ATLAS PRIVATE WEALTH MANAGEMENT, LLC
CRD #145331 SEC #801-68444 ALBANY, NY (518) 482-5777
SEC Registered Disclosures
Total AUM
$1.3B
Discretionary
$1.3B
Employees
20
Clients
101
Accounts
3,633
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 3, 2024
- Branch Offices
- 3
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BENNARD, MOLLY, LYNN | I | CHIEF EXECUTIVE OFFICER, CONNECTUS | NA | |
| BENNARD, MOLLY, LYNN | I | CHIEF EXECUTIVE OFFICER, CONNECTUS | NA | |
| BENNARD, MOLLY, LYNN | I | CHIEF EXECUTIVE OFFICER, CONNECTUS | NA | |
| BENNARD, MOLLY, LYNN | I | CHIEF EXECUTIVE OFFICER, CONNECTUS | NA | |
| BENNARD, MOLLY, LYNN | I | CHIEF EXECUTIVE OFFICER, CONNECTUS | NA | |
| BENNARD, MOLLY, LYNN | I | CHIEF EXECUTIVE OFFICER, CONNECTUS | NA | |
| BENNARD, MOLLY, LYNN | I | CHIEF EXECUTIVE OFFICER, CONNECTUS | NA | |
| BENNARD, MOLLY, LYNN | I | CHIEF EXECUTIVE OFFICER, CONNECTUS | NA | |
| BENNARD, MOLLY, LYNN | I | CHIEF EXECUTIVE OFFICER, CONNECTUS | NA | |
| BENNARD, MOLLY, LYNN | I | CHIEF EXECUTIVE OFFICER, CONNECTUS | NA | |
| BERTI, BRUCE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BERTI, BRUCE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BERTI, BRUCE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BRITTON, GREGORY, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRITTON, GREGORY, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRITTON, GREGORY, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRITTON, GREGORY, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRITTON, GREGORY, ROBERT | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CCO | NA | Control |
| BRITTON, GREGORY, ROBERT | I | DIRECTOR OF WEALTH MANAGEMENT | NA | Control |
| BRITTON, GREGORY, ROBERT | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CCO | NA | Control |
| BRITTON, GREGORY, ROBERT | I | DIRECTOR OF WEALTH MANAGEMENT | NA | Control |
| BRITTON, GREGORY, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRITTON, GREGORY, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRITTON, GREGORY, ROBERT | I | DIRECTOR OF WEALTH MANAGEMENT | NA | Control |
| BRITTON, GREGORY, ROBERT | I | DIRECTOR OF WEALTH MANAGEMENT | NA | Control |
| BRITTON, GREGORY, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRITTON, GREGORY, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRITTON, GREGORY, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRITTON, GREGORY, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRITTON, GREGORY, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRITTON, GREGORY, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRITTON, GREGORY, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRITTON, GREGORY, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRITTON, GREGORY, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRITTON, GREGORY, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRITTON, GREGORY, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRITTON, GREGORY, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRITTON, GREGORY, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRITTON, GREGORY, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRITTON, GREGORY, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRITTON, GREGORY, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRITTON, GREGORY, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRITTON, GREGORY, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRITTON, GREGORY, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRITTON, GREGORY, ROBERT | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND CCO | NA | Control |
| BRITTON, GREGORY, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRITTON, GREGORY, ROBERT | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND CCO | NA | Control |
| BRITTON, GREGORY, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRITTON, GREGORY, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRITTON, GREGORY, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRITTON, GREGORY, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRITTON, GREGORY, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRITTON, GREGORY, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRITTON, GREGORY, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRITTON, GREGORY, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRITTON, GREGORY, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, ATLAS | NA | Control |
