FRONTIER GLOBAL PARTNERS LLC
CRD #145341 SEC #801-71279 LA JOLLA, CA 858-456-1440
SEC Registered Private Funds
Total AUM
$603.2M
Discretionary
$595M
Employees
9
Clients
--
Accounts
51
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 28, 2025
- Branch Offices
- 0
- LEI
- 254900OQLCLZDTYMNM80
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DOMINGUEZ, PATRICK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOMINGUEZ, PATRICK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOMINGUEZ, PATRICK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOMINGUEZ, PATRICK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOMINGUEZ, PATRICK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOMINGUEZ, PATRICK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOMINGUEZ, PATRICK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOMINGUEZ, PATRICK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOMINGUEZ, PATRICK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FIELD, CHARLES, HENRY | I | DIRECTOR | NA | |
| FIELD, CHARLES, HENRY | I | DIRECTOR | NA | |
| FIELD, CHARLES, HENRY | I | DIRECTOR | NA | |
| FIELD, CHARLES, HENRY | I | DIRECTOR | NA | |
| FIELD, CHARLES, HENRY | I | DIRECTOR | NA | |
| FIELD, CHARLES, HENRY | I | DIRECTOR | NA | |
| FIELD, CHARLES, HENRY | I | DIRECTOR | NA | |
| GRANT, DANIELLE, ALESE | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| GRANT, DANIELLE, ALESE | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| GRANT, DANIELLE, ALESE | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| HERRERA, CHRIS, ARTHUR | I | MANAGEMENT COMMITTEE MEMBER | NA | |
| HERRERA, CHRIS, ARTHUR | I | MANAGEMENT COMMITTEE MEMBER | NA | |
| HERRERA, CHRIS, ARTHUR | I | MANAGEMENT COMMITTEE MEMBER | NA | |
| HERRERA, CHRIS, ARTHUR | I | MANAGEMENT COMMITTEE MEMBER | NA | |
| HERRERA, CHRIS, ARTHUR | I | MANAGEMENT COMMITTEE MEMBER | NA | |
| HERRERA, CHRIS, ARTHUR | I | MANAGEMENT COMMITTEE MEMBER | NA | |
| HERRERA, CHRIS, ARTHUR | I | MANAGEMENT COMMITTEE MEMBER | NA | |
| HERRERA, CHRIS, ARTHUR | I | MANAGEMENT COMMITTEE MEMBER | NA | |
| HERRERA, CHRIS, ARTHUR | I | MANAGEMENT COMMITTEE MEMBER | NA | |
| HERRERA, CHRIS, ARTHUR | I | MANAGEMENT COMMITTEE MEMBER | NA | |
| HERRERA, CHRIS, ARTHUR | I | MANAGEMENT COMMITTEE MEMBER | NA | |
| HERRERA, CHRIS, ARTHUR | I | MANAGEMENT COMMITTEE MEMBER | NA | |
| HERRERA, CHRIS, ARTHUR | I | MANAGEMENT COMMITTEE MEMBER | NA | |
| KETTLE, FRANKLIN, HENRY | I | DIRECTOR | NA | |
| KETTLE, FRANKLIN, HENRY | I | DIRECTOR | NA | |
| KETTLE, FRANKLIN, HENRY | I | DIRECTOR | NA | |
| KETTLE, FRANKLIN, HENRY | I | DIRECTOR | NA | |
| KETTLE, FRANKLIN, HENRY | I | DIRECTOR | NA | |
| KETTLE, FRANKLIN, HENRY | I | DIRECTOR | NA | |
| KETTLE, FRANKLIN, HENRY | I | DIRECTOR | NA | |
| MA, NING | I | RESEARCH ANALYST | NA | |
| MA, NING | I | RESEARCH ANALYST | NA | |
| MA, NING | I | RESEARCH ANALYST | NA | |
| MA, NING | I | RESEARCH ANALYST | NA | |
| O'BRIEN, TIMOTHY, THOMAS | I | SENIOR RESEARCH ANALYST | NA | |
