EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC
CRD #145420 SEC #801-69131 BALTIMORE, MD 443-224-1231
SEC Registered
Total AUM
$222.6M
Discretionary
$222.6M
Employees
14
Clients
--
Accounts
158
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Missouri
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 10, 2025
- Branch Offices
- 5
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANSBRO, RENEE, MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ANSBRO, RENEE, MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ANSBRO, RENEE, MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ANSBRO, RENEE, MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ANSBRO, RENEE, MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ANSBRO, RENEE, MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ANSBRO, RENEE, MARIE | I | VICE PRESIDENT, TREASURER | NA | Control |
| ANSBRO, RENEE, MARIE | I | VICE PRESIDENT, TREASURER | NA | Control |
| ANSBRO, RENEE, MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ANSBRO, RENEE, MARIE | I | VICE PRESIDENT, TREASURER | NA | Control |
| ANSBRO, RENEE, MARIE | I | VICE PRESIDENT, TREASURER | NA | Control |
| ANSBRO, RENEE, MARIE | I | VICE PRESIDENT, TREASURER | NA | Control |
| ANSBRO, RENEE, MARIE | I | VICE PRESIDENT, TREASURER | NA | Control |
| BAER, MARGARET | I | SECRETARY | NA | |
| BAER, MARGARET | I | SECRETARY | NA | |
| BAER, MARGARET | I | SECRETARY | NA | |
| BAER, MARGARET | I | SECRETARY | NA | |
| BAER, MARGARET | I | SECRETARY | NA | |
| BAER, MARGARET | I | SECRETARY | NA | |
| BAER, MARGARET | I | SECRETARY | NA | |
| BAER, MARGARET | I | SECRETARY | NA | |
| BAER, MARGARET | I | SECRETARY | NA | |
| BAER, MARGARET | I | SECRETARY | NA | |
| BAER, MARGARET | I | SECRETARY | NA | |
| BURKEMPER, BERNARD, NEAL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BURKEMPER, BERNARD, NEAL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BURKEMPER, BERNARD, NEAL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BURKEMPER, BERNARD, NEAL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BURKEMPER, BERNARD, NEAL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BURKEMPER, BERNARD, NEAL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BURKEMPER, BERNARD, NEAL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BURKEMPER, BERNARD, NEAL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BURKEMPER, BERNARD, NEAL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BURKEMPER, BERNARD, NEAL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BURKEMPER, BERNARD, NEAL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BURKEMPER, BERNARD, NEAL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BUSHMANN, STEPHEN, JOHN | I | TREASURER | NA | |
| BUSHMANN, STEPHEN, JOHN | I | TREASURER | NA | |
| BUSHMANN, STEPHEN, JOHN | I | TREASURER | NA | |
| BUSHMANN, STEPHEN, JOHN | I | TREASURER | NA | |
| BUSHMANN, STEPHEN, JOHN | I | TREASURER | NA | |
| BUSHMANN, STEPHEN, JOHN | I | TREASURER | NA | |
| BUSHMANN, STEPHEN, JOHN | I | TREASURER | NA | |
| BUSHMANN, STEPHEN, JOHN | I | TREASURER | NA | |
| BUSHMANN, STEPHEN, JOHN | I | TREASURER | NA | |
| BUSHMANN, STEPHEN, JOHN | I | TREASURER | NA | |
| BUSHMANN, STEPHEN, JOHN | I | TREASURER | NA | |
| BUSHMANN, STEPHEN, JOHN | I | TREASURER | NA | |
| CHIEN, MICHAEL, CHIH-HAO | I | CHIEF LEGAL OFFICER | NA | Control |
| CHIEN, MICHAEL, CHIH-HAO | I | CHIEF LEGAL OFFICER | NA | Control |
| CHIEN, MICHAEL, CHIH-HAO | I | CHIEF LEGAL OFFICER | NA | Control |
| CHIEN, MICHAEL, CHIH-HAO | I | CHIEF LEGAL OFFICER | NA | Control |
| CHIEN, MICHAEL, CHIH-HAO | I | CHIEF LEGAL OFFICER | NA | Control |
| CHIEN, MICHAEL, CHIH-HAO | I | CHIEF LEGAL OFFICER | NA | Control |
| CHIEN, MICHAEL, CHIH-HAO | I | CHIEF LEGAL OFFICER | NA | Control |
