RIA Intelligence

ALERUS INVESTMENT ADVISORS CORPORATION

CRD #145129 SEC #801-68381 MINNETONKA, MN 651-746-6000
SEC Registered
Total AUM
$1.3B
Discretionary
$1.3B
Employees
6
Clients
0
Accounts
3

Firm Details

Organization Type
Corporation
State of Formation
Iowa
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 27, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BOLLINGBERG, KARL, AUSTINIDIRECTORNA
BOLLINGBERG, KARL, AUSTINIDIRECTORNA
BOLLINGBERG, KARL, AUSTINIDIRECTORNA
BOLLINGBERG, KARL, AUSTINIDIRECTORNA
BOLLINGBERG, KARL, AUSTINIDIRECTORNA
BOLLINGBERG, KARL, AUSTINIDIRECTORNA
BOLLINGBERG, KARL, AUSTINIDIRECTORNA
BOLLINGBERG, KARL, AUSTINIDIRECTORNA
BOLLINGBERG, KARL, AUSTINIDIRECTORNA
BOLLINGBERG, KARL, AUSTINIDIRECTORNA
BOLLINGBERG, KARL, AUSTINIDIRECTORNA
BOLLINGBERG, KARL, AUSTINIDIRECTORNA
BOLLINGBERG, KARL, AUSTINIDIRECTORNA
BOLLINGBERG, KARL, AUSTINIDIRECTORNA
BOLLINGBERG, KARL, AUSTINIDIRECTORNA
CARLSON, ERIC, ANTHONYICFONA
CARLSON, ERIC, ANTHONYICFONA
CARLSON, ERIC, ANTHONYICFONA
CARLSON, ERIC, ANTHONYICFONA
CARLSON, ERIC, ANTHONYICFONA
CARLSON, ERIC, ANTHONYICFONA
CARLSON, ERIC, ANTHONYICFONA
CARLSON, ERIC, ANTHONYICFONA
CARLSON, ERIC, ANTHONYICFONA
CARLSON, ERIC, ANTHONYICFONA
CARLSON, ERIC, ANTHONYICFONA
CARLSON, ERIC, ANTHONYICFONA
CARLSON, ERIC, ANTHONYICFONA
CARLSON, ERIC, ANTHONYICFONA
CARLSON, ERIC, ANTHONYICFONA
COMPTON, KRIS, ELLENIDIRECTORNA
COMPTON, KRIS, ELLENIDIRECTORNA
COMPTON, KRIS, ELLENIDIRECTORNA
COMPTON, KRIS, ELLENIDIRECTORNA
COMPTON, KRIS, ELLENIDIRECTORNA
COMPTON, KRIS, ELLENIDIRECTORNA
COMPTON, KRIS, ELLENIDIRECTORNA
COMPTON, KRIS, ELLENIDIRECTORNA
COMPTON, KRIS, ELLENIDIRECTORNA
COMPTON, KRIS, ELLENIDIRECTORNA
COMPTON, KRIS, ELLENIDIRECTORNA
COMPTON, KRIS, ELLENIDIRECTORNA
COMPTON, KRIS, ELLENIDIRECTORNA
COMPTON, KRIS, ELLENIDIRECTORNA
COMPTON, KRIS, ELLENIDIRECTORNA
FLESCH, JOHN, GERARDIDIRECTOR, CHIEF COMPLIANCE OFFICERNA
FLESCH, JOHN, GERARDIDIRECTORNA
FLESCH, JOHN, GERARDIDIRECTORNA
FLESCH, JOHN, GERARDIDIRECTORNA
FLESCH, JOHN, GERARDIDIRECTORNA
FLESCH, JOHN, GERARDIDIRECTORNA
FLESCH, JOHN, GERARDIDIRECTORNA
FLESCH, JOHN, GERARDIDIRECTORNA
FLESCH, JOHN, GERARDIDIRECTORNA
FLESCH, JOHN, GERARDIDIRECTORNA
FLESCH, JOHN, GERARDIDIRECTORNA
FLESCH, JOHN, GERARDIDIRECTORNA
FLESCH, JOHN, GERARDIDIRECTORNA
FLESCH, JOHN, GERARDIDIRECTORNA
FLESCH, JOHN, GERARDIDIRECTORNA
GRIMM, BRYAN, DAVIDICCONA
GRIMM, BRYAN, DAVIDICCONA
GRIMM, BRYAN, DAVIDICCONA
GRIMM, BRYAN, DAVIDICCONA
GRIMM, BRYAN, DAVIDICCONA
NEWMAN, RANDY, LOUISICHAIRMAN/DIRECTORNA
NEWMAN, RANDY, LOUISICHAIRMAN/DIRECTORNA
NEWMAN, RANDY, LOUISICHAIRMAN/DIRECTORNA
NEWMAN, RANDY, LOUISICHAIRMAN/DIRECTORNA
NEWMAN, RANDY, LOUISICHAIRMAN/DIRECTORNA
NEWMAN, RANDY, LOUISICHAIRMAN/DIRECTORNA
NEWMAN, RANDY, LOUISICHAIRMAN/DIRECTORNA