| BRITTON, GREGORY, ROBERT | I | CHIEF EXECUTIVE OFFICER, ATLAS | NA | Control |
| BRITTON, GREGORY, ROBERT | I | CHIEF EXECUTIVE OFFICER, ATLAS | NA | Control |
| BRITTON, GREGORY, ROBERT | I | CHIEF EXECUTIVE OFFICER, ATLAS | NA | Control |
| BRITTON, GREGORY, ROBERT | I | CHIEF EXECUTIVE OFFICER, ATLAS | NA | Control |
| BRITTON, GREGORY, ROBERT | I | CHIEF EXECUTIVE OFFICER, ATLAS | NA | Control |
| BRITTON, GREGORY, ROBERT | I | CHIEF EXECUTIVE OFFICER, ATLAS | NA | Control |
| BRITTON, GREGORY, ROBERT | I | CHIEF EXECUTIVE OFFICER, ATLAS | NA | Control |
| BRITTON, GREGORY, ROBERT | I | CHIEF EXECUTIVE OFFICER, ATLAS | NA | Control |
| BRITTON, GREGORY, ROBERT | I | CHIEF EXECUTIVE OFFICER, ATLAS | NA | Control |
| CARMAN, DONALD, W | I | SVP/DIRECTOR OF TAX AND FINANCIAL PLANNING | NA | Control |
| CARMAN, DONALD, W | I | SVP/DIRECTOR OF TAX AND FINANCIAL PLANNING | NA | Control |
| CARMAN, DONALD, W | I | SVP/DIRECTOR OF TAX AND FINANCIAL PLANNING | NA | Control |
| CARMAN, DONALD, W | I | SVP/DIRECTOR OF TAX AND FINANCIAL PLANNING | NA | Control |
| CARMAN, DONALD, W | I | SVP/DIRECTOR OF TAX AND FINANCIAL PLANNING | NA | Control |
| CARMAN, DONALD, W | I | SVP/DIRECTOR OF TAX AND FINANCIAL PLANNING | NA | Control |
| CARMAN, DONALD, W | I | SVP/DIRECTOR OF TAX AND FINANCIAL PLANNING | NA | Control |
| CARMAN, DONALD, W | I | SVP/DIRECTOR OF TAX AND FINANCIAL PLANNING | NA | Control |
| CHARBONNEAU, CARRIE | I | DIRECTOR, FINANCE | NA | Control |
| CHARBONNEAU, CARRIE | I | DIRECTOR, FINANCE | NA | Control |
| CHARBONNEAU, CARRIE | I | DIRECTOR, FINANCE | NA | Control |
| CHARBONNEAU, CARRIE | I | DIRECTOR, FINANCE | NA | Control |
| CHARBONNEAU, CARRIE | I | DIRECTOR, FINANCE | NA | Control |
| CHARBONNEAU, CARRIE | I | DIRECTOR, FINANCE | NA | Control |
| CHARBONNEAU, CARRIE | I | DIRECTOR, FINANCE | NA | Control |
| CHARBONNEAU, CARRIE | I | DIRECTOR, FINANCE | NA | Control |
| CHARBONNEAU, CARRIE | I | DIRECTOR, FINANCE | NA | Control |
| CHARBONNEAU, CARRIE | I | DIRECTOR, FINANCE | NA | Control |
| CHARBONNEAU, CARRIE | I | DIRECTOR, FINANCE | NA | Control |
| CHARBONNEAU, CARRIE | I | DIRECTOR, FINANCE | NA | Control |
| DION, DONALD, ROSAIRE | I | PRESIDENT | NA | Control |
| DION, DONALD, ROSAIRE | I | PRESIDENT | NA | Control |
| DION, DONALD, ROSAIRE | I | PRESIDENT | NA | Control |
| DION, DONALD, ROSAIRE | I | PRESIDENT | NA | Control |
| DION, DONALD, ROSAIRE | I | PRESIDENT | NA | Control |
| DION, DONALD, ROSAIRE | I | PRESIDENT | NA | Control |
| DION, DONALD, ROSAIRE | I | PRESIDENT | NA | Control |
| HICKEY, MICHAEL, J | I | EVP/MANAGING DIRECTOR | NA | Control |
| HICKEY, MICHAEL, J | I | EVP/MANAGING DIRECTOR | NA | Control |
| HICKEY, MICHAEL, J | I | EVP/MANAGING DIRECTOR | NA | Control |
| HICKEY, MICHAEL, J | I | EVP/MANAGING DIRECTOR | NA | Control |
| HICKEY, MICHAEL, J | I | EVP/MANAGING DIRECTOR | NA | Control |
| HICKEY, MICHAEL, J | I | EVP/MANAGING DIRECTOR | NA | Control |
| HICKEY, MICHAEL, J | I | EVP/MANAGING DIRECTOR | NA | Control |
| HICKEY, MICHAEL, J | I | EVP/MANAGING DIRECTOR | NA | Control |
| HOESSLE, LISA | I | DIRECTOR, OPERATIONS | NA | Control |
| HOESSLE, LISA | I | DIRECTOR, OPERATIONS | NA | Control |
| HOESSLE, LISA | I | DIRECTOR, OPERATIONS | NA | Control |
| HOESSLE, LISA | I | DIRECTOR, OPERATIONS | NA | Control |
| HOESSLE, LISA | I | DIRECTOR, OPERATIONS | NA | Control |
| HOESSLE, LISA | I | DIRECTOR, OPERATIONS | NA | Control |
| HOESSLE, LISA | I | DIRECTOR, OPERATIONS | NA | Control |
| HOESSLE, LISA | I | DIRECTOR, OPERATIONS | NA | Control |
| LANGHAUSER, JOANNE | I | SVP/CHIEF COMPLIANCE OFFICER | NA | Control |
| LANGHAUSER, JOANNE | I | SVP/CHIEF COMPLIANCE OFFICER | NA | Control |
| LANGHAUSER, JOANNE | I | SVP/CHIEF COMPLIANCE OFFICER | NA | Control |