| CHIEN, MICHAEL, CHIH-HAO | I | CHIEF LEGAL OFFICER | NA | Control |
| CHIEN, MICHAEL, CHIH-HAO | I | CHIEF LEGAL OFFICER | NA | Control |
| CHIEN, MICHAEL, CHIH-HAO | I | CHIEF LEGAL OFFICER | NA | Control |
| CHIEN, MICHAEL, CHIH-HAO | I | CHIEF LEGAL OFFICER | NA | Control |
| CHIEN, MICHAEL, CHIH-HAO | I | SECRETARY | NA | Control |
| CHIEN, MICHAEL, CHIH-HAO | I | SECRETARY | NA | Control |
| CHIEN, MICHAEL, CHIH-HAO | I | CHIEF LEGAL OFFICER | NA | Control |
| CHIEN, MICHAEL, CHIH-HAO | I | SECRETARY | NA | Control |
| CHIEN, MICHAEL, CHIH-HAO | I | SECRETARY | NA | Control |
| CHIEN, MICHAEL, CHIH-HAO | I | SECRETARY | NA | Control |
| CHIEN, MICHAEL, CHIH-HAO | I | SECRETARY | NA | Control |
| CHIEN, MICHAEL, CHIH-HAO | I | SECRETARY | NA | Control |
| CHIEN, MICHAEL, CHIH-HAO | I | SECRETARY | NA | Control |
| CHIEN, MICHAEL, CHIH-HAO | I | SECRETARY | NA | Control |
| CHIEN, MICHAEL, CHIH-HAO | I | SECRETARY | NA | Control |
| CHIEN, MICHAEL, CHIH-HAO | I | SECRETARY | NA | Control |
| CHIEN, MICHAEL, CHIH-HAO | I | SECRETARY | NA | Control |
| CONLEY, MICHAEL, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONLEY, MICHAEL, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONLEY, MICHAEL, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONLEY, MICHAEL, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONLEY, MICHAEL, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONLEY, MICHAEL, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONLEY, MICHAEL, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CRIPPS, RICHARD, ERIC | I | DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRIPPS, RICHARD, ERIC | I | DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRIPPS, RICHARD, ERIC | I | DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRIPPS, RICHARD, ERIC | I | DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRIPPS, RICHARD, ERIC | I | DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRIPPS, RICHARD, ERIC | I | DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRIPPS, RICHARD, ERIC | I | DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRIPPS, RICHARD, ERIC | I | DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRIPPS, RICHARD, ERIC | I | DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRIPPS, RICHARD, ERIC | I | DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRIPPS, RICHARD, ERIC | I | DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRIPPS, RICHARD, ERIC | I | DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRIPPS, RICHARD, ERIC | I | DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRIPPS, RICHARD, ERIC | I | DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRIPPS, RICHARD, ERIC | I | DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRIPPS, RICHARD, ERIC | I | DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRIPPS, RICHARD, ERIC | I | DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRIPPS, RICHARD, ERIC | I | DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRIPPS, RICHARD, ERIC | I | SENIOR INVESTMENT STRATEGIST | NA | Control |
| CRIPPS, RICHARD, ERIC | I | VICE PRESIDENT | NA | Control |
| CRIPPS, RICHARD, ERIC | I | DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRIPPS, RICHARD, ERIC | I | SENIOR INVESTMENT STRATEGIST | NA | Control |
| CRIPPS, RICHARD, ERIC | I | SENIOR INVESTMENT STRATEGIST | NA | Control |
| CRIPPS, RICHARD, ERIC | I | SENIOR INVESTMENT STRATEGIST | NA | Control |
| CRIPPS, RICHARD, ERIC | I | SENIOR INVESTMENT STRATEGIST | NA | Control |
| CRIPPS, RICHARD, ERIC | I | SENIOR INVESTMENT STRATEGIST | NA | Control |
| CRIPPS, RICHARD, ERIC | I | SENIOR INVESTMENT STRATEGIST | NA | Control |
| CRIPPS, RICHARD, ERIC | I | SENIOR INVESTMENT STRATEGIST | NA | Control |
| CRIPPS, RICHARD, ERIC | I | SENIOR INVESTMENT STRATEGIST | NA | Control |
