SFE INVESTMENT COUNSEL INC.
CRD #145530 SEC #801-68580 LOS ANGELES, CA 213-612-0220
SEC Registered Private Funds
Total AUM
$748.4M
Discretionary
$728.3M
Employees
14
Clients
0
Accounts
902
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- SEPTEMBER
- Registration Date
- --
- Latest Filing
- Dec 3, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARNOLD, DONNA, SALINAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| ARNOLD, DONNA, SALINAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| ARNOLD, DONNA, SALINAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| ARNOLD, DONNA, SALINAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| ARNOLD, DONNA, SALINAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| ARNOLD, DONNA, SALINAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR | NA | Control |
| BOHLEN, CHARLES, EUSTIS | I | VICE PRESIDENT, CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BOHLEN, CHARLES, EUSTIS | I | VICE PRESIDENT, CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BOHLEN, CHARLES, EUSTIS | I | VICE PRESIDENT, CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BOHLEN, CHARLES, EUSTIS | I | VICE PRESIDENT, CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BOHLEN, CHARLES, EUSTIS | I | VICE PRESIDENT, CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BOHLEN, CHARLES, EUSTIS | I | VICE PRESIDENT, CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BOHLEN, CHARLES, EUSTIS | I | VICE PRESIDENT, CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BOHLEN, CHARLES, EUSTIS | I | VICE PRESIDENT, CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BUTORAC, EDWARD, JOSEPH | I | DIRECTOR | NA | Control |
| GIAUQUE, GREGORY, CANNON | I | DIRECTOR | NA | Control |
| GIAUQUE, GREGORY, CANNON | I | DIRECTOR | NA | Control |
| GIAUQUE, GREGORY, CANNON | I | DIRECTOR | NA | Control |
| GIAUQUE, GREGORY, CANNON | I | DIRECTOR | NA | Control |
| GIAUQUE, GREGORY, CANNON | I | DIRECTOR | NA | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCASLAND, TERI, MAY | I | VP, & DIRECTOR | NA | Control |
| MCCASLAND, TERI, MAY | I | VP, & DIRECTOR | NA | Control |
| MCCASLAND, TERI, MAY | I | VP, & DIRECTOR | NA | Control |
| MCCASLAND, TERI, MAY | I | VP, & DIRECTOR | NA | Control |
| MCCASLAND, TERI, MAY | I | VP, & DIRECTOR | NA | Control |
| MCCASLAND, TERI, MAY | I | VP, & DIRECTOR | NA | Control |
| MOYLAN, JAMES, THOMAS | I | DIRECTOR | NA | |
| MOYLAN, JAMES, THOMAS | I | DIRECTOR | NA | |
| MOYLAN, JAMES, THOMAS | I | DIRECTOR | NA | |
| MOYLAN, JAMES, THOMAS | I | DIRECTOR | NA | |
| MOYLAN, JAMES, THOMAS | I | DIRECTOR | NA | |
| MOYLAN, JAMES, THOMAS | I | DIRECTOR | NA | |
| MOYLAN, JAMES, THOMAS | I | DIRECTOR | NA | |
| MOYLAN, JAMES, THOMAS | I | DIRECTOR | NA | |
| MOYLAN, JAMES, THOMAS | I | DIRECTOR | NA | |
| MOYLAN, JAMES, THOMAS | I | DIRECTOR | NA | |
| MOYLAN, JAMES, THOMAS | I | DIRECTOR | NA | |
| MOYLAN, JAMES, THOMAS | I | DIRECTOR | NA | |
| MOYLAN, JAMES, THOMAS | I | DIRECTOR | NA | |
| MOYLAN, JAMES, THOMAS | I | DIRECTOR | NA | |
| MOYLAN, JAMES, THOMAS | I | DIRECTOR | NA | |