| LANGHAUSER, JOANNE | I | SVP/CHIEF COMPLIANCE OFFICER | NA | Control |
| LANGHAUSER, JOANNE | I | SVP/CHIEF COMPLIANCE OFFICER | NA | Control |
| LANGHAUSER, JOANNE | I | SVP/CHIEF COMPLIANCE OFFICER | NA | Control |
| LANGHAUSER, JOANNE | I | SVP/CHIEF COMPLIANCE OFFICER | NA | Control |
| LANGHAUSER, JOANNE | I | SVP/CHIEF COMPLIANCE OFFICER | NA | Control |
| LANGHAUSER, JOANNE | I | SVP/CHIEF COMPLIANCE OFFICER | NA | Control |
| LANGHAUSER, JOANNE | I | SVP/CHIEF COMPLIANCE OFFICER | NA | Control |
| LANGHAUSER, JOANNE | I | SVP/CHIEF COMPLIANCE OFFICER | NA | Control |
| LANGHAUSER, JOANNE | I | SVP/CHIEF COMPLIANCE OFFICER | NA | Control |
| LANGHAUSER, JOANNE | I | SVP/CHIEF COMPLIANCE OFFICER | NA | Control |
| LANGHAUSER, JOANNE | I | SVP/CHIEF COMPLIANCE OFFICER | NA | Control |
| LANGHAUSER, JOANNE | I | SVP/CHIEF COMPLIANCE OFFICER | NA | Control |
| LANGHAUSER, JOANNE | I | SVP/CHIEF COMPLIANCE OFFICER | NA | Control |
| LEO, DEREK BENJAMIN | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| LEO, DEREK BENJAMIN | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| LEO, DEREK BENJAMIN | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| LEO, DEREK BENJAMIN | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| LEO, DEREK BENJAMIN | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| LEO, DEREK BENJAMIN | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| LEO, DEREK BENJAMIN | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| O'BRIEN, KRISTEN, THERESE | I | PRESIDENT | NA | Control |
| O'BRIEN, KRISTEN, THERESE | I | PRESIDENT | NA | Control |
| OGLE, JOHN, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| OGLE, JOHN, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| OGLE, JOHN, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| OGLE, JOHN, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| OGLE, JOHN, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| OGLE, JOHN, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| OGLE, JOHN, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| OGLE, JOHN, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| OGLE, JOHN, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| OGLE, JOHN, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| OGLE, JOHN, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| OGLE, JOHN, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| OGLE, JOHN, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| OGLE, JOHN, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| OGLE, JOHN, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| OGLE, JOHN, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| OGLE, JOHN, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| OGLE, JOHN, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| OGLE, JOHN, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| OGLE, JOHN, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| OGLE, JOHN, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| OGLE, JOHN, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| OGLE, JOHN, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| OGLE, JOHN, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| OGLE, JOHN, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| OGLE, JOHN, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| OGLE, JOHN, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| OGLE, JOHN, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| OGLE, JOHN, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| OGLE, JOHN, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| OGLE, JOHN, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| OGLE, JOHN, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| OGLE, JOHN, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| OGLE, JOHN, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| OGLE, JOHN, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| OGLE, JOHN, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| OGLE, JOHN, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| OGLE, JOHN, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| PETRIE, STEVEN | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| PETRIE, STEVEN | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| PETRIE, STEVEN | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| PETRIE, STEVEN | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| PETRIE, STEVEN | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| PETRIE, STEVEN | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| PETRIE, STEVEN | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| PETRIE, STEVEN | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| POTTERTON, TOBY, ARTHUR | I | MANAGING DIRECTOR | NA | Control |