| CRIPPS, RICHARD, ERIC | I | SENIOR INVESTMENT STRATEGIST | NA | Control |
| CRIPPS, RICHARD, ERIC | I | SENIOR INVESTMENT STRATEGIST | NA | Control |
| CRIPPS, RICHARD, ERIC | I | SENIOR INVESTMENT STRATEGIST | NA | Control |
| CRIPPS, RICHARD, ERIC | I | SENIOR INVESTMENT STRATEGIST | NA | Control |
| CRIPPS, RICHARD, ERIC | I | SENIOR INVESTMENT STRATEGIST | NA | Control |
| CRIPPS, RICHARD, ERIC | I | SENIOR INVESTMENT STRATEGIST | NA | Control |
| CRIPPS, RICHARD, ERIC | I | SENIOR INVESTMENT STRATEGIST | NA | Control |
| DICKHERBER, DANIEL, PALM | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DICKHERBER, DANIEL, PALM | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DICKHERBER, DANIEL, PALM | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DICKHERBER, DANIEL, PALM | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DICKHERBER, DANIEL, PALM | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DICKHERBER, DANIEL, PALM | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DICKHERBER, DANIEL, PALM | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DICKHERBER, DANIEL, PALM | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DICKHERBER, DANIEL, PALM | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DICKHERBER, DANIEL, PALM | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DICKHERBER, DANIEL, PALM | I | PRESIDENT AND DIRECTOR | NA | Control |
| DICKHERBER, DANIEL, PALM | I | PRESIDENT AND DIRECTOR | NA | Control |
| DICKHERBER, DANIEL, PALM | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DICKHERBER, DANIEL, PALM | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HAGSTROM, ROBERT, GEORGE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAGSTROM, ROBERT, GEORGE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAGSTROM, ROBERT, GEORGE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAGSTROM, ROBERT, GEORGE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAGSTROM, ROBERT, GEORGE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAGSTROM, ROBERT, GEORGE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAGSTROM, ROBERT, GEORGE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAGSTROM, ROBERT, GEORGE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAGSTROM, ROBERT, GEORGE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAGSTROM, ROBERT, GEORGE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAGSTROM, ROBERT, GEORGE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAGSTROM, ROBERT, GEORGE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAGSTROM, ROBERT, GEORGE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAGSTROM, ROBERT, GEORGE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAGSTROM, ROBERT, GEORGE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAGSTROM, ROBERT, GEORGE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAGSTROM, ROBERT, GEORGE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAGSTROM, ROBERT, GEORGE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAGSTROM, ROBERT, GEORGE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAGSTROM, ROBERT, GEORGE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAGSTROM, ROBERT, GEORGE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAYES, CHRISTOPHER, P | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAYES, CHRISTOPHER, P | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAYES, CHRISTOPHER, P | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAYES, CHRISTOPHER, P | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAYES, CHRISTOPHER, P | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAYES, CHRISTOPHER, P | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KAZEMBE, RITA, STEPHANIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAZEMBE, RITA, STEPHANIE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| KAZEMBE, RITA, STEPHANIE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| KAZEMBE, RITA, STEPHANIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAZEMBE, RITA, STEPHANIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KRUSZEWSKI, RONALD, JAMES | I | DIRECTOR | NA | Control |
