RIA Intelligence

EXCEL FINANCIAL, LLC

CRD #145301 SEC #801-107211 RED WING, MN (651) 388-6441
SEC Registered
Total AUM
$333.5M
Discretionary
$326.1M
Employees
6
Clients
251
Accounts
1,093

Firm Details

Organization Type
Limited Liability Company
State of Formation
Minnesota
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 10, 2025
Branch Offices
3

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
LOQUAI, JAMES, SCOTTIPRINCIPAL/CHIEF COMPLIANCE OFFICERD Control
LOQUAI, JAMES, SCOTTIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
LOQUAI, JAMES, SCOTTIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
LOQUAI, THOMAS, RAYMONDIPRINCIPALD Control
LOQUAI, JAMES, SCOTTIPRINCIPAL/CHIEF COMPLIANCE OFFICERC Control
LOQUAI, JAMES, SCOTTIPRINCIPAL/CHIEF COMPLIANCE OFFICERC Control
LOQUAI, JAMES, SCOTTIPRINCIPAL/CHIEF COMPLIANCE OFFICERC Control
LOQUAI, JAMES, SCOTTIPRINCIPAL/CHIEF COMPLIANCE OFFICERC Control
LOQUAI, JAMES, SCOTTIPRINCIPAL/CHIEF COMPLIANCE OFFICERC Control
LOQUAI, JAMES, SCOTTIPRINCIPAL/CHIEF COMPLIANCE OFFICERC Control
LOQUAI, JAMES, SCOTTIPRINCIPAL/CHIEF COMPLIANCE OFFICERC Control
LOQUAI, JAMES, SCOTTIPRINCIPAL/CHIEF COMPLIANCE OFFICERC Control
LOQUAI, JAMES, SCOTTIPRINCIPAL/CHIEF COMPLIANCE OFFICERC Control
LOQUAI, JAMES, SCOTTIPRINCIPAL/CHIEF COMPLIANCE OFFICERC Control
LOQUAI, JAMES, SCOTTIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERC Control
LOQUAI, JAMES, SCOTTIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERC Control
LOQUAI, JAMES, SCOTTIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERC Control
LOQUAI, JAMES, SCOTTIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERC Control
LOQUAI, JAMES, SCOTTIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERC Control
LOQUAI, JAMES, SCOTTIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERC Control
LOQUAI, JAMES, SCOTTIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERC Control
LOQUAI, JAMES, SCOTTIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERC Control
LOQUAI, JAMES, SCOTTIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERC Control
LOQUAI, JAMES, SCOTTIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERC Control
LOQUAI, JAMES, SCOTTIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERC Control
LOQUAI, JAMES, SCOTTIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERC Control
LOQUAI, JAMES, SCOTTIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERC Control
LOQUAI, JOHN, RAYMONDIMANAGING MEMBERC Control
LOQUAI, JOHN, RAYMONDIMANAGING MEMBERC Control
LOQUAI, JOHN, RAYMONDIMANAGING MEMBERC Control
LOQUAI, JOHN, RAYMONDIMANAGING MEMBERC Control
LOQUAI, JOHN, RAYMONDIMANAGING MEMBERC Control
LOQUAI, JOHN, RAYMONDIMEMBERC Control
LOQUAI, JOHN, RAYMONDIMEMBERC Control
LOQUAI, JOHN, RAYMONDIMEMBERC Control
LOQUAI, JOHN, RAYMONDIMEMBERC Control
LOQUAI, JOHN, RAYMONDIMEMBERC Control
LOQUAI, JOHN, RAYMONDIMEMBERC Control
LOQUAI, JOHN, RAYMONDIMEMBERC Control
LOQUAI, JOHN, RAYMONDIMEMBERC Control
LOQUAI, JOHN, RAYMONDIMEMBERC Control
LOQUAI, THOMAS, RAYMONDIPRINCIPALC Control
LOQUAI, THOMAS, RAYMONDIPRINCIPALC Control
LOQUAI, THOMAS, RAYMONDIPRINCIPALC Control
LOQUAI, THOMAS, RAYMONDIPRINCIPALC Control
LOQUAI, THOMAS, RAYMONDIPRINCIPALC Control
LOQUAI, THOMAS, RAYMONDIPRINCIPALC Control
LOQUAI, THOMAS, RAYMONDIPRINCIPALC Control
LOQUAI, THOMAS, RAYMONDIPRINCIPALC Control
LOQUAI, THOMAS, RAYMONDIPRINCIPALC Control
LOQUAI, THOMAS, RAYMONDIPRINCIPALC Control
LOQUAI, THOMAS, RAYMONDIMANAGING MEMBERC Control
LOQUAI, THOMAS, RAYMONDIMANAGING MEMBERC Control
LOQUAI, THOMAS, RAYMONDIMANAGING MEMBERC Control
