FAIRPORT, LLC
Legal name: FAIRPORT ASSET MANAGEMENT
CRD #145182 SEC #801-68520 CLEVELAND, OH 216-431-3000
SEC Registered
Total AUM
$1.7B
Discretionary
$1.3B
Employees
31
Clients
251
Accounts
2,019
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2019
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ABBEY, PAUL, ROGER | I | CHAIRMAN, FOUNDING PARTNER | NA | Control |
| ABBEY, PAUL, ROGER | I | CHAIRMAN, FOUNDING PARTNER | NA | Control |
| ALTHANS, GREGORY, PAUL | I | EXECUTIVE VP, CHIEF INVESTMENT OFFICER | NA | Control |
| ALTHANS, GREGORY, PAUL | I | EXECUTIVE VP, CHIEF INVESTMENT OFFICER | NA | Control |
| ALTHANS, GREGORY, PAUL | I | PARTNER & SENIOR ADVISOR | NA | Control |
| ALTHANS, GREGORY, PAUL | I | EXECUTIVE VP, CHIEF INVESTMENT OFFICER | NA | Control |
| BENTON, MARVIN, RUSH | I | PRESIDENT | NA | Control |
| BERG, DANIEL, JEREMY | I | DIRECTOR OF FINANCE | NA | |
| COLEMAN, KENNETH, JOHN | I | MANAGING PARTNER | NA | Control |
| COLEMAN, KENNETH, JOHN | I | MANAGING PARTNER | NA | Control |
| COLEMAN, KENNETH, JOHN | I | CHIEF COMPLIANCE OFFICER - PRESIDENT & COO | NA | Control |
| COLEMAN, KENNETH, JOHN | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| COLEMAN, KENNETH, JOHN | I | MANAGING PARTNER | NA | Control |
| COLEMAN, KENNETH, JOHN | I | CHIEF COMPLIANCE OFFICER - PRESIDENT & COO | NA | Control |
| COLEMAN, KENNETH, JOHN | I | MANAGING PARTNER | NA | Control |
| COLEMAN, KENNETH, JOHN | I | MANAGING PARTNER | NA | Control |
| COLEMAN, KENNETH, JOHN | I | MANAGING PARTNER | NA | Control |
| COLEMAN, KENNETH, JOHN | I | MANAGING PARTNER | NA | Control |
| COLEMAN, KENNETH, JOHN | I | MANAGING PARTNER | NA | Control |
| COLEMAN, KENNETH, JOHN | I | MANAGING PARTNER | NA | Control |
| COLEMAN, KENNETH, JOHN | I | MANAGING PARTNER | NA | Control |
| COLEMAN, KENNETH, JOHN | I | MANAGING PARTNER | NA | Control |
| COLEMAN, KENNETH, JOHN | I | MANAGING PARTNER | NA | Control |
| COLEMAN, KENNETH, JOHN | I | MANAGING PARTNER | NA | Control |
| COLEMAN, KENNETH, JOHN | I | MANAGING PARTNER | NA | Control |
| COLEMAN, KENNETH, JOHN | I | MANAGING PARTNER | NA | Control |
| COLEMAN, KENNETH, JOHN | I | MANAGING PARTNER | NA | Control |
| COLEMAN, KENNETH, JOHN | I | MANAGING PARTNER | NA | Control |
| COLEMAN, KENNETH, JOHN | I | MANAGING PARTNER | NA | Control |
| COLEMAN, KENNETH, JOHN | I | MANAGING PARTNER | NA | Control |
| COLEMAN, KENNETH, JOHN | I | MANAGING PARTNER | NA | Control |
| COLEMAN, KENNETH, JOHN | I | MANAGING PARTNER | NA | Control |
| COLEMAN, KENNETH, JOHN | I | MANAGING PARTNER | NA | Control |
| COLEMAN, KENNETH, JOHN | I | MANAGING PARTNER | NA | Control |
| COLEMAN, KENNETH, JOHN | I | MANAGING PARTNER | NA | Control |
| COLEMAN, KENNETH, JOHN | I | MANAGING PARTNER | NA | Control |
| COLEMAN, KENNETH, JOHN | I | MANAGING PARTNER | NA | Control |
| CORNE, ROBERT, JEFFERY | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| CORNE, ROBERT, JEFFERY | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| CORNE, ROBERT, JEFFERY | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| CORNE, ROBERT, JEFFERY | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| CORNE, ROBERT, JEFFERY | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| CORNE, ROBERT, JEFFERY | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| CORNE, ROBERT, JEFFERY | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| ETTINGER, HEATHER, ROULSTON | I | MANAGING PARTNER | NA | Control |
| ETTINGER, HEATHER, ROULSTON | I | MANAGING PARTNER | NA | Control |
| ETTINGER, HEATHER, ROULSTON | I | MANAGING PARTNER | NA | Control |
| ETTINGER, HEATHER, ROULSTON | I | MANAGING PARTNER | NA | Control |
| ETTINGER, HEATHER, ROULSTON | I | MANAGING PARTNER | NA | Control |
