TGG MANAGEMENT COMPANY INC.
Legal name: THE GARRETT GROUP
CRD #145451 SEC #801-68550 CARDIFF BY THE SEA, CA 858-546-0421
SEC Registered
Total AUM
$4.7M
Discretionary
$0
Employees
--
Clients
10
Accounts
90
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 5, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| RUFF, JOSEPH, ANDREW | I | CEO/CHIEF COMPLIANCE OFFICER | NA | Control |
| RUFF, JOSEPH, ANDREW | I | CEO/CHIEF COMPLIANCE OFFICER | NA | Control |
| RUFF, JOSEPH, ANDREW | I | CEO/CHIEF COMPLIANCE OFFICER | NA | Control |
| RUFF, JOSEPH, ANDREW | I | CEO/CHIEF COMPLIANCE OFFICER | NA | Control |
| RUFF, JOSEPH, ANDREW | I | CEO/CHIEF COMPLIANCE OFFICER | NA | Control |
| GARRETT, MATTHEW, AARON | I | CHAIRMAN | E | Control |
| GARRETT, MATTHEW, AARON | I | CHAIRMAN | E | Control |
| GARRETT, MATTHEW, AARON | I | CHAIRMAN | E | Control |
| GARRETT, MATTHEW, AARON | I | CHAIRMAN | E | Control |
| GARRETT, MATTHEW, AARON | I | CHAIRMAN | E | Control |
Registrations
Federal
IA
Apr 5, 2011 REGISTERED
Notice Filings (1)
CA
Address
1953 SAN ELIJO AVE.SUITE 203
CARDIFF BY THE SEA, CA 92007
United States
Phone: 858-546-0421