| POTTERTON, TOBY, ARTHUR | I | MANAGING DIRECTOR | NA | Control |
| POTTERTON, TOBY, ARTHUR | I | MANAGING DIRECTOR | NA | Control |
| POTTERTON, TOBY, ARTHUR | I | MANAGING DIRECTOR | NA | Control |
| POTTERTON, TOBY, ARTHUR | I | MANAGING DIRECTOR | NA | Control |
| POTTERTON, TOBY, ARTHUR | I | MANAGING DIRECTOR | NA | Control |
| POTTERTON, TOBY, ARTHUR | I | MANAGING DIRECTOR | NA | Control |
| POTTERTON, TOBY, ARTHUR | I | MANAGING DIRECTOR | NA | Control |
| POTTERTON, TOBY, ARTHUR | I | MANAGING DIRECTOR | NA | Control |
| POTTERTON, TOBY, ARTHUR | I | MANAGING DIRECTOR | NA | Control |
| POTTERTON, TOBY, ARTHUR | I | MANAGING DIRECTOR | NA | Control |
| POTTERTON, TOBY, ARTHUR | I | MANAGING DIRECTOR | NA | Control |
| POTTERTON, TOBY, ARTHUR | I | MANAGING DIRECTOR | NA | Control |
| POTTERTON, TOBY, ARTHUR | I | MANAGING DIRECTOR | NA | Control |
| POTTERTON, TOBY, ARTHUR | I | MANAGING DIRECTOR AND PRESIDENT OF ADVISORY SERVICES | NA | Control |
| POTTERTON, TOBY, ARTHUR | I | MANAGING DIRECTOR AND PRESIDENT OF ADVISORY SERVICES | NA | Control |
| POTTERTON, TOBY, ARTHUR | I | MANAGING DIRECTOR AND PRESIDENT OF ADVISORY SERVICES | NA | Control |
| POTTERTON, TOBY, ARTHUR | I | MANAGING DIRECTOR AND PRESIDENT OF ADVISORY SERVICES | NA | Control |
| POTTERTON, TOBY, ARTHUR | I | MANAGING DIRECTOR AND PRESIDENT OF ADVISORY SERVICES | NA | Control |
| POTTERTON, TOBY, ARTHUR | I | MANAGING DIRECTOR AND PRESIDENT OF ADVISORY SERVICES | NA | Control |
| POTTERTON, TOBY, ARTHUR | I | MANAGING DIRECTOR AND PRESIDENT OF ADVISORY SERVICES | NA | Control |
| POTTERTON, TOBY, ARTHUR | I | MANAGING DIRECTOR AND PRESIDENT OF ADVISORY SERVICES | NA | Control |
| POTTERTON, TOBY, ARTHUR | I | MANAGING DIRECTOR AND PRESIDENT OF ADVISORY SERVICES | NA | Control |
| POTTERTON, TOBY, ARTHUR | I | MANAGING DIRECTOR AND PRESIDENT OF ADVISORY SERVICES | NA | Control |
| POTTERTON, TOBY, ARTHUR | I | MANAGING DIRECTOR AND PRESIDENT OF ADVISORY SERVICES | NA | Control |
| POTTERTON, TOBY, ARTHUR | I | MANAGING DIRECTOR AND PRESIDENT OF ADVISORY SERVICES | NA | Control |
| POTTERTON, TOBY, ARTHUR | I | MANAGING DIRECTOR AND PRESIDENT OF ADVISORY SERVICES | NA | Control |
| POTTERTON, TOBY, ARTHUR | I | MANAGING DIRECTOR AND PRESIDENT OF ADVISORY SERVICES | NA | Control |
| POTTERTON, TOBY, ARTHUR | I | MANAGING DIRECTOR AND PRESIDENT OF ADVISORY SERVICES | NA | Control |
| POTTERTON, TOBY, ARTHUR | I | MANAGING DIRECTOR AND PRESIDENT OF ADVISORY SERVICES | NA | Control |
| POTTERTON, TOBY, ARTHUR | I | MANAGING DIRECTOR AND PRESIDENT OF ADVISORY SERVICES | NA | Control |
| POTTERTON, TOBY, ARTHUR | I | SENIOR WEALTH MANAGEMENT ADVISOR | NA | Control |
| POTTERTON, TOBY, ARTHUR | I | SENIOR WEALTH MANAGEMENT ADVISOR | NA | Control |
| POTTERTON, TOBY, ARTHUR | I | MANAGING DIRECTOR AND PRESIDENT OF ADVISORY SERVICES | NA | Control |
| POTTERTON, TOBY, ARTHUR | I | SENIOR WEALTH MANAGEMENT ADVISOR | NA | Control |
| POTTERTON, TOBY, ARTHUR | I | MANAGING DIRECTOR AND PRESIDENT OF ADVISORY SERVICES | NA | Control |
