MOODY'S EVALUATIONS INC.
CRD #145455 SEC #801-68511 NEW YORK, NY 212-553-0300
SEC Registered
Total AUM
--
Discretionary
--
Employees
--
Clients
0
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BRAVERMAN, PHILIP | I | VICE PRESIDENT | NA | Control |
| BRAVERMAN, PHILIP | I | VICE PRESIDENT | NA | Control |
| BRAVERMAN, PHILIP | I | VICE PRESIDENT | NA | Control |
| CHARLES, CARLTON, JOHN | I | TREASURER | NA | Control |
| CHARLES, CARLTON, JOHN | I | TREASURER | NA | Control |
| CHARLES, CARLTON, JOHN | I | TREASURER | NA | |
| CHARLES, CARLTON, JOHN | I | TREASURER | NA | Control |
| DEMAS, MICHAEL, CHARLES | I | HEAD EVALUATOR | NA | Control |
| DEMAS, MICHAEL, CHARLES | I | HEAD EVALUATOR | NA | Control |
| DEMAS, MICHAEL, CHARLES | I | HEAD EVALUATOR | NA | |
| GROTTA, JACOB, SLAVIN | I | DIRECTOR | NA | Control |
| GROTTA, JACOB, SLAVIN | I | DIRECTOR | NA | Control |
| GROTTA, JACOB, SLAVIN | I | DIRECTOR | NA | Control |
| GROTTA, JACOB, SLAVIN | I | DIRECTOR | NA | Control |
| HARRIS, GUS | I | DIRECTOR AND PRESIDENT | NA | Control |
| HARRIS, GUS | I | DIRECTOR AND PRESIDENT | NA | Control |
| HARRIS, GUS | I | DIRECTOR AND PRESIDENT | NA | Control |
| HARRIS, GUS | I | DIRECTOR AND PRESIDENT | NA | Control |
| KOLCHINSKY, ILYA, ERIC | I | CHIEF OPERATING OFFICER | NA | Control |
| KOLCHINSKY, ILYA, ERIC | I | CHIEF OPERATING OFFICER | NA | Control |
| LITTLE, DAVID, SCOTT | I | MANAGING DIRECTOR, PRICING GROUP | NA | Control |
| MCCLESKEY, SCOTT, CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCLESKEY, SCOTT, CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCLESKEY, SCOTT, CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MUNVES, DAVID, WHITMAN | I | CHIEF OPERATING OFFICER - CAPITAL MARKETS RESEARCH GROUP | NA | Control |
| TEICHER, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOODY'S CORPORATION | DE | 100% PARENT | E | Control |
| MOODY'S CORPORATION | DE | 100% PARENT | E | Control |
| MOODY'S CORPORATION | DE | 100% PARENT | E | Control |
| MOODY'S CORPORATION | DE | 100% PARENT | E | Control |
Registrations
Federal
IA
Mar 31, 2009 REGISTERED
Notice Filings (2)
FL NY
Address
7 WORLD TRADE CENTER AT250 GREENWICH ST.
NEW YORK, NY 10007
United States
Phone: 212-553-0300