ALFRED CAPITAL MANAGEMENT, LLC
CRD #145188 SEC #801-68393 LA JOLLA, CA (858) 453-8400
SEC Registered
Total AUM
$5.9M
Discretionary
$5.9M
Employees
5
Clients
10
Accounts
28
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 4, 2008
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALFRED, DEIRDRE, SHAUGHNESSY | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| ALFRED, MICHAEL, SHAUGHNESSY | I | MANAGING MEMBER | D | Control |
| ALFRED, MICHAEL, SHAUGHNESSY | I | PARTNER | D | Control |
| ALFRED, MICHAEL, SHAUGHNESSY | I | MANAGING MEMBER | D | Control |
| ALFRED, RYAN, SHAUGHNESSY | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| ALFRED, RYAN, SHAUGHNESSY | I | PARTNER AND CHIEF COMPLIANCE OFFICER | D | Control |
| ALFRED, RYAN, SHAUGHNESSY | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
Registrations
Federal
IA
Jan 4, 2008 REGISTERED
Notice Filings (1)
CA
Address
4250 EXECUTIVE SQUARE, SUITE 528LA JOLLA, CA 92037
USA
Phone: (858) 453-8400