| SCULLY, DAVID, HENRY | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SCULLY, DAVID, HENRY | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SCULLY, DAVID, HENRY | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SCULLY, DAVID, HENRY | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SCULLY, DAVID, HENRY | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SCULLY, DAVID, HENRY | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SCULLY, DAVID, HENRY | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SCULLY, DAVID, HENRY | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SPEIDELL, LAWRENCE, SHAW | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| SPEIDELL, LAWRENCE, SHAW | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| SPEIDELL, LAWRENCE, SHAW | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| SPEIDELL, LAWRENCE, SHAW | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| SPEIDELL, LAWRENCE, SHAW | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| SPEIDELL, LAWRENCE, SHAW | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| SPEIDELL, LAWRENCE, SHAW | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| SPEIDELL, LAWRENCE, SHAW | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| SPEIDELL, LAWRENCE, SHAW | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| SPEIDELL, LAWRENCE, SHAW | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| SPEIDELL, LAWRENCE, SHAW | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| SPEIDELL, LAWRENCE, SHAW | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| SPEIDELL, LAWRENCE, SHAW | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| SPEIDELL, LAWRENCE, SHAW | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| SPEIDELL, LAWRENCE, SHAW | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| SPEIDELL, LAWRENCE, SHAW | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| VALEIRAS, HORACIO, ANDRES | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| VALEIRAS, HORACIO, ANDRES | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| VALEIRAS, HORACIO, ANDRES | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| VALEIRAS, HORACIO, ANDRES | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| VALEIRAS, HORACIO, ANDRES | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| VALEIRAS, HORACIO, ANDRES | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| VALEIRAS, HORACIO, ANDRES | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| VALEIRAS, HORACIO, ANDRES | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| VALEIRAS, HORACIO, ANDRES | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| VALEIRAS, HORACIO, ANDRES | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| VALEIRAS, HORACIO, ANDRES | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| VALEIRAS, HORACIO, ANDRES | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| VALEIRAS, HORACIO, ANDRES | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| VALEIRAS, HORACIO, ANDRES | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| VALEIRAS, HORACIO, ANDRES | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| VALEIRAS, HORACIO, ANDRES | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| WESTBROOK, CHARLES, RUGGLES | I | FUND ADVISOR | NA | |
| SPEIDELL, LAWRENCE, SHAW | I | MANAGING MEMBER | E | Control |