| MOYLAN, JAMES, THOMAS | I | DIRECTOR | NA | |
| MOYLAN, JAMES, THOMAS | I | DIRECTOR | NA | |
| TERNAN, EDWARD, JAMES | I | DIRECTOR | NA | Control |
| THOMSEN, DAVID, JOHN | I | DIRECTOR | NA | |
| THOMSEN, DAVID, JOHN | I | DIRECTOR | NA | |
| THOMSEN, DAVID, JOHN | I | DIRECTOR | NA | |
| THOMSEN, DAVID, JOHN | I | DIRECTOR | NA | |
| THOMSEN, DAVID, JOHN | I | DIRECTOR | NA | |
| THOMSEN, DAVID, JOHN | I | DIRECTOR | NA | |
| THOMSEN, DAVID, JOHN | I | DIRECTOR | NA | |
| THOMSEN, DAVID, JOHN | I | DIRECTOR | NA | |
| THOMSEN, DAVID, JOHN | I | DIRECTOR | NA | |
| THOMSEN, DAVID, JOHN | I | DIRECTOR | NA | |
| THOMSEN, DAVID, JOHN | I | DIRECTOR | NA | |
| THOMSEN, DAVID, JOHN | I | DIRECTOR | NA | |
| THOMSEN, DAVID, JOHN | I | DIRECTOR | NA | |
| THOMSEN, DAVID, JOHN | I | DIRECTOR | NA | |
| THOMSEN, DAVID, JOHN | I | DIRECTOR | NA | |
| THOMSEN, DAVID, JOHN | I | DIRECTOR | NA | |
| THOMSEN, DAVID, JOHN | I | DIRECTOR | NA | |
| THOMSEN, DAVID, JOHN | I | DIRECTOR | NA | |
| THOMSEN, DAVID, JOHN | I | DIRECTOR | NA | |
| THOMSEN, DAVID, JOHN | I | DIRECTOR | NA | |
| THOMSEN, DAVID, JOHN | I | DIRECTOR | NA | |
| THOMSEN, DAVID, JOHN | I | DIRECTOR | NA | |
| THOMSEN, DAVID, JOHN | I | DIRECTOR | NA | |
| THOMSEN, DAVID, JOHN | I | DIRECTOR | NA | |
| FISHER, EARL, WEBSTER | I | CHAIRMAN | D | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | D | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | D | Control |
| KMETT FAMILY TRUST DATED 12/14/2018 | DE | DIRECT OWNER | C | Control |
| KMETT FAMILY TRUST DATED 12/14/2018 | DE | DIRECT OWNER | C | Control |
| KMETT FAMILY TRUST DATED 12/14/2018 | DE | DIRECT OWNER | C | Control |
| KMETT FAMILY TRUST DATED 12/14/2018 | DE | DIRECT OWNER | C | Control |
| KMETT FAMILY TRUST DATED 12/14/2018 | DE | DIRECT OWNER | C | Control |
| KMETT FAMILY TRUST DATED 12/14/2018 | DE | DIRECT OWNER | C | Control |
| KMETT FAMILY TRUST DATED 12/14/2018 | DE | DIRECT OWNER | C | Control |
| KMETT FAMILY TRUST DATED 12/14/2018 | DE | DIRECT OWNER | C | Control |
| KMETT FAMILY TRUST DATED 12/14/2018 | DE | DIRECT OWNER | C | Control |
| KMETT FAMILY TRUST DATED 12/14/2018 | DE | DIRECT OWNER | C | Control |
| KMETT FAMILY TRUST DATED 12/14/2018 | DE | DIRECT OWNER | C | Control |
| KMETT FAMILY TRUST DATED 12/14/2018 | DE | DIRECT OWNER | C | Control |
| KMETT FAMILY TRUST DATED 12/14/2018 | DE | DIRECT OWNER | C | Control |
| KMETT FAMILY TRUST DATED 12/14/2018 | DE | DIRECT OWNER | C | Control |
| KMETT FAMILY TRUST DATED 12/14/2018 | DE | DIRECT OWNER | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | C | Control |
| MOYLAN, JAMES, THOMAS | I | VICE PRESIDENT/CO-CHIEF INVESTMENT OFFICER | C | |
| MOYLAN, JAMES, THOMAS | I | VICE PRESIDENT/CO-CHIEF INVESTMENT OFFICER | C | |
| MOYLAN, JAMES, THOMAS | I | VICE PRESIDENT/CO-CHIEF INVESTMENT OFFICER | C | |
| MOYLAN, JAMES, THOMAS | I | VICE PRESIDENT/CO-CHIEF INVESTMENT OFFICER | C | |
| MOYLAN, JAMES, THOMAS | I | VICE PRESIDENT/CO-CHIEF INVESTMENT OFFICER | C | Control |
| MOYLAN, JAMES, THOMAS | I | VICE PRESIDENT/CO-CHIEF INVESTMENT OFFICER | C | Control |