| ETTINGER, HEATHER, ROULSTON | I | MANAGING PARTNER | NA | Control |
| ETTINGER, HEATHER, ROULSTON | I | MANAGING PARTNER | NA | Control |
| ETTINGER, HEATHER, ROULSTON | I | MANAGING PARTNER | NA | Control |
| ETTINGER, HEATHER, ROULSTON | I | MANAGING PARTNER | NA | Control |
| ETTINGER, HEATHER, ROULSTON | I | MANAGING PARTNER | NA | Control |
| ETTINGER, HEATHER, ROULSTON | I | MANAGING PARTNER | NA | Control |
| ETTINGER, HEATHER, ROULSTON | I | MANAGING PARTNER | NA | Control |
| ETTINGER, HEATHER, ROULSTON | I | MANAGING PARTNER | NA | Control |
| ETTINGER, HEATHER, ROULSTON | I | MANAGING PARTNER | NA | Control |
| ETTINGER, HEATHER, ROULSTON | I | MANAGING PARTNER | NA | Control |
| ETTINGER, HEATHER, ROULSTON | I | MANAGING PARTNER | NA | Control |
| ETTINGER, HEATHER, ROULSTON | I | MANAGING PARTNER | NA | Control |
| ETTINGER, HEATHER, ROULSTON | I | MANAGING PARTNER | NA | Control |
| ETTINGER, HEATHER, ROULSTON | I | MANAGING PARTNER | NA | Control |
| ETTINGER, HEATHER, ROULSTON | I | MANAGING PARTNER | NA | Control |
| ETTINGER, HEATHER, ROULSTON | I | MANAGING PARTNER | NA | Control |
| ETTINGER, HEATHER, ROULSTON | I | MANAGING PARTNER | NA | Control |
| ETTINGER, HEATHER, ROULSTON | I | MANAGING PARTNER | NA | Control |
| ETTINGER, HEATHER, ROULSTON | I | MANAGING PARTNER | NA | Control |
| ETTINGER, HEATHER, ROULSTON | I | MANAGING PARTNER | NA | Control |
| ETTINGER, HEATHER, ROULSTON | I | MANAGING PARTNER | NA | Control |
| HACKER, JUSTIN, BRUCE | I | SECRETARY/TREASURER | NA | |
| HENRY, MICHAEL, KEITH | I | VICE PRESIDENT/ CHIEF COMPLIANCE OFFICER | NA | |
| MULLEN, J., T. | I | CHIEF INVESTMENT STRATEGIST | NA | |
| MULLEN, J., T. | I | CHIEF INVESTMENT STRATEGIST | NA | |
| MULLEN, J., T. | I | CHIEF INVESTMENT STRATEGIST | NA | |
| MULLEN, J., T. | I | CHIEF INVESTMENT STRATEGIST | NA | |
| MULLEN, J., T. | I | CHIEF INVESTMENT STRATEGIST | NA | |
| MULLEN, J., T. | I | CHIEF INVESTMENT STRATEGIST | NA | |
| MULLEN, J., T. | I | CHIEF INVESTMENT STRATEGIST | NA | |
| MULLEN, J., T. | I | CHIEF INVESTMENT STRATEGIST | NA | |
| MULLEN, J., T. | I | CHIEF INVESTMENT STRATEGIST | NA | |
| MULLEN, J., T. | I | CHIEF INVESTMENT STRATEGIST | NA | |
| MULLEN, J., T. | I | CHIEF INVESTMENT STRATEGIST | NA | |
| MULLEN, J., T. | I | CHIEF INVESTMENT STRATEGIST | NA | |
| MULLEN, J., T. | I | CHIEF INVESTMENT STRATEGIST | NA | |
| PAGLIUCO, ROBERT, STEVEN | I | EVP AND TREASURER | NA | |
| PAGLIUCO, ROBERT, STEVEN | I | EVP AND TREASURER | NA | |
| PAGLIUCO, ROBERT, STEVEN | I | EVP AND TREASURER | NA | |
| WOODS, TIMOTHY, BERNARD | I | PRINCIPAL | NA | |
| ZAPPALA, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT & DIRECTOR OF INFORMATION TECHNOLOGY | NA | |
| ZAPPALA, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT & DIRECTOR OF INFORMATION TECHNOLOGY | NA | |
| ZAPPALA, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT & DIRECTOR OF INFORMATION TECHNOLOGY | NA | |
| ZAPPALA, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT & DIRECTOR OF INFORMATION TECHNOLOGY | NA | |
| ZAPPALA, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT & DIRECTOR OF INFORMATION TECHNOLOGY | NA | |
| ZAPPALA, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS & INFORMATION TECHNOLOGY | NA | |
| ZAPPALA, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS & INFORMATION TECHNOLOGY | NA | |
| ZAPPALA, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS & INFORMATION TECHNOLOGY | NA | |
| ZAPPALA, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS & INFORMATION TECHNOLOGY | NA | |
| ZAPPALA, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT & DIRECTOR OF INFORMATION TECHNOLOGY | NA | |
| ZAPPALA, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS & INFORMATION TECHNOLOGY | NA | |
