WINTHROP CAPITAL MANAGEMENT, LLC
Legal name: WINTHROP CAPITAL MANAGEMENT
CRD #145216 SEC #801-71321 CARMEL, IN 317-663-7500
SEC Registered Private Funds
Total AUM
$3.9B
Discretionary
$3.9B
Employees
25
Clients
25
Accounts
517
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Indiana
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2025
- Branch Offices
- 0
- LEI
- 254900FKE6OHXHXMTW97
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CHASE, KEVIN, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHASE, KEVIN, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHASE, KEVIN, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHASE, KEVIN, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COONS, ADAM, C | I | PORTFOLIO MANAGER | NA | |
| COONS, ADAM, C | I | PORTFOLIO MANAGER | NA | |
| COONS, ADAM, C | I | PORTFOLIO MANAGER | NA | |
| COONS, ADAM, C | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| COONS, ADAM, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAHN, GREGORY, JAMES | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| HAHN, GREGORY, JAMES | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| HAHN, GREGORY, JAMES | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| HAHN, GREGORY, JAMES | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| HAHN, GREGORY, JAMES | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| Horrey, James, Bryan | I | CHIEF COMPLIANCE OFFICER | NA | |
| Horrey, James, Bryan | I | CHIEF COMPLIANCE OFFICER | NA | |
| Horrey, James, Bryan | I | CHIEF COMPLIANCE OFFICER | NA | |
| Horrey, James, Bryan | I | CHIEF COMPLIANCE OFFICER | NA | |
| Horrey, James, Bryan | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Horrey, James, Bryan | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KURZAWA, AUDREY, L. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KURZAWA, AUDREY, L. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KURZAWA, AUDREY, L. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KURZAWA, AUDREY, L. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KURZAWA, AUDREY, L. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KURZAWA, AUDREY, L. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KURZAWA, AUDREY, L. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Ohiomah, Emilomo | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Ohiomah, Emilomo | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Swhear, John, Carl | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAHN, GREGORY, JAMES | I | PRESIDENT | E | Control |
| HAHN, GREGORY, JAMES | I | PRESIDENT, MANAGING MEMBER | E | Control |
| HAHN, GREGORY, JAMES | I | PRESIDENT, MANAGING MEMBER | E | Control |
| HAHN, GREGORY, JAMES | I | PRESIDENT, MANAGING MEMBER | E | Control |
| HAHN, GREGORY, JAMES | I | PRESIDENT, MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| HAHN, GREGORY, JAMES | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| HAHN, GREGORY, JAMES | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| HAHN, GREGORY, JAMES | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| HAHN, GREGORY, JAMES | I | PRESIDENT, MANAGING MEMBER | E | Control |
| HAHN, GREGORY, JAMES | I | PRESIDENT, MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| HAHN, GREGORY, JAMES | I | PRESIDENT, MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| HAHN, GREGORY, JAMES | I | PRESIDENT, MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| HAHN, GREGORY, JAMES | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| HAHN, GREGORY, JAMES | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| HAHN, GREGORY, JAMES | I | PRESIDENT, MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| HAHN, GREGORY, JAMES | I | PRESIDENT, MANAGING MEMBER | E | Control |
| HAHN, GREGORY, JAMES | I | PRESIDENT, MANAGING MEMBER | E | Control |
