OPTIMA PRIVATE WEALTH MANAGEMENT, LLC
CRD #145430 SEC #801-68516 MAITLAND, FL 407-637-8320
SEC Registered
Total AUM
$27.6M
Discretionary
$27.6M
Employees
5
Clients
10
Accounts
48
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 2, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GAROFALO, GARY, BERTRAM | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| GAROFALO, GARY, BERTRAM | I | MEMBER | D | Control |
| GAROFALO, GARY, BERTRAM | I | MEMBER | D | Control |
| GAROFALO, GARY, BERTRAM | I | MEMBER | D | Control |
| GAROFALO, GARY, BERTRAM | I | MEMBER | D | Control |
| GAROFALO, GARY, BERTRAM | I | MEMBER | D | Control |
| HRONEK, JOHN, THOMAS | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
| HRONEK, JOHN, THOMAS | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
| HRONEK, JOHN, THOMAS | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
| HRONEK, JOHN, THOMAS | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
| HRONEK, JOHN, THOMAS | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
Registrations
Federal
IA
Oct 2, 2009 REGISTERED
Notice Filings (4)
CT FL MA NY
Address
549 N. WYMORE ROADSUITE 106
MAITLAND, FL 32751
United States
Phone: 407-637-8320