| ZAPPALA, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS & INFORMATION TECHNOLOGY | NA | |
| ZAPPALA, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS & INFORMATION TECHNOLOGY | NA | |
| ZAPPALA, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS & INFORMATION TECHNOLOGY | NA | |
| ZAPPALA, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS & INFORMATION TECHNOLOGY | NA | |
| ZAPPALA, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS & INFORMATION TECHNOLOGY | NA | |
| ZAPPALA, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS & INFORMATION TECHNOLOGY | NA | |
| ZAPPALA, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS & INFORMATION TECHNOLOGY | NA | |
| ZAPPALA, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS & INFORMATION TECHNOLOGY | NA | |
| ZAPPALA, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS & INFORMATION TECHNOLOGY | NA | |
| ZAPPALA, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS & INFORMATION TECHNOLOGY | NA | |
| ZAPPALA, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS & INFORMATION TECHNOLOGY | NA | |
| ZAPPALA, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS & INFORMATION TECHNOLOGY | NA | |
| ZAPPALA, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS & INFORMATION TECHNOLOGY | NA | |
| ZAPPALA, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS & INFORMATION TECHNOLOGY | NA | |
| ZAPPALA, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS & INFORMATION TECHNOLOGY | NA | |
| WEALTHTRUST LLC | DE | MANAGING MEMBER | E | Control |
| WEALTHTRUST LLC | DE | MANAGING MEMBER | E | Control |
| WEALTHTRUST LLC | DE | MANAGING MEMBER | E | Control |
| WEALTHTRUST LLC | DE | MANAGING MEMBER | E | Control |
| WEALTHTRUST LLC | DE | MANAGING MEMBER | E | Control |
| WEALTHTRUST LLC | DE | MEMBER | E | Control |
| WEALTHTRUST LLC | DE | MANAGING MEMBER | E | Control |
| WEALTHTRUST LLC | DE | MANAGING MEMBER | E | Control |
| WEALTHTRUST LLC | DE | MANAGING MEMBER | E | Control |
| WEALTHTRUST LLC | DE | MANAGING MEMBER | E | Control |
| WEALTHTRUST LLC | DE | MANAGING MEMBER | E | Control |
| WEALTHTRUST LLC | DE | MANAGING MEMBER | E | Control |
| WEALTHTRUST LLC | DE | MANAGING MEMBER | E | Control |
| WEALTHTRUST LLC | DE | MANAGING MEMBER | E | Control |
| WEALTHTRUST LLC | DE | MANAGING MEMBER | E | Control |
| WEALTHTRUST LLC | DE | MANAGING MEMBER | E | Control |
| WEALTHTRUST LLC | DE | MANAGING MEMBER | E | Control |
| WEALTHTRUST LLC | DE | MANAGING MEMBER | E | Control |
| WEALTHTRUST LLC | DE | MANAGING MEMBER | E | Control |
| WEALTHTRUST LLC | DE | MANAGING MEMBER | E | Control |
| WEALTHTRUST LLC | DE | MANAGING MEMBER | E | Control |
| WEALTHTRUST LLC | DE | MANAGING MEMBER | E | Control |
| WEALTHTRUST LLC | DE | MANAGING MEMBER | E | Control |
| WEALTHTRUST LLC | DE | MANAGING MEMBER | E | Control |
| WEALTHTRUST LLC | DE | MANAGING MEMBER | E | Control |
| WEALTHTRUST LLC | DE | MANAGING MEMBER | E | Control |
| WT ACQUISITION, LLC | DE | OWNER | E | Control |
| WT ACQUISITION, LLC | DE | OWNER | E | Control |
| ABBEY, PAUL, ROGER | I | CHAIRMAN, FOUNDING PARTNER | A | Control |
| ABBEY, PAUL, ROGER | I | CHAIRMAN, FOUNDING PARTNER | A | Control |
| ABBEY, PAUL, ROGER | I | CHAIRMAN | A | Control |
| ABBEY, PAUL, ROGER | I | CHAIRMAN, FOUNDING PARTNER, & CIO | A | Control |
| ABBEY, PAUL, ROGER | I | CHAIRMAN | A | Control |
| ABBEY, PAUL, ROGER | I | CHAIRMAN, FOUNDING PARTNER, & CIO | A | Control |
| ABBEY, PAUL, ROGER | I | CHAIRMAN, FOUNDING PARTNER, & CIO | A | Control |
| ABBEY, PAUL, ROGER | I | CHAIRMAN, FOUNDING PARTNER | A | Control |
| ABBEY, PAUL, ROGER | I | CHAIRMAN, FOUNDING PARTNER | A | Control |
| ABBEY, PAUL, ROGER | I | CHAIRMAN, FOUNDING PARTNER | A | Control |
