REGATTA CAPITAL GROUP, LLC
CRD #145363 SEC #801-68490 EL SEGUNDO, CA 310-725-9102
SEC Registered Private Funds
Total AUM
$1.4B
Discretionary
$1.3B
Employees
16
Clients
--
Accounts
3,571
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 30, 2025
- Branch Offices
- 5
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MOHBERG, RUSSELL, R. | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL/MEMBER | D | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL/MEMBER | D | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL/MEMBER | D | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL/MEMBER | D | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL/MEMBER | D | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL/MEMBER | D | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL/MEMBER | D | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL/MEMBER | D | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL/MEMBER | D | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL/MEMBER | D | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL/MEMBER | D | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL/MEMBER | D | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL/MEMBER | D | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL/MEMBER | D | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL/MEMBER | D | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL/MEMBER | D | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL/MEMBER | D | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL/MEMBER | D | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL/MEMBER | D | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL/MEMBER | D | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL/MEMBER | D | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL/MEMBER | D | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL/MEMBER | D | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL/MEMBER | D | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL/MEMBER | D | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL/MEMBER | D | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL/MEMBER | D | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL/MEMBER | D | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL/MEMBER | D | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL/MEMBER | D | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL/MEMBER | D | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL/MEMBER | C | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL/MEMBER | C | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL/MEMBER | C | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL/MEMBER | C | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL/MEMBER | C | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL, MANAGING MEMBER, CO-FOUNDER, PARTNER, AND HEAD OF ADVISORY SERVICES | C | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL, MANAGING MEMBER, CO-FOUNDER, PARTNER, AND HEAD OF ADVISORY SERVICES | C | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL, MANAGING MEMBER, CO-FOUNDER, PARTNER, AND HEAD OF ADVISORY SERVICES | C | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL/MEMBER | C | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL, MANAGING MEMBER, CO-FOUNDER, PARTNER, AND HEAD OF ADVISORY SERVICES | C | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL/MEMBER | C | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL, MANAGING MEMBER, CO-FOUNDER, PARTNER, AND HEAD OF ADVISORY SERVICES | C | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL, MANAGING MEMBER, CO-FOUNDER, PARTNER, AND HEAD OF ADVISORY SERVICES | C | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL, MANAGING MEMBER, CO-FOUNDER, PARTNER, AND HEAD OF ADVISORY SERVICES | C | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL, MANAGING MEMBER, CO-FOUNDER, PARTNER, AND HEAD OF ADVISORY SERVICES | C | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL, MANAGING MEMBER, CO-FOUNDER, PARTNER, AND HEAD OF ADVISORY SERVICES | C | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL, MANAGING MEMBER, CO-FOUNDER, PARTNER, AND HEAD OF ADVISORY SERVICES | C | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL, MANAGING MEMBER, CO-FOUNDER, PARTNER, AND HEAD OF ADVISORY SERVICES | C | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL, MANAGING