CAPITAL INNOVATIONS, LLC
CRD #145329 SEC #801-72322 WAUKESHA, WI 262-746-3100
SEC Registered
Total AUM
$372.9M
Discretionary
$193.7M
Employees
4
Clients
0
Accounts
9
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 24, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CAPITAL INNOVATIONS HOLDINGS, LLC | DE | MANAGING MEMBER | NA | |
| CAPITAL INNOVATIONS HOLDINGS, LLC | DE | MANAGING MEMBER | NA | |
| CAPITAL INNOVATIONS HOLDINGS, LLC | DE | MANAGING MEMBER | NA | |
| CAPITAL INNOVATIONS HOLDINGS, LLC | DE | MANAGING MEMBER | NA | |
| CAPITAL INNOVATIONS HOLDINGS, LLC | DE | MEMBER | NA | |
| CAPITAL INNOVATIONS HOLDINGS, LLC | DE | MANAGING MEMBER | NA | |
| CAPITAL INNOVATIONS HOLDINGS, LLC | DE | MANAGING MEMBER | NA | |
| CAPITAL INNOVATIONS HOLDINGS, LLC | DE | MEMBER | NA | |
| CAPITAL INNOVATIONS HOLDINGS, LLC | DE | MEMBER | NA | |
| CAPITAL INNOVATIONS HOLDINGS, LLC | DE | MEMBER | NA | |
| CAPITAL INNOVATIONS HOLDINGS, LLC | DE | MEMBER | NA | |
| CAPITAL INNOVATIONS HOLDINGS, LLC | DE | MEMBER | NA | |
| UNDERHILL, MICHAEL, DAVID | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| UNDERHILL, MICHAEL, DAVID | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| UNDERHILL, MICHAEL, DAVID | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| UNDERHILL, MICHAEL, DAVID | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| UNDERHILL, MICHAEL, DAVID | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| UNDERHILL, MICHAEL, DAVID | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| UNDERHILL, MICHAEL, DAVID | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| UNDERHILL, MICHAEL, DAVID | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| UNDERHILL, MICHAEL, DAVID | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| DAMBEKALN, SUSAN, L. | I | MANAGING PARTNER, CCO | D | Control |
| DAMBEKALN, SUSAN, L. | I | MANAGING PARTNER, CCO | D | Control |
| DAMBEKALN, SUSAN, L. | I | MANAGING PARTNER, CCO | D | Control |
| DAMBEKALN, SUSAN, L. | I | MANAGING PARTNER, CCO | D | Control |
| DAMBEKALN, SUSAN, L. | I | MANAGING PARTNER, CCO | D | Control |
| DAMBEKALN, SUSAN, L. | I | MANAGING PARTNER, CCO | D | Control |
| DAMBEKALN, SUSAN, L. | I | MANAGING PARTNER, CCO | D | Control |
| DAMBEKALN, SUSAN, L. | I | PRESIDENT, CCO | D | Control |
| DAMBEKALN, SUSAN, L. | I | PRESIDENT, CCO | D | Control |
| DAMBEKALN, SUSAN, LAURA | I | MEMBER, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER | D | Control |
| DAMBEKALN, SUSAN, LAURA | I | MEMBER, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER | D | Control |
| DAMBEKALN, SUSAN, LAURA | I | MEMBER, CHIEF OPERATING OFFICER | D | Control |
| DAMBEKALN, SUSAN, LAURA | I | MEMBER, CHIEF OPERATING OFFICER | D | Control |
| DAMBEKALN, SUSAN, LAURA | I | MEMBER, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER | D | Control |