LOQUAI, THOMAS, RAYMONDIMANAGING MEMBERC Control
LOQUAI, THOMAS, RAYMONDIMANAGING MEMBERC Control
LOQUAI, THOMAS, RAYMONDIMANAGING MEMBERC Control
LOQUAI, THOMAS, RAYMONDIMANAGING MEMBERC Control
SIBERT, JERRY, LYNNIPRINCIPALC Control
SIBERT, JERRY, LYNNIPRINCIPALC Control
SIBERT, JERRY, LYNNIPRINCIPALC Control
SIBERT, JERRY, LYNNIPRINCIPALC Control
SIBERT, JERRY, LYNNIPRINCIPALC Control
SIBERT, JERRY, LYNNIPRINCIPALC Control
SIBERT, JERRY, LYNNIPRINCIPALC Control
SIBERT, JERRY, LYNNIPRINCIPALC Control
SIBERT, JERRY, LYNNIPRINCIPALC Control
SIBERT, JERRY, LYNNIPRINCIPALC Control
Spangler, Michael, WayneIMANAGING MEMBERC Control
Spangler, Michael, WayneIMANAGING MEMBERC Control
Spangler, Michael, WayneIMANAGING MEMBERC Control
Spangler, Michael, WayneIMANAGING MEMBERC Control
Spangler, Michael, WayneIMANAGING MEMBERC Control
Spangler, Michael, WayneIMANAGING MEMBERC Control
Spangler, Michael, WayneIMANAGING MEMBERC Control
Spangler, Michael, WayneIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERC Control
Spangler, Michael, WayneIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERC Control
URBACH, BRENT, LESLIEIMANAGING MEMBERC Control
URBACH, BRENT, LESLIEIMANAGING MEMBERC Control
URBACH, BRENT, LESLIEIMANAGING MEMBERC Control
URBACH, BRENT, LESLIEIMANAGING MEMBERC Control
URBACH, BRENT, LESLIEIMANAGING MEMBERC Control
URBACH, BRENT, LESLIEIMEMBERC Control
URBACH, BRENT, LESLIEIMEMBERC Control
URBACH, BRENT, LESLIEIMEMBERC Control
URBACH, BRENT, LESLIEIMEMBERC Control
URBACH, BRENT, LESLIEIMEMBERC Control
URBACH, BRENT, LESLIEIMEMBERC Control
URBACH, BRENT, LESLIEIMEMBERC Control
URBACH, BRENT, LESLIEIMEMBERC Control
URBACH, BRENT, LESLIEIMEMBERC Control
LOQUAI, JAMES, SCOTTIMEMBER/CHIEF COMPLIANCE OFFICERB Control
LOQUAI, JAMES, SCOTTIMEMBER/CHIEF COMPLIANCE OFFICERB Control
LOQUAI, JAMES, SCOTTIMEMBER/CHIEF COMPLIANCE OFFICERB Control
LOQUAI, JAMES, SCOTTIMEMBER/CHIEF COMPLIANCE OFFICERB Control
LOQUAI, JAMES, SCOTTIMEMBER/CHIEF COMPLIANCE OFFICERB Control
LOQUAI, JAMES, SCOTTIMEMBER/CHIEF COMPLIANCE OFFICERB Control
LOQUAI, JAMES, SCOTTIMEMBER/CHIEF COMPLIANCE OFFICERB Control
LOQUAI, JAMES, SCOTTIMEMBERB Control
LOQUAI, JAMES, SCOTTIMEMBERB Control
URBACH, BRENT, LESLIEIMANAGING MEMBERB Control
URBACH, BRENT, LESLIEIMANAGING MEMBERB Control
URBACH, BRENT, LESLIEIMANAGING MEMBERB Control
LOQUAI, JOHN, RAYMONDIMANAGING MEMBERA Control
LOQUAI, JOHN, RAYMONDIMANAGING MEMBERA Control
LOQUAI, JOHN, RAYMONDIMANAGING MEMBERA Control
LOQUAI, JOHN, RAYMONDIMANAGING MEMBERA Control
LOQUAI, JOHN, RAYMONDIMANAGING MEMBERA Control
LOQUAI, JOHN, RAYMONDIMANAGING MEMBERA Control
LOQUAI, JOHN, RAYMONDIMANAGING MEMBERA Control
LOQUAI, JOHN, RAYMONDIMANAGING MEMBERA Control
LOQUAI, JOHN, RAYMONDIMANAGING MEMBERA Control
LOQUAI, JOHN, RAYMONDIMANAGING MEMBERA Control
LOQUAI, JULIA, ANNIMANAGING MEMBERA Control
LOQUAI, JULIA, ANNIMANAGING MEMBERA Control
LOQUAI, JULIA, ANNIMANAGING MEMBERA Control
LOQUAI, JULIA, ANNIMANAGING MEMBERA Control
LOQUAI, JULIA, ANNIMANAGING MEMBERA Control
LOQUAI, JULIA, ANNIMANAGING MEMBERA Control
LOQUAI, JULIA, ANNIMANAGING MEMBERA Control
LOQUAI, JULIA, ANNIMANAGING MEMBERA Control
LOQUAI, JULIA, ANNIMANAGING MEMBERA Control
LOQUAI, JULIA, ANNIMANAGING MEMBERA Control
LOQUAI, JULIA, ANNIMANAGING MEMBERA Control
LOQUAI, JULIA, ANNIMANAGING MEMBERA Control
LOQUAI, JULIA, ANNIMANAGING MEMBERA Control

Registrations

Federal

IA
Mar 10, 2025 REGISTERED

Notice Filings (5)

CO FL MN TX WI

Address

321 MAIN STREET
RED WING, MN 55066
United States
Phone: (651) 388-6441