| KRUSZEWSKI, RONALD, JAMES | I | DIRECTOR | NA | Control |
| KRUSZEWSKI, RONALD, JAMES | I | DIRECTOR | NA | Control |
| KRUSZEWSKI, RONALD, JAMES | I | DIRECTOR | NA | Control |
| KRUSZEWSKI, RONALD, JAMES | I | DIRECTOR | NA | Control |
| KRUSZEWSKI, RONALD, JAMES | I | DIRECTOR | NA | Control |
| KRUSZEWSKI, RONALD, JAMES | I | DIRECTOR | NA | Control |
| KRUSZEWSKI, RONALD, JAMES | I | DIRECTOR | NA | Control |
| KRUSZEWSKI, RONALD, JAMES | I | DIRECTOR | NA | Control |
| KRUSZEWSKI, RONALD, JAMES | I | DIRECTOR | NA | Control |
| KRUSZEWSKI, RONALD, JAMES | I | DIRECTOR | NA | Control |
| KRUSZEWSKI, RONALD, JAMES | I | DIRECTOR | NA | Control |
| MACLEAN, MATTHEW, SPENCER | I | CHIEF COMPLIANCE OFFICER | NA | |
| MACLEAN, MATTHEW, SPENCER | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCCUAIG, SCOTT, BRADLEY | I | DIRECTOR | NA | Control |
| MCCUAIG, SCOTT, BRADLEY | I | DIRECTOR | NA | Control |
| MCCUAIG, SCOTT, BRADLEY | I | DIRECTOR | NA | Control |
| MCCUAIG, SCOTT, BRADLEY | I | DIRECTOR | NA | Control |
| MCCUAIG, SCOTT, BRADLEY | I | DIRECTOR | NA | Control |
| MCCUAIG, SCOTT, BRADLEY | I | DIRECTOR | NA | Control |
| MCCUAIG, SCOTT, BRADLEY | I | DIRECTOR | NA | Control |
| MCCUAIG, SCOTT, BRADLEY | I | DIRECTOR | NA | Control |
| MCCUAIG, SCOTT, BRADLEY | I | DIRECTOR | NA | Control |
| MCCUAIG, SCOTT, BRADLEY | I | DIRECTOR | NA | Control |
| MEVS, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEVS, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MINNICK, DAVID, MICHAEL | I | SECRETARY | NA | |
| MINNICK, DAVID, MICHAEL | I | SECRETARY | NA | |
| MUTASCIO, CHRISTOPHER, MARK | I | VICE PRESIDENT | NA | Control |
| MUTASCIO, CHRISTOPHER, MARK | I | VICE PRESIDENT | NA | Control |
| MUTASCIO, CHRISTOPHER, MARK | I | SENIOR MANAGING DIRECTOR | NA | Control |
| MUTASCIO, CHRISTOPHER, MARK | I | VICE PRESIDENT | NA | Control |
| MUTASCIO, CHRISTOPHER, MARK | I | VICE PRESIDENT | NA | Control |
| MUTASCIO, CHRISTOPHER, MARK | I | VICE PRESIDENT | NA | Control |
| MUTASCIO, CHRISTOPHER, MARK | I | VICE PRESIDENT | NA | Control |
| MUTASCIO, CHRISTOPHER, MARK | I | VICE PRESIDENT | NA | Control |
| MUTASCIO, CHRISTOPHER, MARK | I | VICE PRESIDENT | NA | Control |
| MUTASCIO, CHRISTOPHER, MARK | I | VICE PRESIDENT | NA | Control |
| MUTASCIO, CHRISTOPHER, MARK | I | VICE PRESIDENT | NA | Control |
| MUTASCIO, CHRISTOPHER, MARK | I | VICE PRESIDENT | NA | Control |
| MUTASCIO, CHRISTOPHER, MARK | I | VICE PRESIDENT | NA | Control |
| MUTASCIO, CHRISTOPHER, MARK | I | VICE PRESIDENT | NA | Control |
| MUTASCIO, CHRISTOPHER, MARK | I | VICE PRESIDENT | NA | Control |
| MUTASCIO, CHRISTOPHER, MARK | I | VICE PRESIDENT | NA | Control |
| MUTASCIO, CHRISTOPHER, MARK | I | VICE PRESIDENT | NA | Control |
| MUTASCIO, CHRISTOPHER, MARK | I | VICE PRESIDENT | NA | Control |
| MUTASCIO, CHRISTOPHER, MARK | I | VICE PRESIDENT | NA | Control |
| MUTASCIO, CHRISTOPHER, MARK | I | VICE PRESIDENT | NA | Control |
| MUTASCIO, CHRISTOPHER, MARK | I | VICE PRESIDENT | NA | Control |
| MUTASCIO, CHRISTOPHER, MARK | I | VICE PRESIDENT | NA | Control |
| MUTASCIO, CHRISTOPHER, MARK | I | VICE PRESIDENT | NA | Control |
| ROBERTS, SCOTT, ALLEN | I | PRESIDENT AND DIRECTOR | NA | Control |
| ROBERTS, SCOTT, ALLEN | I | PRESIDENT AND DIRECTOR | NA | Control |
| ROBERTS, SCOTT, ALLEN | I | PRESIDENT AND DIRECTOR | NA | Control |
| ROBERTS, SCOTT, ALLEN | I | PRESIDENT AND DIRECTOR | NA | Control |
