RIA Intelligence

CUBIC ASSET MANAGEMENT, LLC

CRD #145169 SEC #801-68445 BOSTON, MA 617-456-1373
SEC Registered Private Funds
Total AUM
$679.3M
Discretionary
$679.3M
Employees
6
Clients
0
Accounts
305

Firm Details

Organization Type
Limited Liability Partnership
State of Formation
Massachusetts
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 13, 2024
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
KAPLAN, JAMES, LAWRENCEIMANAGING MEMBERE Control
KAPLAN, JAMES, LAWRENCEICHIEF COMPLIANCE OFFICERE Control
KAPLAN, JAMES, LAWRENCEIMANAGING MEMBERE Control
KAPLAN, JAMES, LAWRENCEICHIEF COMPLIANCE OFFICERE Control
KAPLAN, JAMES, LAWRENCEIPRESIDENT, CHIEF COMPLIANCE OFFICERE Control
KAPLAN, JAMES, LAWRENCEIMANAGING MEMBERE Control
KAPLAN, JAMES, LAWRENCEICHIEF COMPLIANCE OFFICERE Control
KAPLAN, JAMES, LAWRENCEIMANAGING MEMBERE Control
KAPLAN, JAMES, LAWRENCEICHIEF COMPLIANCE OFFICERE Control
KAPLAN, JAMES, LAWRENCEIMANAGING MEMBERE Control
KAPLAN, JAMES, LAWRENCEICHIEF COMPLIANCE OFFICERE Control
KAPLAN, JAMES, LAWRENCEIMANAGING MEMBERE Control
KAPLAN, JAMES, LAWRENCEICHIEF COMPLIANCE OFFICERE Control
KAPLAN, JAMES, LAWRENCEIMANAGING MEMBERE Control
KAPLAN, JAMES, LAWRENCEICHIEF COMPLIANCE OFFICERE Control
KAPLAN, JAMES, LAWRENCEIMANAGING MEMBERE Control
KAPLAN, JAMES, LAWRENCEICHIEF COMPLIANCE OFFICERE Control
KAPLAN, JAMES, LAWRENCEIMANAGING MEMBERE Control
KAPLAN, JAMES, LAWRENCEICHIEF COMPLIANCE OFFICERE Control
KAPLAN, JAMES, LAWRENCEIMANAGING MEMBERE Control
KAPLAN, JAMES, LAWRENCEICHIEF COMPLIANCE OFFICERE Control
KAPLAN, JAMES, LAWRENCEIMANAGING MEMBERE Control
KAPLAN, JAMES, LAWRENCEICHIEF COMPLIANCE OFFICERE Control
KAPLAN, JAMES, LAWRENCEIMANAGING MEMBERE Control
KAPLAN, JAMES, LAWRENCEICHIEF COMPLIANCE OFFICERE Control
KAPLAN, JAMES, LAWRENCEIMANAGING MEMBERE Control
KAPLAN, JAMES, LAWRENCEICHIEF COMPLIANCE OFFICERE Control
KAPLAN, JAMES, LAWRENCEIMANAGING MEMBERE Control
KAPLAN, JAMES, LAWRENCEICHIEF COMPLIANCE OFFICERE Control
KAPLAN, JAMES, LAWRENCEIMANAGING MEMBERE Control
KAPLAN, JAMES, LAWRENCEICHIEF COMPLIANCE OFFICERE Control
KAPLAN, JAMES, LAWRENCEIMANAGING MEMBERE Control
KAPLAN, JAMES, LAWRENCEICHIEF COMPLIANCE OFFICERE Control
KAPLAN, JAMES, LAWRENCEIMANAGING MEMBERE Control
KAPLAN, JAMES, LAWRENCEICHIEF COMPLIANCE OFFICERE Control
KAPLAN, JAMES, LAWRENCEIMANAGING MEMBERE Control
KAPLAN, JAMES, LAWRENCEICHIEF COMPLIANCE OFFICERE Control
KAPLAN, JAMES, LAWRENCEIMANAGING MEMBERE Control
KAPLAN, JAMES, LAWRENCEICHIEF COMPLIANCE OFFICERE Control
KAPLAN, JAMES, LAWRENCEIMANAGING MEMBERE Control
KAPLAN, JAMES, LAWRENCEICHIEF COMPLIANCE OFFICERE Control
KAPLAN, JAMES, LAWRENCEIMANAGING MEMBERE Control
KAPLAN, JAMES, LAWRENCEICHIEF COMPLIANCE OFFICERE Control
KAPLAN, JAMES, LAWRENCEIMANAGING MEMBERE Control
KAPLAN, JAMES, LAWRENCEICHIEF COMPLIANCE OFFICERE Control
KAPLAN, JAMES, LAWRENCEIMANAGING MEMBERE Control
KAPLAN, JAMES, LAWRENCEICHIEF COMPLIANCE OFFICERE Control

Registrations

Federal

IA
Mar 13, 2024 REGISTERED

Notice Filings (8)

CA FL IL MA NH NY OK TX

Address

800 BOYLSTON STREET
SUITE 2830
BOSTON, MA 02199-8090
United States
Phone: 617-456-1373