| RAPKE, SARAH, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RAPKE, SARAH, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RAPKE, SARAH, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RAPKE, SARAH, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RAPKE, SARAH, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RAPKE, SARAH, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RAPKE, SARAH, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RAPKE, SARAH, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RAPKE, SARAH, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RAPKE, SARAH, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RAPKE, SARAH, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RAPKE, SARAH, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RAPKE, SARAH, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RAPKE, SARAH, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RAPKE, SARAH, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RAPKE, SARAH, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RAPKE, SARAH, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RAPKE, SARAH, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RAPKE, SARAH, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RAPKE, SARAH, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RAPKE, SARAH, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SAUER, MATTHEW, DAVID | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| SAUER, MATTHEW, DAVID | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| SAUER, MATTHEW, DAVID | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| SAUER, MATTHEW, DAVID | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| SAUER, MATTHEW, DAVID | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| SAUER, MATTHEW, DAVID | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| SAUER, MATTHEW, DAVID | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| SAUER, MATTHEW, DAVID | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| SAUER, MATTHEW, DAVID | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| SCHREER, KRISTEN, THERESE | I | CHIEF OPERATING OFFICER | NA | Control |
| SCHREER, KRISTEN, THERESE | I | CHIEF OPERATING OFFICER | NA | Control |
| SCHREER, KRISTEN, THERESE | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| SCHREER, KRISTEN, THERESE | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| SCHREER, KRISTEN, THERESE | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| SCHREER, KRISTEN, THERESE | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| SCHREER, KRISTEN, THERESE | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| SCHREER, KRISTEN, THERESE | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| SCHREER, KRISTEN, THERESE | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| SCHREER, KRISTEN, THERESE | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| SCHREER, KRISTEN, THERESE | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| SCHREER, KRISTEN, THERESE | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| SCHREER, KRISTEN, THERESE | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| SCHREER, KRISTEN, THERESE | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| SCHREER, KRISTEN, THERESE | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| SCHREER, KRISTEN, THERESE | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| SCHREER, KRISTEN, THERESE | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| SCHREER, KRISTEN, THERESE | I | PRESIDENT | NA | Control |
| SCHREER, KRISTEN, THERESE | I | PRESIDENT | NA | Control |
| SCHREER, KRISTEN, THERESE | I | PRESIDENT | NA | Control |
| SCHREER, KRISTEN, THERESE | I | PRESIDENT | NA | Control |
| SCHREER, KRISTEN, THERESE | I | PRESIDENT | NA | Control |
| SCHREER, KRISTEN, THERESE | I | PRESIDENT | NA | Control |
| SCHREER, KRISTEN, THERESE | I | PRESIDENT | NA | Control |
| STELLEY, JOHN, C. | I | COMPLIANCE OFFICER | NA | |
| STELLEY, JOHN, C. | I | COMPLIANCE OFFICER | NA | |
| STELLEY, JOHN, C. | I | COMPLIANCE OFFICER | NA | |
| STELLEY, JOHN, C. | I | COMPLIANCE OFFICER | NA | |
| STELLEY, JOHN, C. | I | COMPLIANCE OFFICER | NA | |
| STELLEY, JOHN, C. | I | COMPLIANCE OFFICER | NA | |
| STELLEY, JOHN, C. | I | COMPLIANCE OFFICER | NA | |
| STELLEY, JOHN, C. | I | COMPLIANCE OFFICER | NA | |
| STELLEY, JOHN, C. | I | COMPLIANCE OFFICER | NA | |
| STELLEY, JOHN, C. | I | COMPLIANCE OFFICER | NA | |
| WALSH, BRENDAN, THOMAS | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR OF TAX PLANNING | NA | Control |
| WALSH, BRENDAN, THOMAS | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR OF TAX PLANNING | NA | Control |