| ROBERTS, SCOTT, ALLEN | I | PRESIDENT AND DIRECTOR | NA | Control |
| ROBERTS, SCOTT, ALLEN | I | PRESIDENT AND DIRECTOR | NA | Control |
| ROBERTS, SCOTT, ALLEN | I | PRESIDENT AND DIRECTOR | NA | Control |
| ROBERTS, SCOTT, ALLEN | I | PRESIDENT AND DIRECTOR | NA | Control |
| ROBERTS, SCOTT, ALLEN | I | PRESIDENT AND DIRECTOR | NA | Control |
| ROBERTS, SCOTT, ALLEN | I | PRESIDENT AND DIRECTOR | NA | Control |
| ROBERTS, SCOTT, ALLEN | I | PRESIDENT AND DIRECTOR | NA | Control |
| ROBERTS, SCOTT, ALLEN | I | PRESIDENT AND DIRECTOR | NA | Control |
| ROBERTS, SCOTT, ALLEN | I | PRESIDENT AND DIRECTOR | NA | Control |
| ROBERTS, SCOTT, ALLEN | I | PRESIDENT AND DIRECTOR | NA | Control |
| ROBERTS, SCOTT, ALLEN | I | PRESIDENT AND DIRECTOR | NA | Control |
| ROBERTS, SCOTT, ALLEN | I | PRESIDENT AND DIRECTOR | NA | Control |
| ROBERTS, SCOTT, ALLEN | I | PRESIDENT | NA | Control |
| ROBERTS, SCOTT, ALLEN | I | PRESIDENT | NA | Control |
| ROBERTS, SCOTT, ALLEN | I | PRESIDENT AND DIRECTOR | NA | Control |
| ROBERTS, SCOTT, ALLEN | I | PRESIDENT | NA | Control |
| ROBERTS, SCOTT, ALLEN | I | PRESIDENT | NA | Control |
| ROBERTS, SCOTT, ALLEN | I | PRESIDENT | NA | Control |
| ROBERTS, SCOTT, ALLEN | I | PRESIDENT | NA | Control |
| SINGH, MONIKA, KUMARI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SINGH, MONIKA, KUMARI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SINGH, MONIKA, KUMARI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SINGH, MONIKA, KUMARI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STEIN, AVI, L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEIN, AVI, L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEIN, AVI, L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEIN, AVI, L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEIN, AVI, L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEIN, AVI, L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEIN, AVI, L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEIN, AVI, L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEIN, AVI, L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEIN, AVI, L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEIN, AVI, L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEIN, AVI, L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEIN, AVI, L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEIN, AVI, L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEIN, AVI, L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEIN, AVI, L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Spero, Michael | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Spero, Michael, Alexander | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Spero, Michael, Alexander | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Spero, Michael, Alexander | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Spero, Michael, Alexander | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Spero, Michael, Alexander | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Spero, Michael, Alexander | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Spero, Michael, Alexander | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Spero, Michael, Alexander | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Spero, Michael, Alexander | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMAS, BOBBY | I | CHIEF OPERATING OFFICER | NA | Control |
| THOMAS, BOBBY | I | CHIEF OPERATING OFFICER | NA | Control |
| THOMAS, BOBBY | I | CHIEF OPERATING OFFICER | NA | Control |
| THOMAS, BOBBY | I | CHIEF OPERATING OFFICER | NA | Control |
| THOMAS, BOBBY | I | CHIEF OPERATING OFFICER | NA | Control |
| THOMAS, BOBBY | I | CHIEF OPERATING OFFICER | NA | Control |
| THOMAS, BOBBY | I | CHIEF OPERATING OFFICER | NA | Control |
| THOMAS, BOBBY | I | VICE PRESIDENT | NA | Control |