| SPEIDELL, LAWRENCE, SHAW | I | MANAGING MEMBER | D | Control |
| SPEIDELL, LAWRENCE, SHAW | I | MANAGING MEMBER | D | Control |
| SPEIDELL, LAWRENCE, SHAW | I | MANAGING MEMBER | D | Control |
| SPEIDELL, LAWRENCE, SHAW | I | MANAGING MEMBER | D | Control |
| SPEIDELL, LAWRENCE, SHAW | I | MANAGING MEMBER | D | Control |
| SPEIDELL, LAWRENCE, SHAW | I | MANAGING MEMBER | D | Control |
| SPEIDELL, LAWRENCE, SHAW | I | MANAGING MEMBER | D | Control |
| SPEIDELL, LAWRENCE, SHAW | I | MANAGING MEMBER | D | Control |
| SPEIDELL, LAWRENCE, SHAW | I | MANAGING MEMBER | D | Control |
| SPEIDELL, LAWRENCE, SHAW | I | MANAGING MEMBER | C | Control |
| SPEIDELL, LAWRENCE, SHAW | I | MANAGING MEMBER | C | Control |
| SPEIDELL, LAWRENCE, SHAW | I | MANAGING MEMBER | C | Control |
| SPEIDELL, LAWRENCE, SHAW | I | MANAGING MEMBER | C | Control |
| SPEIDELL, LAWRENCE, SHAW | I | MANAGING MEMBER | C | Control |
| SPEIDELL, LAWRENCE, SHAW | I | MANAGING MEMBER | C | Control |
| SPEIDELL, LAWRENCE, SHAW | I | MANAGING MEMBER | C | Control |
| SPEIDELLI TRUST DATED 5/5/95 | DE | MEMBER | C | |
| SPEIDELLI TRUST DATED 5/5/95 | DE | MEMBER | C | |
| SPEIDELLI TRUST DATED 5/5/95 | DE | MEMBER | C | |
| SPEIDELLI TRUST DATED 5/5/95 | DE | MEMBER | C | |
| SPEIDELLI TRUST DATED 5/5/95 | DE | MEMBER | C | |
| SPEIDELLI TRUST DATED 5/5/95 | DE | MEMBER | C | |
| SPEIDELLI TRUST DATED 5/5/95 | DE | MEMBER | C | |
| SPEIDELLI TRUST DATED 5/5/95 | DE | MEMBER | C | |
| SPEIDELLI TRUST DATED 5/5/95 | DE | MEMBER | C | |
| SPEIDELLI TRUST DATED 5/5/95 | DE | MEMBER | C | |
| SPEIDELLI TRUST DATED 5/5/95 | DE | MEMBER | C | |
| SPEIDELLI TRUST DATED 5/5/95 | DE | MEMBER | C | |
| SPEIDELLI TRUST DATED 5/5/95 | DE | MEMBER | C | |
| SPEIDELLI TRUST DATED 5/5/95 | DE | MEMBER | C | |
| SPEIDELLI TRUST DATED 5/5/95 | DE | MEMBER | C | |
| SPEIDELLI TRUST DATED 5/5/95 | DE | MEMBER | C | |
| STEIN, SUNSHINE, ALEXIS | I | CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | C | Control |
| STEIN, SUNSHINE, ALEXIS | I | CHIEF OPERATING OFFICER | C | Control |
| STEIN, SUNSHINE, ALEXIS | I | CHIEF COMPLIANCE OFFICER | C | Control |
| STEIN, SUNSHINE, ALEXIS | I | CHIEF COMPLIANCE OFFICER | C | Control |
| STEIN, SUNSHINE, ALEXIS | I | CHIEF OPERATING OFFICER | C | Control |
| STEIN, SUNSHINE, ALEXIS | I | CHIEF OPERATING OFFICER | C | Control |
| VALEIRAS FAMILY TRUST DTD 7/20/07 | DE | MEMBER | C | |
| VALEIRAS FAMILY TRUST DTD 7/20/07 | DE | MEMBER | C | |
| VALEIRAS FAMILY TRUST DTD 7/20/07 | DE | MEMBER | C | |
| VALEIRAS FAMILY TRUST DTD 7/20/07 | DE | MEMBER | C | |
| VALEIRAS FAMILY TRUST DTD 7/20/07 | DE | MEMBER | C | |
| VALEIRAS FAMILY TRUST DTD 7/20/07 | DE | MEMBER | C | |
| VALEIRAS FAMILY TRUST DTD 7/20/07 | DE | MEMBER | C | |
| VALEIRAS FAMILY TRUST DTD 7/20/07 | DE | MEMBER | C | |
| VALEIRAS FAMILY TRUST DTD 7/20/07 | DE | MEMBER | C | |
| VALEIRAS FAMILY TRUST DTD 7/20/07 | DE | MEMBER | C | |
| VALEIRAS FAMILY TRUST DTD 7/20/07 | DE | MEMBER | C | |
| VALEIRAS FAMILY TRUST DTD 7/20/07 | DE | MEMBER | C | |
| VALEIRAS FAMILY TRUST DTD 7/20/07 | DE | MEMBER | C | |