| HAHN, GREGORY, JAMES | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| HAHN, GREGORY, JAMES | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| HAHN, GREGORY, JAMES | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| HAHN, GREGORY, JAMES | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| HAHN, GREGORY, JAMES | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| HAHN, GREGORY, JAMES | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| HAHN, GREGORY, JAMES | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| HAHN, GREGORY, JAMES | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| HAHN, GREGORY, JAMES | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| HAHN, GREGORY, JAMES | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| HAHN, GREGORY, JAMES | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| HAHN, GREGORY, JAMES | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| HAHN, GREGORY, JAMES | I | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | E | Control |
| HAHN, GREGORY, JAMES | I | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | E | Control |
| HAHN, GREGORY, JAMES | I | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | E | Control |
| HAHN, GREGORY, JAMES | I | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | E | Control |
| NOYES GROUP LLC | DE | SOLE SHAREHOLDER | E | Control |
| NOYES GROUP LLC | DE | SOLE SHAREHOLDER | E | Control |
| NOYES GROUP LLC | DE | SOLE SHAREHOLDER | E | Control |
| NOYES GROUP LLC | DE | SOLE SHAREHOLDER | E | Control |
| NOYES GROUP LLC | DE | SOLE SHAREHOLDER | E | Control |
| WINTHROP INVESTMENTS GROUP LLC | DE | MEMBER | E | Control |
| WINTHROP INVESTMENTS GROUP LLC | DE | MEMBER | E | Control |
| HAHN, GREGORY, JAMES | I | CO-CHIEF INVESTMENT OFFICER | B | Control |
| HAHN, GREGORY, JAMES | I | PRESIDENT | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BAYLEY, MARK, F | I | THE FRANK M. BAYLEY DYNASTY TRUST U/A DATED OCTOBER 11, 2012 | F | Control |
| BAYLEY-YOUNG, CHERYL, A | I | THE FRANK M. BAYLEY DYNASTY TRUST U/A DATED OCTOBER 11, 2012 | F | Control |
| COOKE, BRIAN, FORREST | I | NOYES GROUP LLC | F | Control |
| COOKE, BRIAN, FORREST | I | NOYES GROUP LLC | F | Control |
| COOKE, BRIAN, FORREST | I | NOYES GROUP LLC | F | Control |
| COOKE, BRIAN, FORREST | I | NOYES GROUP LLC | F | Control |
| COOKE, BRIAN, FORREST | I | NOYES GROUP LLC | F | Control |
| COOKE, JOHN, CHRISTOPHER | I | NOYES GROUP LLC | F | Control |
| COOKE, JOHN, CHRISTOPHER | I | NOYES GROUP LLC | F | Control |
| COOKE, JOHN, CHRISTOPHER | I | NOYES GROUP LLC | F | Control |
| COOKE, JOHN, CHRISTOPHER | I | NOYES GROUP LLC | F | Control |
| COOKE, JOHN, CHRISTOPHER | I | NOYES GROUP LLC | F | Control |
| DICKSON, JAMES, R | I | NOYES GROUP LLC | F | Control |
| DICKSON, JAMES, R | I | NOYES GROUP LLC | F | Control |
| DICKSON, JAMES, R | I | NOYES GROUP LLC | F | Control |
| DICKSON, JAMES, R | I | NOYES GROUP LLC | F | Control |
| DICKSON, JAMES, R | I | NOYES GROUP LLC | F | Control |
| BAYLEY, LOWRY, HINCH | I | NOYES GROUP LLC | C | Control |
| BAYLEY, LOWRY, HINCH | I | NOYES GROUP LLC | C | Control |
| BAYLEY, LOWRY, HINCH | I | NOYES GROUP LLC | C | Control |
| BAYLEY, LOWRY, HINCH | I | NOYES GROUP LLC | C | Control |
| BAYLEY, LOWRY, HINCH | I | NOYES GROUP LLC | C | Control |
| THE FRANK M. BAYLEY DYNASTY TRUST U/A DATED OCTOBER 11, 2012 | DE | NOYES GROUP LLC | C | Control |
| THE FRANK M. BAYLEY DYNASTY TRUST U/A DATED OCTOBER 11, 2012 | DE | NOYES GROUP LLC | C | Control |
| THE FRANK M. BAYLEY DYNASTY TRUST U/A DATED OCTOBER 11, 2012 | DE | NOYES GROUP LLC | C | Control |
| THE FRANK M. BAYLEY DYNASTY TRUST U/A DATED OCTOBER 11, 2012 | DE | NOYES GROUP LLC | C | Control |
| THE FRANK M. BAYLEY DYNASTY TRUST U/A DATED OCTOBER 11, 2012 | DE | NOYES GROUP LLC | C | Control |
Registrations
Federal
IA
Mar 26, 2025 REGISTERED
Notice Filings (14)
CA FL GA IA IL IN MI NC NY OH SC TN TX WI
Address
10201 N ILLINOIS STREETSUITE 450
CARMEL, IN 46290
United States
Phone: 317-663-7500