RIA Intelligence

LEGACY PLANNING GROUP

CRD #145130 SEC #801-70073 MIDVALE, UT 801-207-1400
SEC Registered
Total AUM
$41.6M
Discretionary
$41.6M
Employees
1
Clients
0
Accounts
538

Firm Details

Organization Type
Corporation
State of Formation
Utah
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 30, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
OWEN, MICHAEL, PHILLIPICHIEF COMPLIANCE OFFICERNA
OWEN, MICHAEL, PHILLIPICHIEF COMPLIANCE OFFICERNA
OWEN, MICHAEL, PHILLIPICHIEF COMPLIANCE OFFICERNA
OWEN, MICHAEL, PHILLIPICHIEF COMPLIANCE OFFICERNA
OWEN, MICHAEL, PHILLIPICHIEF COMPLIANCE OFFICERNA
OWEN, MICHAEL, PHILLIPICHIEF COMPLIANCE OFFICERNA
CHILD, MICHAEL, LEEIOWNERC Control
CHILD, MICHAEL, LEEIOWNERC Control
CHILD, MICHAEL, LEEIOWNERC Control
CHILD, MICHAEL, LEEIOWNERC Control
CHILD, MICHAEL, LEEIOWNERC Control
CHILD, MICHAEL, LEEIOWNERC Control
HUDAK, TRAVIS, JOHNIOWNERC Control
HUDAK, TRAVIS, JOHNIOWNERC Control
HUDAK, TRAVIS, JOHNIOWNERC Control
HUDAK, TRAVIS, JOHNIOWNERC Control
HUDAK, TRAVIS, JOHNIOWNERC Control
HUDAK, TRAVIS, JOHNIOWNERC Control
JAMES, DAVID, WILLIAMIOWNERC Control
JAMES, DAVID, WILLIAMIOWNERC Control
JAMES, DAVID, WILLIAMIOWNERC Control
JAMES, DAVID, WILLIAMIOWNERC Control
JAMES, DAVID, WILLIAMIOWNERC Control
JAMES, DAVID, WILLIAMIOWNERC Control

Registrations

Federal

IA
Mar 30, 2012 REGISTERED

Notice Filings (1)

UT

Address

6770 SOUTH 900 EAST
STE 300
MIDVALE, UT 84047-1726
United States
Phone: 801-207-1400