| VALEIRAS FAMILY TRUST DTD 7/20/07 | DE | MEMBER | C | |
| VALEIRAS FAMILY TRUST DTD 7/20/07 | DE | MEMBER | C | |
| VALEIRAS FAMILY TRUST DTD 7/20/07 | DE | MEMBER | C | |
| VALEIRAS, HORACIO, ANDRES | I | MANAGING MEMBER | C | Control |
| CLARK, ANDREA, MARIE | I | PORTFOLIO MANAGER | B | Control |
| CLARK, ANDREA, MARIE | I | PORTFOLIO MANAGER | B | Control |
| CLARK, ANDREA, MARIE | I | PORTFOLIO MANAGER | B | Control |
| JAMISON, THEODORA, PETKOVA | I | PORTFOLIO MANAGER | B | Control |
| JAMISON, THEODORA, PETKOVA | I | PORTFOLIO MANAGER | B | Control |
| JAMISON, THEODORA, PETKOVA | I | PORTFOLIO MANAGER | B | Control |
| JAMISON, THEODORA, PETKOVA | I | PORTFOLIO MANAGER | B | Control |
| KLEROS MANAGEMENT, INC | DE | MEMBER | B | |
| KLEROS MANAGEMENT, INC | DE | MEMBER | B | |
| KLEROS MANAGEMENT, INC | DE | MEMBER | B | |
| STEIN, SUNSHINE, ALEXIS | I | CHIEF COMPLIANCE OFFICER | B | Control |
| STEIN, SUNSHINE, ALEXIS | I | CHIEF COMPLIANCE OFFICER | B | Control |
| STEIN, SUNSHINE, ALEXIS | I | CHIEF COMPLIANCE OFFICER | B | Control |
| STEIN, SUNSHINE, ALEXIS | I | CHIEF COMPLIANCE OFFICER | B | Control |
| STEIN, SUNSHINE, ALEXIS | I | CHIEF OPERATING OFFICER | B | Control |
| STEIN, SUNSHINE, ALEXIS | I | CHIEF OPERATING OFFICER | B | Control |
| STEIN, SUNSHINE, ALEXIS | I | CHIEF OPERATING OFFICER | B | Control |
| STEIN, SUNSHINE, ALEXIS | I | CHIEF OPERATING OFFICER | B | Control |
| STEIN, SUNSHINE, ALEXIS | I | CHIEF OPERATING OFFICER | B | Control |
| STEIN, SUNSHINE, ALEXIS | I | CHIEF MARKETING OFFICER | B | Control |
| STEIN, SUNSHINE, ALEXIS | I | CHIEF OPERATING OFFICER | B | Control |
| SUNSHINE ALEXIS STEIN 2009 TRUST DATED 12/11/09 | DE | MEMBER | B | |
| SUNSHINE ALEXIS STEIN 2009 TRUST DATED 12/11/09 | DE | MEMBER | B | |
| SUNSHINE ALEXIS STEIN 2009 TRUST DATED 12/11/09 | DE | MEMBER | B | |
| SUNSHINE ALEXIS STEIN 2009 TRUST DATED 12/11/09 | DE | MEMBER | B | |
| SUNSHINE ALEXIS STEIN 2009 TRUST DATED 12/11/09 | DE | MEMBER | B | |
| VALEIRAS, DAVID, ANDRES | I | MANAGEMENT COMMITTEE MEMBER | B | |
| VALEIRAS, DAVID, ANDRES | I | MANAGEMENT COMMITTEE MEMBER | B | |
| VALEIRAS, HORACIO, ANDRES | I | PARTNER | B | Control |
| VALEIRAS, HORACIO, ANDRES | I | PARTNER | B | Control |
| VALEIRAS, HORACIO, ANDRES | I | PARTNER | B | Control |
| CLARK, ANDREA, MARIE | I | PORTFOLIO MANAGER | A | |
| CLARK, ANDREA, MARIE | I | PORTFOLIO MANAGER | A | |
| CLARK, ANDREA, MARIE | I | PORTFOLIO MANAGER | A | |
| CLARK, ANDREA, MARIE | I | PORTFOLIO MANAGER | A | |
| CLARK, ANDREA, MARIE | I | PORTFOLIO MANAGER | A | |
| CLARK, ANDREA, MARIE | I | PORTFOLIO MANAGER | A | |
| CLARK, ANDREA, MARIE | I | PORTFOLIO MANAGER | A | |
| CLARK, ANDREA, MARIE | I | MEMBER | A | |
| GRANT, DANIELLE, ALESE | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | A | Control |
| GRANT, DANIELLE, ALESE | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | A | Control |
| GRANT, DANIELLE, ALESE | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | A | Control |
| GRANT, DANIELLE, ALESE | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | A | Control |
| GRANT, DANIELLE, ALESE | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | A | Control |