| THOMAS, BOBBY | I | VICE PRESIDENT | NA | Control |
| THOMAS, BOBBY | I | CHIEF OPERATING OFFICER | NA | Control |
| THOMAS, BOBBY | I | VICE PRESIDENT | NA | Control |
| THOMAS, BOBBY | I | VICE PRESIDENT | NA | Control |
| THOMAS, BOBBY | I | VICE PRESIDENT | NA | Control |
| THOMAS, BOBBY | I | VICE PRESIDENT | NA | Control |
| THOMAS, BOBBY | I | VICE PRESIDENT | NA | Control |
| THOMAS, BOBBY | I | VICE PRESIDENT | NA | Control |
| THOMAS, BOBBY | I | VICE PRESIDENT | NA | Control |
| THOMAS, BOBBY | I | VICE PRESIDENT | NA | Control |
| THOMAS, BOBBY | I | VICE PRESIDENT | NA | Control |
| THOMAS, BOBBY | I | VICE PRESIDENT | NA | Control |
| THOMAS, BOBBY | I | VICE PRESIDENT | NA | Control |
| THOMAS, BOBBY, (NMN) | I | VICE PRESIDENT | NA | Control |
| THOMAS, BOBBY, (NMN) | I | VICE PRESIDENT | NA | Control |
| THOMAS, BOBBY, (NMN) | I | VICE PRESIDENT | NA | Control |
| THOMAS, BOBBY, (NMN) | I | VICE PRESIDENT | NA | Control |
| THOMAS, BOBBY, (NMN) | I | VICE PRESIDENT | NA | Control |
| THOMAS, BOBBY, (NMN) | I | VICE PRESIDENT | NA | Control |
| THOMAS, BOBBY, (NMN) | I | VICE PRESIDENT | NA | Control |
| THOMAS, BOBBY, (NMN) | I | VICE PRESIDENT | NA | Control |
| THOMAS, BOBBY, (NMN) | I | VICE PRESIDENT | NA | Control |
| WATKINS, ELIZABETH, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH, ANNE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH, ANNE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ZEMLYAK, JAMES, MARK | I | DIRECTOR | NA | Control |
| ZEMLYAK, JAMES, MARK | I | DIRECTOR | NA | Control |
| ZEMLYAK, JAMES, MARK | I | DIRECTOR | NA | Control |
| ZEMLYAK, JAMES, MARK | I | DIRECTOR | NA | Control |
| ZEMLYAK, JAMES, MARK | I | DIRECTOR | NA | Control |
| ZEMLYAK, JAMES, MARK | I | DIRECTOR | NA | Control |
| ZEMLYAK, JAMES, MARK | I | DIRECTOR | NA | Control |
| ZEMLYAK, JAMES, MARK | I | DIRECTOR | NA | Control |
| ZEMLYAK, JAMES, MARK | I | DIRECTOR | NA | Control |
| ZEMLYAK, JAMES, MARK | I | DIRECTOR | NA | Control |
| ZEMLYAK, JAMES, MARK | I | DIRECTOR | NA | Control |
| ZEMLYAK, JAMES, MARK | I | DIRECTOR | NA | Control |
| STIFEL FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | MANAGING MEMBER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | MANAGING MEMBER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | MANAGING MEMBER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | MANAGING MEMBER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | MANAGING MEMBER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | MANAGING MEMBER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | MANAGING MEMBER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | MANAGING MEMBER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | MANAGING MEMBER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | MANAGING MEMBER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | MANAGING MEMBER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | MANAGING MEMBER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | MANAGING MEMBER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | MANAGING MEMBER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | MANAGING MEMBER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | MANAGING MEMBER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | MANAGING MEMBER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | MANAGING MEMBER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | MANAGING MEMBER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | MANAGING MEMBER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | MANAGING MEMBER | E | Control |
| STIFEL FINANCIAL CORPORATION | DE | MANAGING MEMBER | E | Control |
Registrations
Federal
IA
Jun 10, 2025 REGISTERED
Notice Filings (52)
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