| ABBEY, PAUL, ROGER | I | CHAIRMAN, FOUNDING PARTNER | A | Control |
| ABBEY, PAUL, ROGER | I | CHAIRMAN, FOUNDING PARTNER | A | Control |
| ABBEY, PAUL, ROGER | I | CHAIRMAN, FOUNDING PARTNER | A | Control |
| ABBEY, PAUL, ROGER | I | CHAIRMAN, FOUNDING PARTNER | A | Control |
| ABBEY, PAUL, ROGER | I | CHAIRMAN, FOUNDING PARTNER | A | Control |
| ABBEY, PAUL, ROGER | I | CHAIRMAN, FOUNDING PARTNER | A | Control |
| ABBEY, PAUL, ROGER | I | CHAIRMAN, FOUNDING PARTNER | A | Control |
| ABBEY, PAUL, ROGER | I | CHAIRMAN, FOUNDING PARTNER | A | Control |
| ROULSTON, SCOTT, DAVIES | I | CHIEF EXECUTIVE OFFICER | A | Control |
| ROULSTON, SCOTT, DAVIES | I | CHIEF EXECUTIVE OFFICER | A | Control |
| ROULSTON, SCOTT, DAVIES | I | CHIEF EXECUTIVE OFFICER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AWP GP LLC | DE | AWP I LP | F | Control |
| AWP GP LLC | DE | AWP I LP | F | Control |
| AWP GP LLC | DE | AWP I LP | F | Control |
| AWP GP LLC | DE | AWP I LP | F | Control |
| AWP GP LLC | DE | AWP I LP | F | Control |
| AWP GP LLC | DE | AWP I LP | F | Control |
| AWP GP LLC | DE | AWP I LP | F | Control |
| AWP GP LLC | DE | AWP I LP | F | Control |
| AWP GP LLC | DE | AWP I LP | F | Control |
| BALL, GEORGE, LESTER | I | AWP GP LLC | F | Control |
| BALL, GEORGE, LESTER | I | AWP GP LLC | F | Control |
| BALL, GEORGE, LESTER | I | AWP GP LLC | F | Control |
| BALL, GEORGE, LESTER | I | AWP GP LLC | F | Control |
| BALL, GEORGE, LESTER | I | AWP GP LLC | F | Control |
| BALL, GEORGE, LESTER | I | AWP GP LLC | F | Control |
| BALL, GEORGE, LESTER | I | AWP GP LLC | F | Control |
| BALL, GEORGE, LESTER | I | AWP GP LLC | F | Control |
| BALL, GEORGE, LESTER | I | AWP GP LLC | F | Control |
| DEEM, HOLLY, DAY | I | AWP GP LLC | F | Control |
| DEEM, HOLLY, DAY | I | AWP GP LLC | F | Control |
| DEEM, HOLLY, DAY | I | AWP GP LLC | F | Control |
| DEEM, HOLLY, DAY | I | AWP GP LLC | F | Control |
| DEEM, HOLLY, DAY | I | AWP GP LLC | F | Control |
| DEEM, HOLLY, DAY | I | AWP GP LLC | F | Control |
| DEEM, HOLLY, DAY | I | AWP GP LLC | F | Control |
| DEEM, HOLLY, DAY | I | AWP GP LLC | F | Control |
| DEEM, HOLLY, DAY | I | AWP GP LLC | F | Control |
| GORMLEY, MARK, KEVIN | I | AWP GP LLC | F | Control |
| GORMLEY, MARK, KEVIN | I | AWP GP LLC | F | Control |
| GORMLEY, MARK, KEVIN | I | AWP GP LLC | F | Control |
| GORMLEY, MARK, KEVIN | I | AWP GP LLC | F | Control |
| GORMLEY, MARK, KEVIN | I | AWP GP LLC | F | Control |
| GORMLEY, MARK, KEVIN | I | AWP GP LLC | F | Control |
| GORMLEY, MARK, KEVIN | I | AWP GP LLC | F | Control |
| GORMLEY, MARK, KEVIN | I | AWP GP LLC | F | Control |
| GORMLEY, MARK, KEVIN | I | AWP GP LLC | F | Control |
| LEE EQUITY PARTNERS GP, LLC | DE | LEE EQUITY PARTNERS FUND SUMMER AIV, LP | F | Control |
| LEE EQUITY PARTNERS GP, LLC | DE | LEE EQUITY PARTNERS FUND SUMMER AIV, LP | F | Control |
| LEE EQUITY PARTNERS GP, LLC | DE | LEE EQUITY PARTNERS FUND SUMMER AIV, LP | F | Control |
| LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | DE | LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | F | Control |
| LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | DE | LEP REALIZATION FEEDER, L.P. | F | Control |
| LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | DE | LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | F | Control |
| LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | DE | LEP REALIZATION FEEDER, L.P. | F | Control |
| LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | DE | LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | F | Control |
| LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | DE | LEP REALIZATION FEEDER, L.P. | F | Control |
| LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | DE | LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | F | Control |
| LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | DE | LEP REALIZATION FEEDER, L.P. | F | Control |
| LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | DE | LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | F | Control |
| LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | DE | LEP REALIZATION FEEDER, L.P. | F | Control |
| LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | DE | LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | F | Control |
| LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | DE | LEP REALIZATION FEEDER, L.P. | F | Control |
| LEE EQUITY PARTNERS, LLC | DE | LEP SUMMER HOLDINGS, LLC | F | Control |
| LEE EQUITY PARTNERS, LLC | DE | LEP SUMMER HOLDINGS, LLC | F | Control |
| LEE EQUITY PARTNERS, LLC | DE | LEP SUMMER HOLDINGS, LLC | F | Control |
| LEE EQUITY PARTNERS, LLC | DE | LEP SUMMER HOLDINGS, LLC | F | Control |
| LEE EQUITY PARTNERS, LLC | DE | LEP SUMMER HOLDINGS, LLC | F | Control |
| LEE EQUITY PARTNERS, LLC | DE | LEP SUMMER HOLDINGS, LLC | F | Control |
| LEE EQUITY PARTNERS, LLC | DE | LEP SUMMER HOLDINGS, LLC | F | Control |
| LEE EQUITY PARTNERS, LLC | DE | LEP SUMMER HOLDINGS, LLC | F | Control |
| LEE EQUITY PARTNERS, LLC | DE | LEP SUMMER HOLDINGS, LLC | F | Control |
| MCMAKEN, BRUCE, ROBERT | I | AWP GP LLC | F | Control |
| MCMAKEN, BRUCE, ROBERT | I | AWP GP LLC | F | Control |
| MCMAKEN, BRUCE, ROBERT | I | AWP GP LLC | F | Control |
| MCMAKEN, BRUCE, ROBERT | I | AWP GP LLC | F | Control |
| MCMAKEN, BRUCE, ROBERT | I | AWP GP LLC | F | Control |
| MCMAKEN, BRUCE, ROBERT | I | AWP GP LLC | F | Control |
| MOORE, EDWARD, PHILIP | I | AWP GP LLC | F | Control |
| MOORE, EDWARD, PHILIP | I | AWP GP LLC | F | Control |
| MOORE, EDWARD, PHILIP | I | AWP GP LLC | F | Control |
| RODRIGUEZ, DANIEL, J | I | AWP GP LLC | F | Control |
| RODRIGUEZ, DANIEL, JOSEPH | I | AWP GP LLC | F | Control |
| RODRIGUEZ, DANIEL, JOSEPH | I | AWP GP LLC | F | Control |
| RODRIGUEZ, DANIEL, JOSEPH | I | AWP GP LLC | F | Control |
| RODRIGUEZ, DANIEL, JOSEPH | I | AWP GP LLC | F | Control |
| RODRIGUEZ, DANIEL, JOSEPH | I | AWP GP LLC | F | Control |
| YAFFE, ACHI | I | AWP GP LLC | F | Control |
| YAFFE, ACHI | I | AWP GP LLC | F | Control |
| YAFFE, ACHI | I | AWP GP LLC | F | Control |
| AFFILIATED WEALTH PARTNERS HOLDINGS, LLC | DE | WEALTHTRUST, LLC | E | Control |
| AFFILIATED WEALTH PARTNERS HOLDINGS, LLC | DE | WEALTHTRUST, LLC | E | Control |
| AFFILIATED WEALTH PARTNERS HOLDINGS, LLC | DE | WEALTHTRUST, LLC | E | Control |
| AFFILIATED WEALTH PARTNERS HOLDINGS, LLC | DE | WEALTHTRUST, LLC | E | Control |
| AFFILIATED WEALTH PARTNERS HOLDINGS, LLC | DE | WEALTHTRUST, LLC | E | Control |
| AFFILIATED WEALTH PARTNERS HOLDINGS, LLC | DE | WEALTHTRUST, LLC | E | Control |
| AFFILIATED WEALTH PARTNERS HOLDINGS, LLC | DE | WEALTHTRUST, LLC | E | Control |
| AFFILIATED WEALTH PARTNERS HOLDINGS, LLC | DE | WEALTHTRUST, LLC | E | Control |
| AFFILIATED WEALTH PARTNERS HOLDINGS, LLC | DE | WEALTHTRUST, LLC | E | Control |
| AWP I LP | DE | AWP II LLC | E | Control |
| AWP I LP | DE | AWP II LLC | E | Control |
| AWP I LP | DE | AWP II LLC | E | Control |
| AWP I LP | DE | AWP II LLC | E | Control |
| AWP I LP | DE | AWP II LLC | E | Control |
| AWP I LP | DE | AWP II LLC | E | Control |
| AWP I LP | DE | AWP II LLC | E | Control |
| AWP I LP | DE | AWP II LLC | E | Control |
| AWP I LP | DE | AWP II LLC | E | Control |
| AWP II LLC | DE | AFFILIATED WEALTH PARTNERS HOLDINGS LLC | E | Control |
| AWP II LLC | DE | AFFILIATED WEALTH PARTNERS HOLDINGS LLC | E | Control |
| AWP II LLC | DE | AFFILIATED WEALTH PARTNERS HOLDINGS LLC | E | Control |