| GRANT, DANIELLE, ALESE | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | A | Control |
| HERRERA, CHRIS, ARTHUR | I | PORTFOLIO MANAGER | A | |
| Herrera, Chris, Arthur | I | PORTFOLIO MANAGER | A | |
| Herrera, Chris, Arthur | I | PORTFOLIO MANAGER | A | |
| Herrera, Chris, Arthur | I | PORTFOLIO MANAGER | A | |
| Herrera, Chris, Arthur | I | PORTFOLIO MANAGER | A | |
| Herrera, Chris, Arthur | I | PORTFOLIO MANAGER | A | |
| Herrera, Chris, Arthur | I | PORTFOLIO MANAGER | A | |
| KIM-E, MIRAL, EONHAH | I | MEMBER | A | |
| KIM-E, MIRAL, EONHAH | I | MEMBER | A | |
| KIM-E, MIRAL, EONHAH | I | MEMBER | A | |
| KIM-E, MIRAL, EONHAH | I | MEMBER | A | |
| KIM-E, MIRAL, EONHAH | I | MEMBER | A | |
| KIM-E, MIRAL, EONHAH | I | MEMBER | A | |
| KIME, MIRAL, EONHAH | I | MEMBER | A | |
| KLEROS MANAGEMENT, INC | DE | MEMBER | A | |
| KLEROS MANAGEMENT, INC | DE | MEMBER | A | |
| KLEROS MANAGEMENT, INC | DE | MEMBER | A | |
| KLEROS MANAGEMENT, INC | DE | MEMBER | A | |
| KLEROS MANAGEMENT, INC | DE | MEMBER | A | |
| KLEROS MANAGEMENT, INC | DE | MEMBER | A | |
| KLEROS MANAGEMENT, INC | DE | MEMBER | A | |
| KLEROS MANAGEMENT, INC | DE | MEMBER | A | |
| KLEROS MANAGEMENT, INC | DE | MEMBER | A | |
| KLEROS MANAGEMENT, INC | DE | MEMBER | A | |
| MA, NING | I | DIRECTOR OF RESEARCH, PORTFOLIO MANAGER | A | |
| MA, NING | I | DIRECTOR OF RESEARCH | A | |
| MA, NING | I | DIRECTOR OF RESEARCH, PORTFOLIO MANAGER | A | |
| MA, NING | I | DIRECTOR OF RESEARCH, PORTFOLIO MANAGER | A | |
| MA, NING | I | DIRECTOR OF RESEARCH, PORTFOLIO MANAGER | A | |
| MA, NING | I | DIRECTOR OF RESEARCH, PORTFOLIO MANAGER | A | |
| MA, NING | I | DIRECTOR OF RESEARCH, PORTFOLIO MANAGER | A | |
| MA, NING | I | DIRECTOR OF RESEARCH, PORTFOLIO MANAGER | A | |
| MA, NING | I | DIRECTOR OF RESEARCH, PORTFOLIO MANAGER | A | |
| MA, NING | I | DIRECTOR OF RESEARCH, PORTFOLIO MANAGER | A | |
| MA, NING | I | DIRECTOR OF RESEARCH, PORTFOLIO MANAGER | A | |
| MA, NING | I | MEMBER | A | |
| MA, NING | I | MEMBER | A | |
| MA, NING | I | MEMBER | A | |
| MA, NING | I | MEMBER | A | |
| MA, NING | I | MEMBER | A | |
| MA, NING | I | MEMBER | A | |
| MA, NING | I | MEMBER | A | |
| MA, NING | I | MEMBER | A | |
| MA, NING | I | MEMBER | A | |
| MA, NING | I | MEMBER | A | |
| MA, NING | I | MEMBER | A | |
| MA, NING | I | MEMBER | A | |
| MA, NING | I | MEMBER | A | |
| MA, NING, NMN | I | MEMBER | A | |
| MA, NING, NMN | I | MEMBER | A | |
| MA, NING, NMN | I | MEMBER | A | |
| PRICE, WILLIAM, FREDERICK | I | MEMBER | A | |
| PRICE, WILLIAM, FREDERICK | I | MEMBER | A | |
| SUNSHINE ALEXIS STEIN 2009 TRUST DATED 12/11/09 | DE | MEMBER | A | |
| SUNSHINE ALEXIS STEIN 2009 TRUST DATED 12/11/09 | DE | MEMBER | A | |
| SUNSHINE ALEXIS STEIN 2009 TRUST DATED 12/11/09 | DE | MEMBER | A | |
| SUNSHINE ALEXIS STEIN 2009 TRUST DATED 12/11/09 | DE | MEMBER | A | |
| SUNSHINE ALEXIS STEIN 2009 TRUST DATED 12/11/09 | DE | MEMBER | A | |
| VALEIRAS, DAVID, ANDRES | I | MEMBER | A | |
| VALEIRAS, DAVID, ANDRES | I | MEMBER | A | |
| VALEIRAS, DAVID, ANDRES | I | MEMBER | A | |
| VALEIRAS, DAVID, ANDRES | I | MANAGEMENT COMMITTEE MEMBER | A | |