MEMBER, CO-FOUNDER, PARTNER, AND HEAD OF ADVISORY SERVICES | C | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL, MANAGING MEMBER, CO-FOUNDER, PARTNER, AND HEAD OF ADVISORY SERVICES | C | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL, MANAGING MEMBER, CO-FOUNDER, PARTNER, AND HEAD OF ADVISORY SERVICES | C | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL, MANAGING MEMBER, CO-FOUNDER, PARTNER, AND HEAD OF ADVISORY SERVICES | C | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL, MANAGING MEMBER, CO-FOUNDER, PARTNER, AND HEAD OF ADVISORY SERVICES | C | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL, MANAGING MEMBER, CO-FOUNDER, PARTNER, AND HEAD OF ADVISORY SERVICES | C | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL, MANAGING MEMBER, CO-FOUNDER, PARTNER, AND HEAD OF ADVISORY SERVICES | C | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL, MANAGING MEMBER, CO-FOUNDER, PARTNER, AND HEAD OF ADVISORY SERVICES | C | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL, MANAGING MEMBER, CO-FOUNDER, PARTNER, AND HEAD OF ADVISORY SERVICES | C | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL, MANAGING MEMBER, CO-FOUNDER, PARTNER, AND HEAD OF ADVISORY SERVICES | C | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL, MANAGING MEMBER, CO-FOUNDER, PARTNER, AND HEAD OF ADVISORY SERVICES | C | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL, MANAGING MEMBER, CO-FOUNDER, PARTNER, AND HEAD OF ADVISORY SERVICES | C | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL, MANAGING MEMBER, CO-FOUNDER, PARTNER, AND HEAD OF ADVISORY SERVICES | C | Control |
| KELLY, SPENCER, SOUTHARD | I | PRINCIPAL, MANAGING MEMBER, CO-FOUNDER, PARTNER, AND HEAD OF ADVISORY SERVICES | C | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER, CO-FOUNDER, PARTNER, AND CHIEF COMPLIANCE OFFICER | C | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER, CO-FOUNDER, PARTNER, AND CHIEF COMPLIANCE OFFICER | C | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER, CO-FOUNDER, PARTNER, AND CHIEF COMPLIANCE OFFICER | C | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER, CO-FOUNDER, PARTNER, AND CHIEF COMPLIANCE OFFICER | C | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER, CO-FOUNDER, PARTNER, AND CHIEF COMPLIANCE OFFICER | C | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER, CO-FOUNDER, PARTNER, AND CHIEF COMPLIANCE OFFICER | C | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER, CO-FOUNDER, PARTNER, AND CHIEF COMPLIANCE OFFICER | C | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER, CO-FOUNDER, PARTNER, AND CHIEF COMPLIANCE OFFICER | C | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER, CO-FOUNDER, PARTNER, AND CHIEF COMPLIANCE OFFICER | C | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER, CO-FOUNDER, PARTNER, AND CHIEF COMPLIANCE OFFICER | C | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER, CO-FOUNDER, PARTNER, AND CHIEF COMPLIANCE OFFICER | C | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER, CO-FOUNDER, PARTNER, AND CHIEF COMPLIANCE OFFICER | C | Control |
| MOHBERG, RUSSELL, R. | I | MANAGING MEMBER, CO-FOUNDER, PARTNER, AND CHIEF COMPLIANCE OFFICER | C | Control |
| MOHBERG, RUSSELL, RALPH | I | MANAGING MEMBER, CO-FOUNDER, PARTNER, AND CHIEF COMPLIANCE OFFICER | C | Control |
| MOHBERG, RUSSELL, RALPH | I | MANAGING MEMBER, CO-FOUNDER, PARTNER, AND CHIEF COMPLIANCE OFFICER | C | Control |
| MOHBERG, RUSSELL, RALPH | I | MANAGING MEMBER, CO-FOUNDER, PARTNER, AND CHIEF COMPLIANCE OFFICER | C | Control |
| MOHBERG, RUSSELL, RALPH | I | MANAGING MEMBER, CO-FOUNDER, PARTNER, AND CHIEF COMPLIANCE OFFICER | C | Control |
| MOHBERG, RUSSELL, RALPH | I | MANAGING MEMBER, CO-FOUNDER, PARTNER, AND CHIEF COMPLIANCE OFFICER | C | Control |
| MOHBERG, RUSSELL, RALPH | I | MANAGING MEMBER, CO-FOUNDER, PARTNER, AND CHIEF COMPLIANCE OFFICER | C | Control |
| MOHBERG, RUSSELL, RALPH | I | MANAGING MEMBER, CO-FOUNDER, PARTNER, AND CHIEF COMPLIANCE OFFICER | C | Control |
| MOHBERG, RUSSELL, RALPH | I | MANAGING MEMBER, CO-FOUNDER, PARTNER, AND CHIEF COMPLIANCE OFFICER | C | Control |
| MOHBERG, RUSSELL, RALPH | I | MANAGING MEMBER, CO-FOUNDER, PARTNER, AND CHIEF COMPLIANCE OFFICER | C | Control |
| MOHBERG, RUSSELL, RALPH | I | MANAGING MEMBER, CO-FOUNDER, PARTNER, AND CHIEF COMPLIANCE OFFICER | C | Control |