| AWP II LLC | DE | AFFILIATED WEALTH PARTNERS HOLDINGS LLC | E | Control |
| AWP II LLC | DE | AFFILIATED WEALTH PARTNERS HOLDINGS LLC | E | Control |
| AWP II LLC | DE | AFFILIATED WEALTH PARTNERS HOLDINGS LLC | E | Control |
| AWP II LLC | DE | AFFILIATED WEALTH PARTNERS HOLDINGS LLC | E | Control |
| AWP II LLC | DE | AFFILIATED WEALTH PARTNERS HOLDINGS LLC | E | Control |
| AWP II LLC | DE | AFFILIATED WEALTH PARTNERS HOLDINGS LLC | E | Control |
| EDELMAN, FREDRIC, MARK | I | THE EDELMAN FINANCIAL CENTER, INC. | E | Control |
| EDELMAN, FREDRIC, MARK | I | THE EDELMAN FINANCIAL CENTER, INC. | E | Control |
| EDELMAN, FREDRIC, MARK | I | THE EDELMAN FINANCIAL CENTER, INC. | E | Control |
| EDELMAN, FREDRIC, MARK | I | THE EDELMAN FINANCIAL CENTER, INC. | E | Control |
| EDELMAN, FREDRIC, MARK | I | THE EDELMAN FINANCIAL CENTER, INC. | E | Control |
| EDELMAN, FREDRIC, MARK | I | THE EDELMAN FINANCIAL CENTER, INC. | E | Control |
| EDELMAN, FREDRIC, MARK | I | THE EDELMAN FINANCIAL CENTER, INC. | E | Control |
| EDELMAN, FREDRIC, MARK | I | THE EDELMAN FINANCIAL CENTER, INC. | E | Control |
| EDELMAN, FREDRIC, MARK | I | THE EDELMAN FINANCIAL CENTER, INC. | E | Control |
| FALCON MEZZANINE PARTNERS II LP | DE | WEALTHTRUST HOLDINGS LLC | E | Control |
| FALCON MEZZANINE PARTNERS II LP | DE | WEALTHTRUST HOLDINGS LLC | E | Control |
| FALCON MEZZANINE PARTNERS II LP | DE | WEALTHTRUST HOLDINGS LLC | E | Control |
| FALCON MEZZANINE PARTNERS II LP | DE | WEALTHTRUST HOLDINGS LLC | E | Control |
| FALCON MEZZANINE PARTNERS II LP | DE | WEALTHTRUST HOLDINGS LLC | E | Control |
| FALCON MEZZANINE PARTNERS II LP | DE | WEALTHTRUST HOLDINGS LLC | E | Control |
| FALCON MEZZANINE PARTNERS II LP | DE | WEALTHTRUST HOLDINGS LLC | E | Control |
| FALCON MEZZANINE PARTNERS II LP | DE | WEALTHTRUST HOLDINGS LLC | E | Control |
| FALCON MEZZANINE PARTNERS II LP | DE | WEALTHTRUST HOLDINGS LLC | E | Control |
| FALCON MEZZANINE PARTNERS II LP | DE | WEALTHTRUST HOLDINGS LLC | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WT ACQUISITION, LLC | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WT ACQUISITION, LLC | E | Control |
| LEE EQUITY PARTNERS FUND SUMMER AIV, LP | DE | LEP SUMMER HOLDINGS, LLC | E | Control |
| LEE EQUITY PARTNERS FUND SUMMER AIV, LP | DE | LEP SUMMER HOLDINGS, LLC | E | Control |
| LEE EQUITY PARTNERS FUND SUMMER AIV, LP | DE | LEP SUMMER HOLDINGS, LLC | E | Control |
| LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | DE | LEP SUMMER HOLDINGS, LLC | E | Control |
| LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | DE | LEP SUMMER HOLDINGS, LLC | E | Control |
| LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | DE | LEP SUMMER HOLDINGS, LLC | E | Control |
| LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | DE | LEP SUMMER HOLDINGS, LLC | E | Control |
| LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | DE | LEP SUMMER HOLDINGS, LLC | E | Control |
| LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | DE | LEP SUMMER HOLDINGS, LLC | E | Control |
| LEE, THOMAS, HASKELL | I | LEE EQUITY PARTNERS, LLC | E | Control |
| LEE, THOMAS, HASKELL | I | LEE EQUITY PARTNERS, LLC | E | Control |
| LEE, THOMAS, HASKELL | I | LEE EQUITY PARTNERS, LLC | E | Control |
| LEE, THOMAS, HASKELL | I | LEE EQUITY PARTNERS, LLC | E | Control |
| LEE, THOMAS, HASKELL | I | LEE EQUITY PARTNERS, LLC | E | Control |
| LEE, THOMAS, HASKELL | I | LEE EQUITY PARTNERS, LLC | E | Control |
| LEE, THOMAS, HASKELL | I | LEE EQUITY PARTNERS, LLC | E | Control |
| LEE, THOMAS, HASKELL | I | LEE EQUITY PARTNERS, LLC | E | Control |
| LEE, THOMAS, HASKELL | I | LEE EQUITY PARTNERS, LLC | E | Control |
| LEP REALIZATION FEEDER, L.P. | DE | LEP REALIZATION SUMMER LLC | E | Control |