| WALSH, BRENDAN, THOMAS | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR OF TAX PLANNING | NA | Control |
| WALSH, BRENDAN, THOMAS | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR OF TAX PLANNING | NA | Control |
| WALSH, BRENDAN, THOMAS | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR OF TAX PLANNING | NA | Control |
| WALSH, BRENDAN, THOMAS | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR OF TAX PLANNING | NA | Control |
| WALSH, BRENDAN, THOMAS | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR OF TAX PLANNING | NA | Control |
| WALSH, BRENDAN, THOMAS | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR OF TAX PLANNING | NA | Control |
| WALSH, BRENDAN, THOMAS | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR OF TAX PLANNING | NA | Control |
| WALSH, BRENDAN, THOMAS | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR OF TAX PLANNING | NA | Control |
| WALSH, BRENDAN, THOMAS | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR OF TAX PLANNING | NA | Control |
| WALSH, BRENDAN, THOMAS | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR OF TAX PLANNING | NA | Control |
| WALSH, BRENDAN, THOMAS | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR OF TAX PLANNING | NA | Control |
| WHEELER, NATALIE | I | DIRECTOR, CLIENT SERVICES | NA | Control |
| WHEELER, NATALIE | I | DIRECTOR, CLIENT SERVICES | NA | Control |
| WHEELER, NATALIE | I | DIRECTOR, CLIENT SERVICES | NA | Control |
| WHEELER, NATALIE | I | DIRECTOR, CLIENT SERVICES | NA | Control |
| WHEELER, NATALIE | I | DIRECTOR, CLIENT SERVICES | NA | Control |
| WHEELER, NATALIE | I | DIRECTOR, CLIENT SERVICES | NA | Control |
| WHEELER, NATALIE | I | DIRECTOR, CLIENT SERVICES | NA | Control |
| WHEELER, NATALIE | I | DIRECTOR, CLIENT SERVICES | NA | Control |
| CONNECTUS GROUP, LLC | DE | MEMBER (MANAGER) | E | Control |
| CONNECTUS GROUP, LLC | DE | MEMBER (MANAGER) | E | Control |
| CONNECTUS GROUP, LLC | DE | MEMBER (MANAGER) | E | Control |
| CONNECTUS GROUP, LLC | DE | MEMBER (MANAGER) | E | Control |
| CONNECTUS GROUP, LLC | DE | MEMBER (MANAGER) | E | Control |
| CONNECTUS GROUP, LLC | DE | MEMBER (MANAGER) | E | Control |
| CONNECTUS GROUP, LLC | DE | MEMBER (MANAGER) | E | Control |
| CONNECTUS GROUP, LLC | DE | MEMBER (MANAGER) | E | Control |
| CONNECTUS GROUP, LLC | DE | MEMBER (MANAGER) | E | Control |
| CONNECTUS GROUP, LLC | DE | MEMBER (MANAGER) | E | Control |
| CONNECTUS GROUP, LLC | DE | MEMBER (MANAGER) | E | Control |
| CONNECTUS GROUP, LLC | DE | MEMBER (MANAGER) | E | Control |
| CONNECTUS GROUP, LLC | DE | MEMBER (MANAGER) | E | Control |
| CONNECTUS GROUP, LLC | DE | MEMBER (MANAGER) | E | Control |
| CONNECTUS GROUP, LLC | DE | MEMBER (MANAGER) | E | Control |
| CONNECTUS GROUP, LLC | DE | MEMBER (MANAGER) | E | Control |
| CONNECTUS GROUP, LLC | DE | MEMBER (MANAGER) | E | Control |
| CONNECTUS GROUP, LLC | DE | MEMBER (MANAGER) | E | Control |
| CONNECTUS GROUP, LLC | DE | MEMBER (MANAGER) | E | Control |
| CONNECTUS GROUP, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SUMMIT PARTNERS VI (GP), L.P. | DE | SUMMIT VENTURES VIA, L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), L.P. | DE | SUMMIT VENTURES VIA, L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), L.P. | DE | SUMMIT VENTURES VIA, L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), L.P. | DE | SUMMIT VENTURES VIA, L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), L.P. | DE | SUMMIT VENTURES VIA, L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), L.P. | DE | SUMMIT VENTURES V-IA, L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), L.P. | DE | SUMMIT VENTURES V-IA, L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), L.P. | DE | SUMMIT VENTURES V-IA, L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), L.P. | DE | SUMMIT VENTURES V-IA, L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), L.P. | DE | SUMMIT VENTURES V-IA, L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), L.P. | DE | SUMMIT VENTURES VIA, L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), L.P. | DE | SUMMIT VENTURES V-IA, L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), L.P. | DE | SUMMIT VENTURES V-IA, L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), LLC | DE | SUMMIT PARTNERS VI (GP), L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), LLC | DE | SUMMIT PARTNERS VI (GP), L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), LLC | DE | SUMMIT PARTNERS VI (GP), L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), LLC | DE | SUMMIT PARTNERS VI (GP), L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), LLC | DE | SUMMIT PARTNERS VI (GP), L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), LLC | DE | SUMMIT PARTNERS VI (GP), L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), LLC | DE | SUMMIT PARTNERS VI (GP), L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), LLC | DE | SUMMIT PARTNERS VI (GP), L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), LLC | DE | SUMMIT PARTNERS VI (GP), L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), LLC | DE | SUMMIT PARTNERS VI (GP), L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), LLC | DE | SUMMIT PARTNERS VI (GP), L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), LLC | DE | SUMMIT PARTNERS VI (GP), L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), LLC | DE | SUMMIT PARTNERS VI (GP), L.P. | F | Control |
| FERDINAND FFP ACQUISITION, LLC | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ACQUISITION, LLC | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ACQUISITION, LLC | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ACQUISITION, LLC | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ACQUISITION, LLC | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | DE | FERDINAND FFP ACQUISITION, LLC | E | Control |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | DE | FERDINAND FFP ACQUISITION, LLC | E | Control |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | DE | FERDINAND FFP ACQUISITION, LLC | E | Control |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | DE | FERDINAND FFP ACQUISITION, LLC | E | Control |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | DE | FERDINAND FFP ACQUISITION, LLC | E | Control |
| FERDINAND FFP PARENT, INC. | DE | FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | E | Control |
| FERDINAND FFP PARENT, INC. | DE | FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | E | Control |
| FERDINAND FFP PARENT, INC. | DE | FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | E | Control |
| FERDINAND FFP PARENT, INC. | DE | FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | E | Control |
| FERDINAND FFP PARENT, INC. | DE | FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FERDINAND FFP PARENT, INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FERDINAND FFP PARENT, INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FERDINAND FFP PARENT, INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FERDINAND FFP PARENT, INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FERDINAND FFP PARENT, INC. | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS OPERATING, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS OPERATING, LLC | DE | CONNECTUS GROUP, LLC | E | Control |
| FOCUS OPERATING, LLC | DE | CONNECTUS GROUP, LLC | E | Control |
| FOCUS OPERATING, LLC | DE | CONNECTUS GROUP, LLC | E | Control |
| FOCUS OPERATING, LLC | DE | CONNECTUS GROUP, LLC | E | Control |
| FOCUS OPERATING, LLC | DE | CONNECTUS GROUP, LLC | E | Control |
| FOCUS OPERATING, LLC | DE | CONNECTUS GROUP, LLC | E | Control |
| FOCUS OPERATING, LLC | DE | CONNECTUS GROUP, LLC | E | Control |
| FOCUS OPERATING, LLC | DE | CONNECTUS GROUP, LLC | E | Control |
| FOCUS OPERATING, LLC | DE | CONNECTUS GROUP, LLC | E | Control |
| FOCUS OPERATING, LLC | DE | CONNECTUS GROUP, LLC | E | Control |
| FOCUS OPERATING, LLC | DE | CONNECTUS GROUP, LLC | E | Control |
| FOCUS OPERATING, LLC | DE | CONNECTUS GROUP, LLC | E | Control |
| FOCUS OPERATING, LLC | DE | CONNECTUS GROUP, LLC | E | Control |
| FOCUS OPERATING, LLC | DE | CONNECTUS GROUP, LLC | E | Control |
