RIA Intelligence

SPM CREDIT, L.L.C.

CRD #145479 SEC #801-68581 STAMFORD, CT 203-351-2870
SEC Registered
Total AUM
$39.3M
Discretionary
$39.3M
Employees
--
Clients
--
Accounts
3

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 31, 2009
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
MCGRAW, WARD, JAMESICHIEF FINANCIAL OFFICERNA Control
MCGRAW, WARD, JAMESICHIEF FINANCIAL OFFICERNA Control
SCANLON, JENELLE, RENEEICOMPLIANCE OFFICER/VICE PRESIDENTNA
SCANLON, JENELLE, RENEEICOMPLIANCE OFFICER/VICE PRESIDENTNA
BROWNSTEIN, DONALD, IANICHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICERC Control
BROWNSTEIN, DONALD, IANICHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICERC Control
BROWNSTEIN, DONALD, IANIMEMBERC Control
STRUCTURED PORTFOLIO MANAGEMENT, L.L.CDEMEMBERB Control
STRUCTURED PORTFOLIO MANAGEMENT, L.L.CDEMEMBERB Control
STRUCTURED PORTFOLIO MANAGEMENT, L.L.CDEMEMBERB Control
CRON, KENNETHIPRESIDENTA Control
CRON, KENNETHIPRESIDENTA Control
CRON, KENNETHIMEMBERA Control
KONG, JEFFREYISENIOR MANAGING DIRECTORA Control
KONG, JEFFREYISENIOR MANAGING DIRECTORA Control
KONG, JEFFREYIMEMBERA
LIU, YONGISENIOR MANAGING DIRECTORA Control
LIU, YONGISENIOR MANAGING DIRECTORA Control
LIU, YONGIMEMBERA
MOK, WILLIAM, LEONGISENIOR MANAGING DIRECTORA Control
MOK, WILLIAM, LEONGISENIOR MANAGING DIRECTORA Control
MOK, WILLIAM, LEONGIMEMBERA
ROBERTS, TIMOTHY, JOHN YVESISENIOR MANAGING DIRECTORA
ROBERTS, TIMOTHY, JOHN YVESISENIOR MANAGING DIRECTORA
ROBERTS, TIMOTHY, JOHN YVESIMEMBERA
RUSSELL, CHRISTOPHER, GERARDICHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICERA Control
RUSSELL, CHRISTOPHER, GERARDICHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICERA Control
RUSSELL, CHRISTOPHER, GERARDIMEMBER, CHIEF COMPLIANCE OFFICERA Control
VASSALLI, NICHOLAS, PIERREISENIOR MANAGING DIRECTORA
VASSALLI, NICHOLAS, PIERREISENIOR MANAGING DIRECTORA
VASSALLI, NICHOLAS, PIERREIMEMBERA

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
AEGON USA INC.DEPF LIFE INSURANCE CO.F Control
BOWMAN PARTNERS GPFEBOWMAN PARTNERS LPF Control
LOVELL MINNICK EQUITY ADVISORS LLCDELOVELL MINNICK EQUITY PARTNERS LPF Control
LOVELL MINNICK EQUITY PARTNERS LLCDELOVELL MINNICK EQUITY ADVISORS LLCF Control
LOVELLE MINNICK HOLDINGS LLCDELOVELL MINNICK PARTNERS LLCF Control
AEGON N.V.FEAEGON USA INC.E Control
FRANK RUSSELL INVESTMENTS (CAYMAN) LTD.FEBOWMAN PARTNERS GPE Control
UPPER SHAD ASSOCIATES LLCDESTRUCTURED PORTFOLIO MANAGEMENT LLCD Control
ATLANTIC ASSET MANAGEMENT LLCDESTRUCTURED PORTFOLIO MANAGEMENT LLCC Control
BOWMAN PARTNERS LPFELOVELL MINNICK EQUITY PARTNERS LPC Control
LOVELL MINNICK EQUITY PARTNER LPDEATLANTIC ASSET MANAGEMENT LLCC Control
LOVELL, JEFFREY, DALEILOVELL MINNICK HOLDINGS LLCC Control
MINNICK, JAMES, EDWARDILOVELL MINNICK HOLDINGS LLCC Control
NEWCOM, JENNINGS, JAYILOVELL MINNICK HOLDINGS LLCC Control
PATHEON GLOBAL SECONDARY FUND II LIMITEDFEBOWMAN PARTNERS LPC Control
PF LIFE INSURANCE COMPANYDELOVELL MINNICK EQUITY PARTNERS LPC Control
SELLERS, RONALD, WARRENIATLANTIC ASSET MANAGEMENT LLCC Control
STRUCTURED PARTNERS L.L.C.DESTRUCTURED PORTFOLIO MANAGEMENT, L.L.C.C Control
STRUCTURED PARTNERS L.L.C.DESTRUCTURED PORTFOLIO MANAGEMENT, L.L.C.C Control
UPPER SHAD ASSOCIATES LLCDESTRUCTURED PORTFOLIO MANAGEMENT LLCC Control
UPPER SHAD ASSOCIATES LLCDESTRUCTURED PORTFOLIO MANAGEMENT LLCC Control

Registrations

Federal

IA
Mar 31, 2009 REGISTERED

Notice Filings (1)

CT

Address

2187 ATLANTIC STREET
4TH FLOOR
STAMFORD, CT 6902
United States
Phone: 203-351-2870