| LEP REALIZATION FEEDER, L.P. | DE | LEP REALIZATION SUMMER LLC | E | Control |
| LEP REALIZATION FEEDER, L.P. | DE | LEP REALIZATION SUMMER LLC | E | Control |
| LEP REALIZATION FEEDER, L.P. | DE | LEP REALIZATION SUMMER LLC | E | Control |
| LEP REALIZATION FEEDER, L.P. | DE | LEP REALIZATION SUMMER LLC | E | Control |
| LEP REALIZATION FEEDER, L.P. | DE | LEP REALIZATION SUMMER LLC | E | Control |
| THL EQUITY FUND VII INVESTORS (HT), LLC | DE | HIGHTOWER HOLDING, LLC | E | Control |
| THL EQUITY FUND VII INVESTORS (HT), LLC | DE | HIGHTOWER HOLDING, LLC | E | Control |
| WEALTHTRUST HOLDING CO. | DE | WEALTHTRUST LLC | E | Control |
| WEALTHTRUST HOLDING CO. | DE | WEALTHTRUST LLC | E | Control |
| WEALTHTRUST HOLDING CO. | DE | WEALTHTRUST LLC | E | Control |
| WEALTHTRUST HOLDING CO. | DE | WEALTHTRUST LLC | E | Control |
| WEALTHTRUST HOLDING CO. | DE | WEALTHTRUST LLC | E | Control |
| WEALTHTRUST HOLDING CO. | DE | WEALTHTRUST LLC | E | Control |
| WEALTHTRUST HOLDING CO. | DE | WEALTHTRUST LLC | E | Control |
| WEALTHTRUST HOLDING CO. | DE | WEALTHTRUST LLC | E | Control |
| WEALTHTRUST HOLDING CO. | DE | WEALTHTRUST LLC | E | Control |
| WEALTHTRUST HOLDING CO. | DE | WEALTHTRUST LLC | E | Control |
| WEALTHTRUST HOLDING CO. | DE | WEALTHTRUST LLC | E | Control |
| WEALTHTRUST HOLDING CO. | DE | WEALTHTRUST LLC | E | Control |
| WEALTHTRUST HOLDING CO. | DE | WEALTHTRUST LLC | E | Control |
| WEALTHTRUST HOLDING CO. | DE | WEALTHTRUST LLC | E | Control |
| WEALTHTRUST HOLDING CO. | DE | WEALTHTRUST LLC | E | Control |
| WEALTHTRUST HOLDING CO. | DE | WEALTHTRUST LLC | E | Control |
| WEALTHTRUST HOLDING CO. | DE | WEALTHTRUST LLC | E | Control |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDING CO. | E | Control |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDING CO. | E | Control |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDING CO. | E | Control |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDING CO. | E | Control |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDING CO. | E | Control |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDING CO. | E | Control |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDING CO. | E | Control |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDING CO. | E | Control |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDING CO. | E | Control |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDING CO. | E | Control |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDING CO. | E | Control |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDING CO. | E | Control |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDING CO. | E | Control |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDING CO. | E | Control |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDING CO. | E | Control |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDING CO. | E | Control |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDING CO. | E | Control |
| FALCON MEZZANINE PARTNERS II LP | DE | WEALTHTRUST HOLDINGS LLC | D | Control |
| FALCON MEZZANINE PARTNERS II LP | DE | WEALTHTRUST HOLDINGS LLC | D | Control |
| FALCON MEZZANINE PARTNERS II LP | DE | WEALTHTRUST HOLDINGS LLC | D | Control |
| FALCON MEZZANINE PARTNERS II LP | DE | WEALTHTRUST HOLDINGS LLC | D | Control |
| GORMLEY, MARK, KEVIN | I | LEE EQUITY PARTNERS GP, LLC | D | Control |
| GORMLEY, MARK, KEVIN | I | LEE EQUITY PARTNERS GP, LLC | D | Control |
| GORMLEY, MARK, KEVIN | I | LEE EQUITY PARTNERS GP, LLC | D | Control |
| LEE EQUITY PARTNERS, LLC | DE | AWP GP LLC | D | Control |
| LEE EQUITY PARTNERS, LLC | DE | AWP GP LLC | D | Control |
| LEE EQUITY PARTNERS, LLC | DE | AWP GP LLC | D | Control |