| DAMBEKALN, SUSAN, LAURA | I | MEMBER, CHIEF OPERATING OFFICER | D | Control |
| DAMBEKALN, SUSAN, LAURA | I | MEMBER, CHIEF OPERATING OFFICER | D | Control |
| DAMBEKALN, SUSAN, LAURA | I | MEMBER, CHIEF OPERATING OFFICER | D | Control |
| DAMBEKALN, SUSAN, LAURA | I | MEMBER, CHIEF OPERATING OFFICER | D | Control |
| DAMBEKALN, SUSAN, LAURA | I | MANAGING PARTNER, CCO | D | Control |
| DAMBEKALN, SUSAN, LAURA | I | MEMBER, MANAGING PARTNER | D | Control |
| DAMBEKALN, SUSAN, LAURA | I | MEMBER, MANAGING PARTNER | D | Control |
| DAMBEKALN, SUSAN, LAURA | I | MEMBER, MANAGING PARTNER | D | Control |
| DAMBEKALN, SUSAN, LAURA | I | MANAGING PARTNER, CCO | D | Control |
| DAMBEKALN, SUSAN, LAURA | I | MEMBER, MANAGING PARTNER | D | Control |
| DAMBEKALN, SUSAN, LAURA | I | MANAGING PARTNER, CCO | D | Control |
| DAMBEKALN, SUSAN, LAURA | I | MANAGING PARTNER, CCO | D | Control |
| DAMBEKALN, SUSAN, LAURA | I | MANAGING PARTNER, CCO | D | Control |
| DAMBEKALN, SUSAN, LAURA | I | MANAGING PARTNER, CCO | D | Control |
| DAMBEKALN, SUSAN, LAURA | I | MANAGING PARTNER, CCO | D | Control |
| DAMBEKALN, SUSAN, LAURA | I | MANAGING PARTNER, CCO | D | Control |
| CAPITAL INNOVATIONS HOLDINGS, LLC | DE | MANAGING MEMBER | C | Control |
| CAPITAL INNOVATIONS HOLDINGS, LLC | DE | MANAGING MEMBER | C | Control |
| CAPITAL INNOVATIONS HOLDINGS, LLC | DE | MANAGING MEMBER | C | Control |
| CAPITAL INNOVATIONS HOLDINGS, LLC | DE | MANAGING MEMBER | C | Control |
| CAPITAL INNOVATIONS HOLDINGS, LLC | DE | MANAGING MEMBER | C | Control |
| CAPITAL INNOVATIONS HOLDINGS, LLC | DE | MANAGING MEMBER | C | Control |
| CAPITAL INNOVATIONS HOLDINGS, LLC | DE | MANAGING MEMBER | C | Control |
| CAPITAL INNOVATIONS HOLDINGS, LLC | DE | MANAGING MEMBER | C | Control |
| CAPITAL INNOVATIONS HOLDINGS, LLC | DE | MANAGING MEMBER | C | Control |
| UNDERHILL, MICHAEL, DAVID | I | CHIEF EXECUTIVE OFFICER | C | Control |
| UNDERHILL, MICHAEL, DAVID | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | C | Control |
| UNDERHILL, MICHAEL, DAVID | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | C | Control |
| UNDERHILL, MICHAEL, DAVID | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | C | Control |
| UNDERHILL, MICHAEL, DAVID | I | CHIEF EXECUTIVE OFFICER | C | Control |
| UNDERHILL, MICHAEL, DAVID | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | C | Control |
| UNDERHILL, MICHAEL, DAVID | I | CHIEF EXECUTIVE OFFICER | C | Control |
| UNDERHILL, MICHAEL, DAVID | I | CHIEF EXECUTIVE OFFICER | C | Control |
| UNDERHILL, MICHAEL, DAVID | I | CHIEF EXECUTIVE OFFICER | C | Control |
| UNDERHILL, MICHAEL, DAVID | I | CHIEF EXECUTIVE OFFICER | C | Control |
| UNDERHILL, MICHAEL, DAVID | I | CHIEF EXECUTIVE OFFICER | C | Control |
