BLAYLOCK ROBERT VAN, LLC
CRD #145317 SEC #801-69136 OAKLAND, CA 510-208-6101
SEC Registered Broker-Dealer
Total AUM
$15M
Discretionary
$15M
Employees
10
Clients
0
Accounts
23
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 4, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CIULLA, ALEXANDER JOHN | I | FINOP, CFO | NA | |
| HANLEY, RICHARD JR | I | GSP, CHIEF COMPLIANCE OFFICER | NA | |
| OGRADY, DANIEL JOHN | I | SR. VICE PRESIDENT/ HEAD OF EQUITY TRADING | NA | |
| STANDIFER, ERIC VAN | I | MANAGER; PRES; CEO; GSP; MSP | NA | Control |
| BLAYLOCK & COMPANY, INC. | DE | MEMBER | D | |
| ROBERT VAN SECURITIES, INC. | DE | MEMBER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BLAYLOCK & CO., INC. | DE | BLAYLOCK GENERAL, L.P. | F | Control |
| BLAYLOCK GENERAL L.P. | DE | BLAYLOCK & COMPANY, INC. | E | Control |
| BLAYLOCK, RONALD EDWARD | I | BLAYLOCK GENERAL, L.P. | E | Control |
| BLAYLOCK, RONALD EDWARD | I | BLAYLOCK & CO., INC. | E | Control |
| STANDIFER, ERIC VAN | I | ROBERT VAN SECURITIES, INC. | D | Control |
Registrations
Federal
IA
Mar 4, 2009 REGISTERED
Notice Filings (1)
CA
Address
350 FRANK H. OGAWA PLAZA10TH FLOOR
OAKLAND, CA 94612
United States
Phone: 510-208-6101