NEWMAN, RANDY, LOUISICHAIRMAN/DIRECTORNA
NEWMAN, RANDY, LOUISICHAIRMAN/DIRECTORNA
NEWMAN, RANDY, LOUISICHAIRMAN/DIRECTORNA
NEWMAN, RANDY, LOUISICHAIRMAN/DIRECTORNA
NEWMAN, RANDY, LOUISICHAIRMAN/DIRECTORNA
NEWMAN, RANDY, LOUISICHAIRMAN/DIRECTORNA
NEWMAN, RANDY, LOUISICHAIRMAN/DIRECTORNA
NEWMAN, RANDY, LOUISICHAIRMAN/DIRECTORNA
SWAMI, SUNIL, NIPRESIDENT / CIONA
SWAMI, SUNIL, NIPRESIDENT, CIO, CCONA
SWAMI, SUNIL, NIPRESIDENT, CIO, CCONA
SWAMI, SUNIL, NIPRESIDENT / CIONA
SWAMI, SUNIL, NIPRESIDENT, CIO, CCONA
SWAMI, SUNIL, NIPRESIDENT, CIO, CCONA
SWAMI, SUNIL, NICHIEF COMPLIANCE OFFICER / PRESIDENT / CIONA
SWAMI, SUNIL, NIPRESIDENT / CIONA
SWAMI, SUNIL, NIPRESIDENT / CIONA
SWAMI, SUNIL, NICHIEF COMPLIANCE OFFICER / PRESIDENT / CIONA
SWAMI, SUNIL, NICHIEF COMPLIANCE OFFICER / PRESIDENT / CIONA
SWAMI, SUNIL, NICHIEF COMPLIANCE OFFICER / PRESIDENT / CIONA
SWAMI, SUNIL, NIPRESIDENT / CIONA
SWAMI, SUNIL, NICHIEF COMPLIANCE OFFICER / PRESIDENT / CIONA
ALERUS FINANCIAL, N.A.DESHAREHOLDERE Control
ALERUS FINANCIAL, N.A.DESHAREHOLDERE Control
ALERUS FINANCIAL, N.A.DESHAREHOLDERE Control
ALERUS FINANCIAL, N.A.DESHAREHOLDERE Control
ALERUS FINANCIAL, N.A.DESHAREHOLDERE Control
ALERUS FINANCIAL, N.A.DESHAREHOLDERE Control
ALERUS FINANCIAL, N.A.DESHAREHOLDERE Control
ALERUS FINANCIAL, N.A.DESHAREHOLDERE Control
ALERUS FINANCIAL, N.A.DESHAREHOLDERE Control
ALERUS FINANCIAL, N.A.DESHAREHOLDERE Control
ALERUS FINANCIAL, N.A.DESHAREHOLDERE Control
ALERUS FINANCIAL, N.A.DESHAREHOLDERE Control
ALERUS FINANCIAL, N.A.DESHAREHOLDERE Control
ALERUS FINANCIAL, N.A.DESHAREHOLDERE Control
ALERUS FINANCIAL, N.A.DESHAREHOLDERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
ALERUS FINANCIAL CORPORATIONDEALERUS FINANCIAL, N.A.E Control
ALERUS FINANCIAL CORPORATIONDEALERUS FINANCIAL, N.A.E Control
ALERUS FINANCIAL CORPORATIONDEALERUS FINANCIAL, N.A.E Control
ALERUS FINANCIAL CORPORATIONDEALERUS FINANCIAL, N.A.E Control
ALERUS FINANCIAL CORPORATIONDEALERUS FINANCIAL, N.A.E Control
ALERUS FINANCIAL CORPORATIONDEALERUS FINANCIAL, N.A.E Control
ALERUS FINANCIAL CORPORATIONDEALERUS FINANCIAL, N.A.E Control
ALERUS FINANCIAL CORPORATIONDEALERUS FINANCIAL, N.A.E Control
ALERUS FINANCIAL CORPORATIONDEALERUS FINANCIAL, N.A.E Control
ALERUS FINANCIAL CORPORATIONDEALERUS FINANCIAL, N.A.E Control
ALERUS FINANCIAL CORPORATIONDEALERUS FINANCIAL, N.A.E Control
ALERUS FINANCIAL CORPORATIONDEALERUS FINANCIAL, N.A.E Control
ALERUS FINANCIAL CORPORATIONDEALERUS FINANCIAL, N.A.E Control
ALERUS FINANCIAL CORPORATIONDEALERUS FINANCIAL, N.A.E Control
ALERUS FINANCIAL CORPORATIONDEALERUS FINANCIAL, N.A.E Control

Registrations

Federal

IA
Apr 27, 2012 REGISTERED

Notice Filings (7)

IA MI MN MT ND TX WI

Address

10900 WAYZATA BLVD. SUITE 120
MINNETONKA, MN 55305
United States
Phone: 651-746-6000