ADAM SMITH MANAGEMENT LLC
CRD #145236 SEC #801-72175 MINNETONKA, MN 952-893-9012
SEC Registered
Total AUM
$29.8M
Discretionary
$29.8M
Employees
10
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 8, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BORTNEM, JANE, MARIE | I | CFO, CHIEF COMPLIANCE OFFICER | NA | |
| BORTNEM, JANE, MARIE | I | CFO, CHIEF COMPLIANCE OFFICER | NA | |
| BORTNEM, JANE, MARIE | I | CFO, CHIEF COMPLIANCE OFFICER | NA | |
| BORTNEM, JANE, MARIE | I | CFO, CHIEF COMPLIANCE OFFICER | NA | |
| BORTNEM, JANE, MARIE | I | CFO, CHIEF COMPLIANCE OFFICER | NA | |
| CHRISTIANSON, ANTON, JOSEPH | I | CHAIRMAN, PRESIDENT | NA | Control |
| CHRISTIANSON, ANTON, JOSEPH | I | CHAIRMAN, PRESIDENT | NA | Control |
| CHRISTIANSON, ANTON, JOSEPH | I | CHAIRMAN, PRESIDENT | NA | Control |
| CHRISTIANSON, ANTON, JOSEPH | I | CHAIRMAN, PRESIDENT | NA | Control |
| CHRISTIANSON, ANTON, JOSEPH | I | CHAIRMAN, PRESIDENT | NA | Control |
| STOFER, GORDON, FAIRCHILD | I | GOVENOR | NA | Control |
| STOFER, GORDON, FAIRCHILD | I | GOVENOR | NA | Control |
| TUFTE, KEITH, NORMAN | I | CHIEF INVESTMENT OFFICER | NA | |
| TUFTE, KEITH, NORMAN | I | CHIEF INVESTMENT OFFICER | NA | |
| ADAM SMITH COMPANIES LLC | DE | MEMBER | E | Control |
| ADAM SMITH COMPANIES LLC | DE | MEMBER | E | Control |
| CHERRY TREE COMPANIES, LLC | DE | MEMBER | E | Control |
| CHERRY TREE COMPANIES, LLC | DE | MEMBER | E | Control |
| ADAM SMITH COMPANIES LLC | DE | MEMBER | D | Control |
| STOFER, GORDON, FAIRCHILD | I | MEMBER | C | Control |
| STOFER, GORDON, FAIRCHILD | I | MEMBER | B | |
| STOFER, GORDON, FAIRCHILD | I | MEMBER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CHRISTIANSON, ANTON, JOSEPH | I | ADAM SMITH COMPANIES LLC | E | Control |
| CHRISTIANSON, ANTON, JOSEPH | I | ADAM SMITH COMPANIES LLC | E | Control |
| CHRISTIANSON, ANTON, JOSEPH | I | ADAM SMITH COMPANIES LLC | E | Control |
| CHRISTIANSON, ANTON, JOSEPH | I | ADAM SMITH COMPANIES LLC | E | Control |
| CHRISTIANSON, ANTON, JOSEPH | I | ADAM SMITH COMPANIES LLC | E | Control |
| ADAM SMITH COMPANIES LLC | DE | CHERRY TREE COMPANIES LLC | D | Control |
| ADAM SMITH COMPANIES LLC | DE | CHERRY TREE COMPANIES LLC | D | Control |
| STOFER, GORDON, FAIRCHILD | I | CHERRY TREE COMPANIES LLC | D | Control |
| STOFER, GORDON, FAIRCHILD | I | CHERRY TREE COMPANIES LLC | D | Control |
Registrations
Federal
IA
Mar 8, 2011 REGISTERED
Notice Filings (1)
MN
Address
301 CARLSON PARKWAYSUITE 103
MINNETONKA, MN 55305
United States
Phone: 952-893-9012