| UNDERHILL, MICHAEL, DAVID | I | CHIEF EXECUTIVE OFFICER | C | Control |
| UNDERHILL, MICHAEL, DAVID | I | CHIEF EXECUTIVE OFFICER | C | Control |
| UNDERHILL, MICHAEL, DAVID | I | CHIEF EXECUTIVE OFFICER | C | Control |
| UNDERHILL, MICHAEL, DAVID | I | CHIEF EXECUTIVE OFFICER | C | Control |
| UNDERHILL, MICHAEL, DAVID | I | CHIEF EXECUTIVE OFFICER | C | Control |
| UNDERHILL, MICHAEL, DAVID | I | CHIEF EXECUTIVE OFFICER | C | Control |
| UNDERHILL, MICHAEL, DAVID | I | CHIEF EXECUTIVE OFFICER | C | Control |
| UNDERHILL, MICHAEL, DAVID | I | CHIEF EXECUTIVE OFFICER | C | Control |
| UNDERHILL, MICHAEL, DAVID | I | CHIEF EXECUTIVE OFFICER | C | Control |
| UNDERHILL, MICHAEL, DAVID | I | CHIEF EXECUTIVE OFFICER | C | Control |
| FISCHER, BRIAN, EDWARD | I | MEMBER, MANAGING DIRECTOR | B | Control |
| FISCHER, BRIAN, EDWARD | I | MEMBER, MANAGING DIRECTOR | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| UNDERHILL, MICHAEL, DAVID | I | CAPITAL INNOVATIONS HOLDINGS, LLC | E | Control |
| UNDERHILL, MICHAEL, DAVID | I | CAPITAL INNOVATIONS HOLDINGS, LLC | E | Control |
| UNDERHILL, MICHAEL, DAVID | I | CAPITAL INNOVATIONS HOLDINGS, LLC | E | Control |
| UNDERHILL, MICHAEL, DAVID | I | CAPITAL INNOVATIONS HOLDINGS, LLC | E | Control |
| UNDERHILL, MICHAEL, DAVID | I | CAPITAL INNOVATIONS HOLDINGS, LLC | E | Control |
| UNDERHILL, MICHAEL, DAVID | I | CAPITAL INNOVATIONS HOLDINGS, LLC | E | Control |
| UNDERHILL, MICHAEL, DAVID | I | CAPITAL INNOVATIONS HOLDINGS, LLC | E | Control |
| UNDERHILL, MICHAEL, DAVID | I | CAPITAL INNOVATIONS HOLDINGS, LLC | E | Control |
| UNDERHILL, MICHAEL, DAVID | I | CAPITAL INNOVATIONS HOLDINGS, LLC | E | Control |
| UNDERHILL, MICHAEL, DAVID | I | CAPITAL INNOVATIONS HOLDINGS, LLC | E | Control |
| UNDERHILL, MICHAEL, DAVID | I | CAPITAL INNOVATIONS HOLDINGS, LLC | E | Control |
| UNDERHILL, MICHAEL, DAVID | I | CAPITAL INNOVATIONS HOLDINGS, LLC | E | Control |
| UNDERHILL, MICHAEL, DAVID | I | CAPITAL INNOVATIONS HOLDINGS, LLC | E | Control |
| UNDERHILL, MICHAEL, DAVID | I | CAPITAL INNOVATIONS HOLDINGS, LLC | E | Control |
| UNDERHILL, MICHAEL, DAVID | I | CAPITAL INNOVATIONS HOLDINGS, LLC | E | Control |
| UNDERHILL, MICHAEL, DAVID | I | CAPITAL INNOVATIONS HOLDINGS, LLC | E | Control |
| UNDERHILL, MICHAEL, DAVID | I | CAPITAL INNOVATIONS HOLDINGS, LLC | E | Control |
| UNDERHILL, MICHAEL, DAVID | I | CAPITAL INNOVATIONS HOLDINGS, LLC | E | Control |
| UNDERHILL, MICHAEL, DAVID | I | CAPITAL INNOVATIONS HOLDINGS, LLC | E | Control |
| UNDERHILL, MICHAEL, DAVID | I | CAPITAL INNOVATIONS HOLDINGS, LLC | E | Control |
| UNDERHILL, MICHAEL, DAVID | I | CAPITAL INNOVATIONS HOLDINGS, LLC | E | Control |
Registrations
Federal
IA
Mar 24, 2025 REGISTERED
Notice Filings (1)
WI
Address
N19W24400 RIVERWOOD DRSUITE 350
WAUKESHA, WI 53188
United States
Phone: 262-746-3100