAN DENISEIVICE PRESIDENT, OPERATIONSNA
VARGASON, SUSAN DENISEIVICE PRESIDENT, SUPERVISIONNA
VETTER, FREDERICK JOHN IIIICHIEF COMPLIANCE OFFICERNA
VSR GROUP INCDEPARENT CORPORATIONE Control
VSR GROUP INCDEPARENT CORPORATIONE Control
VSR GROUP INCDEPARENT CORPORATIONE Control
VSR GROUP INCDEPARENT CORPORATIONE Control
VSR GROUP INCDEPARENT CORPORATIONE Control
VSR GROUP INCDEPARENT CORPORATIONE Control
VSR GROUP INCDEPARENT CORPORATIONE Control
VSR GROUP INCDEPARENT CORPORATIONE Control
VSR GROUP INCDEPARENT CORPORATIONE Control
VSR GROUP INCDEPARENT CORPORATIONE Control
VSR GROUP INCDEPARENT CORPORATIONE Control
VSR GROUP INCDEPARENT CORPORATIONE Control
VSR GROUP INCDEPARENT CORPORATIONE Control
VSR GROUP INCDEPARENT CORPORATIONE Control
VSR GROUP INCDEPARENT CORPORATIONE Control
VSR GROUP INCDEPARENT CORPORATIONE Control
VSR GROUP INCDEPARENT CORPORATIONE Control
VSR GROUP INCDEPARENT CORPORATIONE Control
VSR GROUP INCDEPARENT CORPORATIONE Control
VSR GROUP INCDEPARENT CORPORATIONE Control
VSR GROUP INCDEPARENT CORPORATIONE Control
VSR GROUP INCDEPARENT CORPORATIONE Control
VSR GROUP INCDEPARENT CORPORATIONE Control
VSR GROUP INCDEPARENT CORPORATIONE Control
VSR GROUP INCDEPARENT CORPORATIONE Control
VSR GROUP INCDEPARENT CORPORATIONE Control
VSR GROUP INCDEPARENT CORPORATIONE Control
VSR GROUP INCDEPARENT CORPORATIONE Control
VSR GROUP INCDEPARENT CORPORATIONE Control
VSR GROUP INCDEPARENT CORPORATIONE Control
VSR GROUP INCDEPARENT CORPORATIONE Control
VSR GROUP INCDEPARENT CORPORATIONE Control
VSR GROUP, LLCDEPARENT CORPORATIONE Control
VSR GROUP, LLCDEPARENT CORPORATIONE Control
VSR GROUP, LLCDEPARENT CORPORATIONE Control
VSR GROUP, LLCDEPARENT CORPORATIONE Control
VSR GROUP, LLCDEPARENT CORPORATIONE Control
VSR GROUP, LLCDEPARENT CORPORATIONE Control
VSR GROUP, LLCDEPARENT CORPORATIONE Control
VSR GROUP, LLCDEPARENT CORPORATIONE Control
VSR GROUP, LLCDEPARENT CORPORATIONE Control
VSR GROUP, LLCDEPARENT CORPORATIONE Control
VSR GROUP, LLCDEPARENT CORPORATIONE Control
VSR GROUP, LLCDEPARENT CORPORATIONE Control
VSR GROUP, LLCDEPARENT CORPORATIONE Control
VSR GROUP, LLCDEPARENT CORPORATIONE Control
BEARY, DONALD JOSEPHIEXECUTIVE VICE PRESIDENTC Control
BEARY, DONALD JOSEPHIEXECUTIVE VICE PRESIDENTC Control
BEARY, DONALD JOSEPHIEXECUTIVE VICE PRESIDENTC Control
BEARY, DONALD JOSEPHIEXECUTIVE VICE PRESIDENTC Control
BEARY, DONALD JOSEPHIEXECUTIVE VICE PRESIDENTC Control
BEARY, DONALD JOSEPHIEXECUTIVE VICE PRESIDENTC Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
ARETEC GROUP, INC.DERCS CAPITAL HOLDINGS, LLCE Control
ARETEC GROUP, INC.DERCS CAPITAL HOLDINGS, LLCE Control
ARETEC GROUP, INC.DERCS CAPITAL HOLDINGS, LLCE Control
RCS CAPITAL CORPORATIONDERCS CAPITAL HOLDINGS, LLCE Control
RCS CAPITAL CORPORATIONDERCS CAPITAL HOLDINGS, LLCE Control
RCS CAPITAL CORPORATIONDERCS CAPITAL HOLDINGS, LLCE Control
RCS CAPITAL CORPORATIONDERCS CAPITAL HOLDINGS, LLCE Control
RCS CAPITAL CORPORATIONDERCS CAPITAL HOLDINGS, LLCE Control
RCS CAPITAL CORPORATIONDERCS CAPITAL HOLDINGS, LLCE Control
RCS CAPITAL CORPORATIONDERCS CAPITAL HOLDINGS, LLCE Control
RCS CAPITAL CORPORATIONDERCS CAPITAL HOLDINGS, LLCE Control
RCS CAPITAL CORPORATIONDERCS CAPITAL HOLDINGS, LLCE Control
RCS CAPITAL CORPORATIONDERCS CAPITAL HOLDINGS, LLCE Control
RCS CAPITAL CORPORATIONDERCS CAPITAL HOLDINGS, LLCE Control
RCS CAPITAL HOLDINGS, LLCDEVSR GROUP, LLCE Control
RCS CAPITAL HOLDINGS, LLCDEVSR GROUP, LLCE Control
RCS CAPITAL HOLDINGS, LLCDEVSR GROUP, LLCE Control
RCS CAPITAL HOLDINGS, LLCDEVSR GROUP, LLCE Control
RCS CAPITAL HOLDINGS, LLCDEVSR GROUP, LLCE Control
RCS CAPITAL HOLDINGS, LLCDEVSR GROUP, LLCE Control
RCS CAPITAL HOLDINGS, LLCDEVSR GROUP, LLCE Control
RCS CAPITAL HOLDINGS, LLCDEVSR GROUP, LLCE Control
RCS CAPITAL HOLDINGS, LLCDEVSR GROUP, LLCE Control
RCS CAPITAL HOLDINGS, LLCDEVSR GROUP, LLCE Control
RCS CAPITAL HOLDINGS, LLCDEVSR GROUP, LLCE Control
RCS CAPITAL HOLDINGS, LLCDEVSR GROUP, LLCE Control
BEARY, DONALD JOSEPHIVSR GROUP INCC Control
BEARY, DONALD JOSEPHIVSR GROUP INCC Control
BEARY, DONALD JOSEPHIVSR GROUP INCC Control
BEARY, DONALD JOSEPHIVSR GROUP INCC Control
BEARY, DONALD JOSEPHIVSR GROUP INCC Control
BEARY, DONALD JOSEPHIVSR GROUP INCC Control

Registrations

Federal

IA
Sep 12, 2016 REGISTERED

Notice Filings (52)

AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV

Address

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OVERLAND PARK, KS 66210
United States
Phone: 913-498-2900