WAMBERG ASSET MANAGEMENT, LLC
CRD #145193 SEC #801-68555 CHICAGO, IL 312-798-6800
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
10
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 21, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BALL, R., RYAN | I | MANAGING DIRECTOR | NA | Control |
| BALL, R., RYAN | I | MANAGING DIRECTOR | NA | Control |
| DISABATO, TED, LOUIS | I | MANAGING DIRECTOR | NA | Control |
| DISABATO, TED, LOUIS | I | MANAGING DIRECTOR | NA | Control |
| FRENCH, CHARLES, J | I | MANAGING DIRECTOR | NA | Control |
| FRENCH, CHARLES, JOHN | I | MANAGING DIRECTOR | NA | Control |
| HORVATH, CHRISTINE, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HORVATH, CHRISTINE, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WAMBERG, WARREN, THOMAS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| WAMBERG, WARREN, THOMAS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CLARK & WAMBERG, LLC | DE | MEMBER | E | Control |
| CLARK & WAMBERG, LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| WAMBERG, WARREN, THOMAS | I | CLARK & WAMBERG, LLC | E | Control |
| WAMBERG, WARREN, THOMAS | I | CLARK & WAMBERG, LLC | E | Control |
Registrations
Federal
IA
Nov 21, 2007 REGISTERED
Address
500 W. MADISON STREETSUITE 2710
CHICAGO, IL 60661
USA
Phone: 312-798-6800