| MOHBERG, RUSSELL, RALPH | I | MANAGING MEMBER, CO-FOUNDER, PARTNER, AND CHIEF COMPLIANCE OFFICER | C | Control |
| MOHBERG, RUSSELL, RALPH | I | MANAGING MEMBER, CO-FOUNDER, PARTNER, AND CHIEF COMPLIANCE OFFICER | C | Control |
| JOYCE, BRITT, MORGAN | I | CO-CIO & DIRECTOR OF ENDOWMENTS & FOUNDATIONS | A | Control |
| JOYCE, BRITT, MORGAN | I | CO-CIO & DIRECTOR OF ENDOWMENTS & FOUNDATIONS | A | Control |
| JOYCE, BRITT, MORGAN | I | CO-CIO & DIRECTOR OF ENDOWMENTS & FOUNDATIONS | A | Control |
| JOYCE, BRITT, MORGAN | I | CO-CIO & DIRECTOR OF ENDOWMENTS & FOUNDATIONS | A | Control |
| JOYCE, BRITT, MORGAN | I | CO-CIO & DIRECTOR OF ENDOWMENTS & FOUNDATIONS | A | Control |
| JOYCE, BRITT, MORGAN | I | CO-CIO & DIRECTOR OF ENDOWMENTS & FOUNDATIONS | A | Control |
| JOYCE, BRITT, MORGAN | I | CO-CIO & DIRECTOR OF ENDOWMENTS & FOUNDATIONS | A | Control |
| JOYCE, BRITT, MORGAN | I | CO-CIO & DIRECTOR OF ENDOWMENTS & FOUNDATIONS | A | Control |
| JOYCE, BRITT, MORGAN | I | CO-CIO & DIRECTOR OF ENDOWMENTS & FOUNDATIONS | A | Control |
| JOYCE, BRITT, MORGAN | I | CO-CIO & DIRECTOR OF ENDOWMENTS & FOUNDATIONS | A | Control |
| JOYCE, BRITT, MORGAN | I | CO-CIO & DIRECTOR OF ENDOWMENTS & FOUNDATIONS | A | Control |
| JOYCE, BRITT, MORGAN | I | CO-CIO & DIRECTOR OF ENDOWMENTS & FOUNDATIONS | A | Control |
| JOYCE, BRITT, MORGAN | I | CO-CIO & DIRECTOR OF ENDOWMENTS & FOUNDATIONS | A | Control |
| JOYCE, BRITT, MORGAN | I | CO-CIO & DIRECTOR OF ENDOWMENTS & FOUNDATIONS | A | Control |
| OZER, NICHOLAS | I | PARTNER, FINANCIAL ADVISOR, AND DIRECTOR OF RETIREMENT PLANS | A | Control |
| OZER, NICHOLAS | I | PARTNER, FINANCIAL ADVISOR, AND DIRECTOR OF RETIREMENT PLANS | A | Control |
| OZER, NICHOLAS | I | PARTNER, FINANCIAL ADVISOR, AND DIRECTOR OF RETIREMENT PLANS | A | Control |
| OZER, NICHOLAS | I | PARTNER, FINANCIAL ADVISOR, AND DIRECTOR OF RETIREMENT PLANS | A | Control |
| OZER, NICHOLAS | I | PARTNER, FINANCIAL ADVISOR, AND DIRECTOR OF RETIREMENT PLANS | A | Control |
| OZER, NICHOLAS | I | PARTNER, FINANCIAL ADVISOR, AND DIRECTOR OF RETIREMENT PLANS | A | Control |
| OZER, NICHOLAS | I | PARTNER, FINANCIAL ADVISOR, AND DIRECTOR OF RETIREMENT PLANS | A | Control |
| OZER, NICHOLAS | I | PARTNER, FINANCIAL ADVISOR, AND DIRECTOR OF RETIREMENT PLANS | A | Control |
| OZER, NICHOLAS | I | PARTNER, FINANCIAL ADVISOR, AND DIRECTOR OF RETIREMENT PLANS | A | Control |
| OZER, NICHOLAS | I | PARTNER, FINANCIAL ADVISOR, AND DIRECTOR OF RETIREMENT PLANS | A | Control |
| OZER, NICHOLAS | I | PARTNER, FINANCIAL ADVISOR, AND DIRECTOR OF RETIREMENT PLANS | A | Control |
| OZER, NICHOLAS | I | PARTNER, FINANCIAL ADVISOR, AND DIRECTOR OF RETIREMENT PLANS | A | Control |
| OZER, NICHOLAS | I | PARTNER, FINANCIAL ADVISOR, AND DIRECTOR OF RETIREMENT PLANS | A | Control |
| OZER, NICHOLAS, KELLY | I | PARTNER, FINANCIAL ADVISOR, AND DIRECTOR OF RETIREMENT PLANS | A | Control |
| OZER, NICHOLAS, KELLY | I | PARTNER, FINANCIAL ADVISOR, AND DIRECTOR OF RETIREMENT PLANS | A | Control |
| OZER, NICHOLAS, KELLY | I | PARTNER, FINANCIAL ADVISOR, AND DIRECTOR OF RETIREMENT PLANS | A | Control |
| OZER, NICHOLAS, KELLY | I | PARTNER, FINANCIAL ADVISOR, AND DIRECTOR OF RETIREMENT PLANS | A | Control |
| OZER, NICHOLAS, KELLY | I | PARTNER, FINANCIAL ADVISOR, AND DIRECTOR OF RETIREMENT PLANS | A | Control |
| OZER, NICHOLAS, KELLY | I | PARTNER, FINANCIAL ADVISOR, AND DIRECTOR OF RETIREMENT PLANS | A | Control |
| OZER, NICHOLAS, KELLY | I | PARTNER, FINANCIAL ADVISOR, AND DIRECTOR OF RETIREMENT PLANS | A | Control |
| OZER, NICHOLAS, KELLY | I | PARTNER, FINANCIAL ADVISOR, AND DIRECTOR OF RETIREMENT PLANS | A | Control |
| OZER, NICHOLAS, KELLY | I | PARTNER, FINANCIAL ADVISOR, AND DIRECTOR OF RETIREMENT PLANS | A | Control |
| OZER, NICHOLAS, KELLY | I | PARTNER, FINANCIAL ADVISOR, AND DIRECTOR OF RETIREMENT PLANS | A | Control |
| OZER, NICHOLAS, KELLY | I | PARTNER, FINANCIAL ADVISOR, AND DIRECTOR OF RETIREMENT PLANS | A | Control |
| OZER, NICHOLAS, KELLY | I | PARTNER, FINANCIAL ADVISOR, AND DIRECTOR OF RETIREMENT PLANS | A | Control |
Registrations
Federal
IA
Sep 30, 2025 REGISTERED
Notice Filings (19)
AZ CA CO CT FL HI LA MA MD NH NJ NV NY OH OR PA TX UT WA
Address
880 APOLLO ST.SUITE 129
EL SEGUNDO, CA 90245
United States
Phone: 310-725-9102