| VALEIRAS, DAVID, ANDRES | I | MEMBER | A | |
| VALEIRAS, HORACIO, ANDRES | I | PARTNER | A | |
| VALEIRAS, HORACIO, ANDRES | I | PARTNER | A | |
| VALEIRAS, HORACIO, ANDRES | I | DIRECTOR | A | |
| VALEIRAS, HORACIO, ANDRES | I | DIRECTOR | A | |
| VALEIRAS, HORACIO, ANDRES | I | DIRECTOR | A | |
| VALEIRAS, HORACIO, ANDRES | I | DIRECTOR | A | |
| VALEIRAS, HORACIO, ANDRES | I | DIRECTOR | A | |
| VALEIRAS, HORACIO, ANDRES | I | DIRECTOR | A | |
| WESTBROOK, CHARLES, RUGGLES | I | FUND ADVISOR | A | |
| WESTBROOK, CHARLES, RUGGLES | I | FUND ADVISOR | A | Control |
| WESTBROOK, CHARLES, RUGGLES | I | FUND ADVISOR | A | |
| WESTBROOK, CHARLES, RUGGLES | I | FUND ADVISOR | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HERRERA, CHRIS, ARTHUR | I | HERRERA FAMILY TRUST DATED 9/8/10 | F | Control |
| HERRERA, CHRIS, ARTHUR | I | HERRERA FAMILY TRUST DATED 9/8/10 | F | Control |
| HERRERA, CHRIS, ARTHUR | I | HERRERA FAMILY TRUST DATED 9/8/10 | F | Control |
| HERRERA, CHRIS, ARTHUR | I | HERRERA FAMILY TRUST DATED 9/8/10 | F | Control |
| HERRERA, CHRIS, ARTHUR | I | HERRERA FAMILY TRUST DATED 9/8/10 | F | Control |
| HERRERA, CHRIS, ARTHUR | I | HERRERA FAMILY TRUST DATED 9/8/10 | F | Control |
| HERRERA, CHRIS, ARTHUR | I | HERRERA FAMILY TRUST DATED 9/8/10 | F | Control |
| HERRERA, CHRIS, ARTHUR | I | HERRERA FAMILY TRUST DATED 9/8/10 | F | Control |
| HERRERA, CHRIS, ARTHUR | I | HERRERA FAMILY TRUST DATED 9/8/10 | F | Control |
| HERRERA, CHRIS, ARTHUR | I | HERRERA FAMILY TRUST DATED 9/8/10 | F | Control |
| HERRERA, CHRIS, ARTHUR | I | HERRERA FAMILY TRUST DATED 9/8/10 | F | Control |
| HERRERA, CHRIS, ARTHUR | I | HERRERA FAMILY TRUST DATED 9/8/10 | F | Control |
| HERRERA, CHRIS, ARTHUR | I | HERRERA FAMILY TRUST DATED 9/8/10 | F | Control |
| HERRERA, HOPE, M | I | HERRERA FAMILY TRUST DATED 9/8/10 | F | |
| HERRERA, HOPE, M | I | HERRERA FAMILY TRUST DATED 9/8/10 | F | |
| HERRERA, HOPE, M | I | HERRERA FAMILY TRUST DATED 9/8/10 | F | |
| HERRERA, HOPE, M | I | HERRERA FAMILY TRUST DATED 9/8/10 | F | |
| HERRERA, HOPE, M | I | HERRERA FAMILY TRUST DATED 9/8/10 | F | |
| HERRERA, HOPE, M | I | HERRERA FAMILY TRUST DATED 9/8/10 | F | |
| HERRERA, HOPE, M | I | HERRERA FAMILY TRUST DATED 9/8/10 | F | |
| HERRERA, HOPE, M | I | HERRERA FAMILY TRUST DATED 9/8/10 | F | |
| HERRERA, HOPE, M | I | HERRERA FAMILY TRUST DATED 9/8/10 | F | |
| HERRERA, HOPE, M | I | HERRERA FAMILY TRUST DATED 9/8/10 | F | |
| HERRERA, HOPE, M | I | HERRERA FAMILY TRUST DATED 9/8/10 | F | |
| HERRERA, HOPE, M | I | HERRERA FAMILY TRUST DATED 9/8/10 | F | |
| HERRERA, HOPE, M | I | HERRERA FAMILY TRUST DATED 9/8/10 | F | |
| SPEIDELL, LAWRENCE, SHAW | I | SPEIDELLI TRUST DATED 5/5/95 | F | Control |
| SPEIDELL, LAWRENCE, SHAW | I | SPEIDELLI TRUST DATED 5/5/95 | F | Control |
| SPEIDELL, LAWRENCE, SHAW | I | SPEIDELLI TRUST DATED 5/5/95 | F | Control |
| SPEIDELL, LAWRENCE, SHAW | I | SPEIDELLI TRUST DATED 5/5/95 | F | Control |
| SPEIDELL, LAWRENCE, SHAW | I | SPEIDELLI TRUST DATED 5/5/95 | F | Control |
| SPEIDELL, LAWRENCE, SHAW | I | SPEIDELLI TRUST DATED 5/5/95 | F | Control |
