WEST RIM CAPITAL ADVISORS, L.P.
CRD #145083 SEC #801-68452 LEHI, UT 801-407-8400
SEC Registered
Total AUM
$75.7M
Discretionary
$75.7M
Employees
--
Clients
--
Accounts
1
Firm Details
- Organization Type
- Partnership
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DUNN, BRIAN, E | I | CFO | NA | Control |
| TILLERY, DONNA, BASINET | I | CHIEF COMPLIANCE OFFICER | NA | |
| TILLERY, DONNA, BASINET | I | CHIEF COMPLIANCE OFFICER | NA | |
| TILLERY, DONNA, BASINET | I | CHIEF COMPLIANCE OFFICER | NA | |
| TILLERY, DONNA, BASINET | I | CHIEF COMPLIANCE OFFICER | NA | |
| WEST RIM CAPITAL ADVISORS, LLC | DE | GENERAL PARTNER | NA | Control |
| WEST RIM CAPITAL ADVISORS, LLC | DE | GENERAL PARTNER | NA | Control |
| WEST RIM CAPITAL ADVISORS, LLC | DE | GENERAL PARTNER | NA | Control |
| WEST RIM CAPITAL ADVISORS, LLC | DE | GENERAL PARTNER | NA | Control |
| BULLOCK, DAVID, FRASER | I | LIMITED PARTNER | C | Control |
| BULLOCK, DAVID, FRASER | I | LIMITED PARTNER | C | Control |
| BULLOCK, DAVID, FRASER | I | LIMITED PARTNER | C | Control |
| BULLOCK, DAVID, FRASER | I | LIMITED PARTNER | C | Control |
| LAYTON, TIM, WELKER | I | LIMITED PARTNER | B | |
| LAYTON, TIM, WELKER | I | LIMITED PARTNER | B | |
| LAYTON, TIM, WELKER | I | LIMITED PARTNER | B | |
| LAYTON, TIM, WELKER | I | LIMITED PARTNER | B | |
| LEHMAN, MATTHEW, FREDERICK | I | LIMITED PARTNER | B | |
| LEHMAN, MATTHEW, FREDERICK | I | LIMITED PARTNER | B | |
| LEHMAN, MATTHEW, FREDERICK | I | LIMITED PARTNER | B | |
| LEHMAN, MATTHEW, FREDERICK | I | LIMITED PARTNER | B | |
| MIKA, RONALD, PAUL | I | LIMITED PARTNER | B | |
| MIKA, RONALD, PAUL | I | LIMITED PARTNER | B | |
| MIKA, RONALD, PAUL | I | LIMITED PARTNER | B | |
| MIKA, RONALD, PAUL | I | LIMITED PARTNER | B | |
| SORENSON, JAMES, LUKE | I | LIMITED PARTNER | B | |
| SORENSON, JAMES, LUKE | I | LIMITED PARTNER | B | |
| SORENSON, JAMES, LUKE | I | LIMITED PARTNER | B | |
| SORENSON, JAMES, LUKE | I | LIMITED PARTNER | B | |
| TOONE, CURTIS, ROBERT | I | LIMITED PARTNER | A | |
| TOONE, CURTIS, ROBERT | I | LIMITED PARTNER | A | |
| TOONE, CURTIS, ROBERT | I | LIMITED PARTNER | A | |
| TOONE, CURTIS, ROBERT | I | LIMITED PARTNER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BULLOCK, DAVID, FRASER | I | WEST RIM CAPITAL ADVISORS, LLC | F | Control |
| BULLOCK, DAVID, FRASER | I | WEST RIM CAPITAL ADVISORS, LLC | F | Control |
| BULLOCK, DAVID, FRASER | I | WEST RIM CAPITAL ADVISORS, LLC | F | Control |
| BULLOCK, DAVID, FRASER | I | WEST RIM CAPITAL ADVISORS, LLC | F | Control |
| LAYTON, TIM, WELKER | I | WEST RIM CAPITAL ADVISORS, LLC | F | |
| LAYTON, TIM, WELKER | I | WEST RIM CAPITAL ADVISORS, LLC | F | |
| LAYTON, TIM, WELKER | I | WEST RIM CAPITAL ADVISORS, LLC | F | |
| LAYTON, TIM, WELKER | I | WEST RIM CAPITAL ADVISORS, LLC | F | |
| LEHMAN, MATTHEW, FREDERICK | I | WEST RIM CAPITAL ADVISORS, LLC | F | |
| LEHMAN, MATTHEW, FREDERICK | I | WEST RIM CAPITAL ADVISORS, LLC | F | |
| LEHMAN, MATTHEW, FREDERICK | I | WEST RIM CAPITAL ADVISORS, LLC | F | |
| LEHMAN, MATTHEW, FREDERICK | I | WEST RIM CAPITAL ADVISORS, LLC | F | |
| MIKA, RONALD, PAUL | I | WEST RIM CAPITAL ADVISORS, LLC | F | Control |
| MIKA, RONALD, PAUL | I | WEST RIM CAPITAL ADVISORS, LLC | F | Control |
| MIKA, RONALD, PAUL | I | WEST RIM CAPITAL ADVISORS, LLC | F | Control |
| MIKA, RONALD, PAUL | I | WEST RIM CAPITAL ADVISORS, LLC | F | Control |
| SORENSON, JAMES, LUKE | I | WEST RIM CAPITAL ADVISORS, LLC | F | |
| SORENSON, JAMES, LUKE | I | WEST RIM CAPITAL ADVISORS, LLC | F | |
| SORENSON, JAMES, LUKE | I | WEST RIM CAPITAL ADVISORS, LLC | F | |
| SORENSON, JAMES, LUKE | I | WEST RIM CAPITAL ADVISORS, LLC | F | |
| TOONE, CURTIS, ROBERT | I | WEST RIM CAPITAL ADVISORS, LLC | F | |
| TOONE, CURTIS, ROBERT | I | WEST RIM CAPITAL ADVISORS, LLC | F | |
| TOONE, CURTIS, ROBERT | I | WEST RIM CAPITAL ADVISORS, LLC | F | |
| TOONE, CURTIS, ROBERT | I | WEST RIM CAPITAL ADVISORS, LLC | F |
Registrations
Federal
IA
Mar 31, 2009 REGISTERED
Notice Filings (1)
UT
Address
3098 W. EXECUTIVE PARKWAYSUITE 200
LEHI, UT 84043
United States
Phone: 801-407-8400