| LEE EQUITY PARTNERS, LLC | DE | AWP GP LLC | D | Control |
| LEE EQUITY PARTNERS, LLC | DE | AWP GP LLC | D | Control |
| LEE EQUITY PARTNERS, LLC | DE | AWP GP LLC | D | Control |
| LEE EQUITY PARTNERS, LLC | DE | AWP GP LLC | D | Control |
| LEE EQUITY PARTNERS, LLC | DE | AWP GP LLC | D | Control |
| LEE EQUITY PARTNERS, LLC | DE | AWP GP LLC | D | Control |
| LEP REALIZATION SUMMER LLC | DE | LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | D | |
| LEP REALIZATION SUMMER LLC | DE | LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | D | |
| LEP REALIZATION SUMMER LLC | DE | LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | D | |
| LEP REALIZATION SUMMER LLC | DE | LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | D | |
| LEP REALIZATION SUMMER LLC | DE | LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | D | |
| LEP REALIZATION SUMMER LLC | DE | LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | D | |
| LEP SUMMER HOLDINGS, LLC | DE | AWP I LP | D | |
| LEP SUMMER HOLDINGS, LLC | DE | AWP I LP | D | |
| LEP SUMMER HOLDINGS, LLC | DE | AWP I LP | D | |
| LEP SUMMER HOLDINGS, LLC | DE | AWP I LP | D | |
| LEP SUMMER HOLDINGS, LLC | DE | AWP I LP | D | |
| LEP SUMMER HOLDINGS, LLC | DE | AWP I LP | D | |
| LEP SUMMER HOLDINGS, LLC | DE | AWP I LP | D | |
| LEP SUMMER HOLDINGS, LLC | DE | AWP I LP | D | |
| LEP SUMMER HOLDINGS, LLC | DE | AWP I LP | D | |
| CPC WT INVESTMENT LLC | DE | WEALTHTRUST HOLDINGS LLC | C | Control |
| CPC WT INVESTMENT LLC | DE | WEALTHTRUST HOLDINGS LLC | C | |
| CPC WT INVESTMENT LLC | DE | WEALTHTRUST HOLDINGS LLC | C | Control |
| FALCON MEZZANINE PARTNERS II LP | DE | WEALTHTRUST HOLDINGS LLC | C | Control |
| FALCON MEZZANINE PARTNERS II LP | DE | WEALTHTRUST HOLDINGS LLC | C | |
| FALCON MEZZANINE PARTNERS II LP | DE | WEALTHTRUST HOLDINGS LLC | C | Control |
| GORMLEY, MARK, KEVIN | I | LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | C | Control |
| GORMLEY, MARK, KEVIN | I | LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | C | Control |
| GORMLEY, MARK, KEVIN | I | LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | C | Control |
| GORMLEY, MARK, KEVIN | I | LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | C | Control |
| GORMLEY, MARK, KEVIN | I | LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | C | Control |
| GORMLEY, MARK, KEVIN | I | LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | C | Control |
| NMC CPC WT INVESTMENT LLC | DE | WEALTHTRUST HOLDINGS LLC | C | Control |
| NMC CPC WT INVESTMENT LLC | DE | WEALTHTRUST HOLDINGS LLC | C | |
| NMC CPC WT INVESTMENT LLC | DE | WEALTHTRUST HOLDINGS LLC | C | Control |
| TEACHERS RETIREMENT SYSTEM OF TEXAS | DE | LEE EQUITY PARTNERS FUND SUMMER AIV, LP | C | |
| TEACHERS RETIREMENT SYSTEM OF TEXAS | DE | LEE EQUITY PARTNERS FUND SUMMER AIV, LP | C | |
| TEACHERS RETIREMENT SYSTEM OF TEXAS | DE | LEE EQUITY PARTNERS FUND SUMMER AIV, LP | C | |
| THE EDELMAN FINANCIAL CENTER, INC. | DE | AWP GP LLC | C | Control |
| THE EDELMAN FINANCIAL CENTER, INC. | DE | AWP GP LLC | C | Control |
| THE EDELMAN FINANCIAL CENTER, INC. | DE | AWP GP LLC | C | Control |
| THE EDELMAN FINANCIAL CENTER, INC. | DE | AWP GP LLC | C | |
| THE EDELMAN FINANCIAL CENTER, INC. | DE | AWP GP LLC | C | |
| THE EDELMAN FINANCIAL CENTER, INC. | DE | AWP GP LLC | C | |
| THE EDELMAN FINANCIAL CENTER, INC. | DE | AWP GP LLC | C | |
| THE EDELMAN FINANCIAL CENTER, INC. | DE | AWP GP LLC | C | |
| THE EDELMAN FINANCIAL CENTER, INC. | DE | AWP GP LLC | C |
Registrations
Federal
IA
Mar 29, 2019 REGISTERED
Notice Filings (19)
CA FL GA IL IN KY LA MD MI MT NC NH NM OH PA SC TX VA WA
Address
1350 EUCLID AVENUESUITE 400
CLEVELAND, OH 44115-1833
United States
Phone: 216-431-3000