| SPEIDELL, LAWRENCE, SHAW | I | SPEIDELLI TRUST DATED 5/5/95 | F | Control |
| SPEIDELL, LAWRENCE, SHAW | I | SPEIDELLI TRUST DATED 5/5/95 | F | Control |
| SPEIDELL, LAWRENCE, SHAW | I | SPEIDELLI TRUST DATED 5/5/95 | F | Control |
| SPEIDELL, LAWRENCE, SHAW | I | SPEIDELLI TRUST DATED 5/5/95 | F | Control |
| SPEIDELL, LAWRENCE, SHAW | I | SPEIDELLI TRUST DATED 5/5/95 | F | Control |
| SPEIDELL, LAWRENCE, SHAW | I | SPEIDELLI TRUST DATED 5/5/95 | F | Control |
| SPEIDELL, LAWRENCE, SHAW | I | SPEIDELLI TRUST DATED 5/5/95 | F | Control |
| SPEIDELL, LAWRENCE, SHAW | I | SPEIDELLI TRUST DATED 5/5/95 | F | Control |
| SPEIDELL, LAWRENCE, SHAW | I | SPEIDELLI TRUST DATED 5/5/95 | F | Control |
| SPEIDELLI, DIANE, O | I | SPEIDELLI TRUST DATED 5/5/95 | F | |
| SPEIDELLI, DIANE, O | I | SPEIDELLI TRUST DATED 5/5/95 | F | |
| SPEIDELLI, DIANE, O | I | SPEIDELLI TRUST DATED 5/5/95 | F | |
| SPEIDELLI, DIANE, O | I | SPEIDELLI TRUST DATED 5/5/95 | F | |
| SPEIDELLI, DIANE, O | I | SPEIDELLI TRUST DATED 5/5/95 | F | |
| SPEIDELLI, DIANE, O | I | SPEIDELLI TRUST DATED 5/5/95 | F | |
| SPEIDELLI, DIANE, O | I | SPEIDELLI TRUST DATED 5/5/95 | F | |
| SPEIDELLI, DIANE, O | I | SPEIDELLI TRUST DATED 5/5/95 | F | |
| SPEIDELLI, DIANE, O | I | SPEIDELLI TRUST DATED 5/5/95 | F | |
| SPEIDELLI, DIANE, O | I | SPEIDELLI TRUST DATED 5/5/95 | F | |
| SPEIDELLI, DIANE, O | I | SPEIDELLI TRUST DATED 5/5/95 | F | |
| SPEIDELLI, DIANE, O | I | SPEIDELLI TRUST DATED 5/5/95 | F | |
| SPEIDELLI, DIANE, O | I | SPEIDELLI TRUST DATED 5/5/95 | F | |
| SPEIDELLI, DIANE, O | I | SPEIDELLI TRUST DATED 5/5/95 | F | |
| SPEIDELLI, DIANE, O | I | SPEIDELLI TRUST DATED 5/5/95 | F | |
| STEIN, SUNSHINE, ALEXIS | I | SUNSHINE ALEXIS STEIN 2009 TRUST DATED 12/11/09 | F | Control |
| STEIN, SUNSHINE, ALEXIS | I | SUNSHINE ALEXIS STEIN 2009 TRUST DATED 12/11/09 | F | Control |
| STEIN, SUNSHINE, ALEXIS | I | SUNSHINE ALEXIS STEIN 2009 TRUST DATED 12/11/09 | F | Control |
| STEIN, SUNSHINE, ALEXIS | I | SUNSHINE ALEXIS STEIN 2009 TRUST DATED 12/11/09 | F | Control |
| STEIN, SUNSHINE, ALEXIS | I | SUNSHINE ALEXIS STEIN 2009 TRUST DATED 12/11/09 | F | Control |
| STEIN, SUNSHINE, ALEXIS | I | SUNSHINE ALEXIS STEIN 2009 TRUST DATED 12/11/09 | F | Control |
| STEIN, SUNSHINE, ALEXIS | I | SUNSHINE ALEXIS STEIN 2009 TRUST DATED 12/11/09 | F | Control |
| STEIN, SUNSHINE, ALEXIS | I | SUNSHINE ALEXIS STEIN 2009 TRUST DATED 12/11/09 | F | Control |
| STEIN, SUNSHINE, ALEXIS | I | SUNSHINE ALEXIS STEIN 2009 TRUST DATED 12/11/09 | F | Control |
| STEIN, SUNSHINE, ALEXIS | I | SUNSHINE ALEXIS STEIN 2009 TRUST DATED 12/11/09 | F | Control |
| VALEIRAS, AMY, BERTE THREEFOOT | I | VALEIRAS FAMILY TRUST DTD 7/20/07 | F | |
| VALEIRAS, AMY, BERTE THREEFOOT | I | VALEIRAS FAMILY TRUST DTD 7/20/07 | F | |
| VALEIRAS, AMY, BERTE THREEFOOT | I | VALEIRAS FAMILY TRUST DTD 7/20/07 | F | |
| VALEIRAS, AMY, BERTE THREEFOOT | I | VALEIRAS FAMILY TRUST DTD 7/20/07 | F | |
| VALEIRAS, AMY, BERTE THREEFOOT | I | VALEIRAS FAMILY TRUST DTD 7/20/07 | F | |
| VALEIRAS, AMY, BERTE THREEFOOT | I | VALEIRAS FAMILY TRUST DTD 7/20/07 | F | |
| VALEIRAS, AMY, BERTE THREEFOOT | I | VALEIRAS FAMILY TRUST DTD 7/20/07 | F | |