| FOCUS OPERATING, LLC | DE | CONNECTUS GROUP, LLC | E | Control |
| FOCUS OPERATING, LLC | DE | CONNECTUS GROUP, LLC | E | Control |
| FOCUS OPERATING, LLC | DE | CONNECTUS GROUP, LLC | E | Control |
| FOCUS OPERATING, LLC | DE | CONNECTUS GROUP, LLC | E | Control |
| FOCUS OPERATING, LLC | DE | CONNECTUS GROUP, LLC | E | Control |
| FOCUS OPERATING, LLC | DE | CONNECTUS GROUP, LLC | E | Control |
| TRIDENT VI PARALLEL FUND, L.P. | FE | TRIDENT FFP BLOCKER LLC | E | Control |
| TRIDENT VI PARALLEL FUND, L.P. | FE | TRIDENT FFP BLOCKER LLC | E | Control |
| TRIDENT VI PARALLEL FUND, L.P. | FE | TRIDENT FFP BLOCKER LLC | E | Control |
| CD&R FERDINAND HOLDINGS, L.P. | DE | FERDINAND FFP ULTIMATE HOLDINGS, LP | D | Control |
| CD&R FERDINAND HOLDINGS, L.P. | DE | FERDINAND FFP ULTIMATE HOLDINGS, LP | D | Control |
| CD&R FERDINAND HOLDINGS, L.P. | DE | FERDINAND FFP ULTIMATE HOLDINGS, LP | D | Control |
| CD&R FERDINAND HOLDINGS, L.P. | DE | FERDINAND FFP ULTIMATE HOLDINGS, LP | D | Control |
| CD&R FERDINAND HOLDINGS, L.P. | DE | FERDINAND FFP ULTIMATE HOLDINGS, LP | D | Control |
| CLAYTON, DUBILIER & RICE FUND XII, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | D | Control |
| CLAYTON, DUBILIER & RICE FUND XII, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | D | Control |
| CLAYTON, DUBILIER & RICE FUND XII, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | D | Control |
| CLAYTON, DUBILIER & RICE FUND XII, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | D | Control |
| CLAYTON, DUBILIER & RICE FUND XII, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | D | Control |
| SUMMIT VENTURES VI-A, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | D | Control |
| SUMMIT VENTURES VI-A, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | D | Control |
| SUMMIT VENTURES VI-A, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | D | Control |
| SUMMIT VENTURES VI-A, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | D | Control |
| SUMMIT VENTURES VI-A, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | D | Control |
| SUMMIT VENTURES VI-A, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | D | Control |
| SUMMIT VENTURES VI-A, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | D | Control |
| SUMMIT VENTURES VIA, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | D | Control |
| SUMMIT VENTURES VIA, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | D | Control |
| SUMMIT VENTURES VIA, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | D | Control |
| SUMMIT VENTURES VIA, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | D | Control |
| SUMMIT VENTURES VIA, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | D | Control |
| SUMMIT VENTURES VIA, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | D | Control |
| CD&R FERDINAND CO-INVESTOR, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | C | Control |
| CD&R FERDINAND CO-INVESTOR, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | C | Control |
| CD&R FERDINAND CO-INVESTOR, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | C | Control |
| CD&R FERDINAND CO-INVESTOR, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | C | Control |
| CD&R FERDINAND CO-INVESTOR, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | C | Control |
| CP FALCON AIV, LP | DE | FOCUS FINANCIAL PARTNERS, LLC | C | Control |
| TRIDENT FFP BLOCKER LLC | DE | TRIDENT FFP, L.P. | C | Control |
| TRIDENT FFP BLOCKER LLC | DE | TRIDENT FFP, L.P. | C | Control |
| TRIDENT FFP BLOCKER LLC | DE | TRIDENT FFP, L.P. | C | Control |
| TRIDENT FFP, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | C | Control |
| TRIDENT FFP, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | C | Control |
| TRIDENT FFP, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | C | Control |
| TRIDENT VI, L.P. | FE | TRIDENT FFP, L.P. | C | Control |
| TRIDENT VI, L.P. | FE | TRIDENT FFP, L.P. | C | Control |
| TRIDENT VI, L.P. | FE | TRIDENT FFP, L.P. | C | Control |
Registrations
Federal
IA
May 3, 2024 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
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