| VALEIRAS, AMY, BERTE THREEFOOT | I | VALEIRAS FAMILY TRUST DTD 7/20/07 | F | |
| VALEIRAS, AMY, BERTE THREEFOOT | I | VALEIRAS FAMILY TRUST DTD 7/20/07 | F | |
| VALEIRAS, AMY, BERTE THREEFOOT | I | VALEIRAS FAMILY TRUST DTD 7/20/07 | F | |
| VALEIRAS, AMY, BERTE THREEFOOT | I | VALEIRAS FAMILY TRUST DTD 7/20/07 | F | |
| VALEIRAS, AMY, BERTE THREEFOOT | I | VALEIRAS FAMILY TRUST DTD 7/20/07 | F | |
| VALEIRAS, AMY, BERTE THREEFOOT | I | VALEIRAS FAMILY TRUST DTD 7/20/07 | F | |
| VALEIRAS, AMY, BERTE THREEFOOT | I | VALEIRAS FAMILY TRUST DTD 7/20/07 | F | |
| VALEIRAS, AMY, BERTE THREEFOOT | I | VALEIRAS FAMILY TRUST DTD 7/20/07 | F | |
| VALEIRAS, HORACIO, ANDRES | I | VALEIRAS FAMILY TRUST DTD 7/20/07 | F | Control |
| VALEIRAS, HORACIO, ANDRES | I | VALEIRAS FAMILY TRUST DTD 7/20/07 | F | Control |
| VALEIRAS, HORACIO, ANDRES | I | VALEIRAS FAMILY TRUST DTD 7/20/07 | F | Control |
| VALEIRAS, HORACIO, ANDRES | I | VALEIRAS FAMILY TRUST DTD 7/20/07 | F | Control |
| VALEIRAS, HORACIO, ANDRES | I | VALEIRAS FAMILY TRUST DTD 7/20/07 | F | Control |
| VALEIRAS, HORACIO, ANDRES | I | VALEIRAS FAMILY TRUST DTD 7/20/07 | F | Control |
| VALEIRAS, HORACIO, ANDRES | I | VALEIRAS FAMILY TRUST DTD 7/20/07 | F | Control |
| VALEIRAS, HORACIO, ANDRES | I | VALEIRAS FAMILY TRUST DTD 7/20/07 | F | Control |
| VALEIRAS, HORACIO, ANDRES | I | VALEIRAS FAMILY TRUST DTD 7/20/07 | F | Control |
| VALEIRAS, HORACIO, ANDRES | I | VALEIRAS FAMILY TRUST DTD 7/20/07 | F | Control |
| VALEIRAS, HORACIO, ANDRES | I | VALEIRAS FAMILY TRUST DTD 7/20/07 | F | Control |
| VALEIRAS, HORACIO, ANDRES | I | VALEIRAS FAMILY TRUST DTD 7/20/07 | F | Control |
| VALEIRAS, HORACIO, ANDRES | I | VALEIRAS FAMILY TRUST DTD 7/20/07 | F | Control |
| VALEIRAS, HORACIO, ANDRES | I | VALEIRAS FAMILY TRUST DTD 7/20/07 | F | Control |
| VALEIRAS, HORACIO, ANDRES | I | VALEIRAS FAMILY TRUST DTD 7/20/07 | F | Control |
| HERRERA FAMILY TRUST DATED 9/8/10 | DE | KLEROS MANAGEMENT, INC | E | Control |
| HERRERA FAMILY TRUST DATED 9/8/10 | DE | KLEROS MANAGEMENT, INC | E | Control |
| HERRERA FAMILY TRUST DATED 9/8/10 | DE | KLEROS MANAGEMENT, INC | E | Control |
| HERRERA FAMILY TRUST DATED 9/8/10 | DE | KLEROS MANAGEMENT, INC | E | Control |
| HERRERA FAMILY TRUST DATED 9/8/10 | DE | KLEROS MANAGEMENT, INC | E | Control |
| HERRERA FAMILY TRUST DATED 9/8/10 | DE | KLEROS MANAGEMENT, INC | E | Control |
| HERRERA FAMILY TRUST DATED 9/8/10 | DE | KLEROS MANAGEMENT, INC | E | Control |
| HERRERA FAMILY TRUST DATED 9/8/10 | DE | KLEROS MANAGEMENT, INC | E | Control |
| HERRERA FAMILY TRUST DATED 9/8/10 | DE | KLEROS MANAGEMENT, INC | E | Control |
| HERRERA FAMILY TRUST DATED 9/8/10 | DE | KLEROS MANAGEMENT, INC | E | Control |
| HERRERA FAMILY TRUST DATED 9/8/10 | DE | KLEROS MANAGEMENT, INC | E | Control |
| HERRERA FAMILY TRUST DATED 9/8/10 | DE | KLEROS MANAGEMENT, INC | E | Control |
| HERRERA FAMILY TRUST DATED 9/8/10 | DE | KLEROS MANAGEMENT, INC | E | Control |
Registrations
Federal
IA
Feb 28, 2025 REGISTERED
Notice Filings (1)
CA
Address
7817 IVANHOE AVENUESUITE 200
LA JOLLA, CA 92037
United States
Phone: 858-456-1440