| MOYLAN, JAMES, THOMAS | I | VICE PRESIDENT/CO-CHIEF INVESTMENT OFFICER | C | |
| MOYLAN, JAMES, THOMAS | I | VICE PRESIDENT/CO-CHIEF INVESTMENT OFFICER | C | |
| MOYLAN, JAMES, THOMAS | I | VICE PRESIDENT/CO-CHIEF INVESTMENT OFFICER | C | Control |
| MOYLAN, JAMES, THOMAS | I | VICE PRESIDENT/CO-CHIEF INVESTMENT OFFICER | C | Control |
| MOYLAN, JAMES, THOMAS | I | VICE PRESIDENT/CO-CHIEF INVESTMENT OFFICER | C | Control |
| MOYLAN, JAMES, THOMAS | I | VICE PRESIDENT/CO-CHIEF INVESTMENT OFFICER | C | Control |
| MOYLAN, JAMES, THOMAS | I | VICE PRESIDENT/CO-CHIEF INVESTMENT OFFICER | C | Control |
| MOYLAN, JAMES, THOMAS | I | VICE PRESIDENT/CO-CHIEF INVESTMENT OFFICER | C | Control |
| THE ALANA MOYLAN AND JAMES MOYLAN LIVING TRUST DATED 2/23/2012 | DE | DIRECT OWNER | C | |
| THE ALANA MOYLAN AND JAMES MOYLAN LIVING TRUST DATED 2/23/2012 | DE | DIRECT OWNER | C | |
| THE ALANA MOYLAN AND JAMES MOYLAN LIVING TRUST DATED 2/23/2012 | DE | DIRECT OWNER | C | |
| THE ALANA MOYLAN AND JAMES MOYLAN LIVING TRUST DATED 2/23/2012 | DE | DIRECT OWNER | C | |
| THE ALANA MOYLAN AND JAMES MOYLAN LIVING TRUST DATED 2/23/2012 | DE | DIRECT OWNER | C | |
| THE ALANA MOYLAN AND JAMES MOYLAN LIVING TRUST DATED 2/23/2012 | DE | DIRECT OWNER | C | |
| THE ALANA MOYLAN AND JAMES MOYLAN LIVING TRUST DATED 2/23/2012 | DE | DIRECT OWNER | C | |
| THE ALANA MOYLAN AND JAMES MOYLAN LIVING TRUST DATED 2/23/2012 | DE | DIRECT OWNER | C | |
| THE ALANA MOYLAN AND JAMES MOYLAN LIVING TRUST DATED 2/23/2012 | DE | DIRECT OWNER | C | |
| THE ALANA MOYLAN AND JAMES MOYLAN LIVING TRUST DATED 2/23/2012 | DE | DIRECT OWNER | C | |
| THE ALANA MOYLAN AND JAMES MOYLAN LIVING TRUST DATED 2/23/2012 | DE | DIRECT OWNER | C | |
| THE ALANA MOYLAN AND JAMES MOYLAN LIVING TRUST DATED 2/23/2012 | DE | DIRECT OWNER | C | |
| THE THOMSEN FAMILY TRUST DATED 9/27/2007 | DE | DIRECT OWNER | C | |
| THE THOMSEN FAMILY TRUST DATED 9/27/2007 | DE | DIRECT OWNER | C | |
| THE THOMSEN FAMILY TRUST DATED 9/27/2007 | DE | DIRECT OWNER | C | |
| THE THOMSEN FAMILY TRUST DATED 9/27/2007 | DE | DIRECT OWNER | C | |
| THE THOMSEN FAMILY TRUST DATED 9/27/2007 | DE | DIRECT OWNER | C | |
| THE THOMSEN FAMILY TRUST DATED 9/27/2007 | DE | DIRECT OWNER | C | |
| THE THOMSEN FAMILY TRUST DATED 9/27/2007 | DE | DIRECT OWNER | C | |
| THE THOMSEN FAMILY TRUST DATED 9/27/2007 | DE | DIRECT OWNER | C | |
| THE THOMSEN FAMILY TRUST DATED 9/27/2007 | DE | DIRECT OWNER | C | |
| THE THOMSEN FAMILY TRUST DATED 9/27/2007 | DE | DIRECT OWNER | C | |
| THE THOMSEN FAMILY TRUST DATED 9/27/2007 | DE | DIRECT OWNER | C | |
| THE THOMSEN FAMILY TRUST DATED 9/27/2007 | DE | DIRECT OWNER | C | |
| THOMSEN, DAVID, JOHN | I | VP, DIRECTOR, BUSINESS DEVELOPMENT | C | |
| THOMSEN, DAVID, JOHN | I | VP, DIRECTOR, BUSINESS DEVELOPMENT | C | |
| THOMSEN, DAVID, JOHN | I | VP, DIRECTOR, BUSINESS DEVELOPMENT | C | |
| THOMSEN, DAVID, JOHN | I | VP, DIRECTOR, BUSINESS DEVELOPMENT | C | |
| THOMSEN, DAVID, JOHN | I | VP, DIRECTOR, BUSINESS DEVELOPMENT | C | |
| THOMSEN, DAVID, JOHN | I | VP, DIRECTOR, BUSINESS DEVELOPMENT | C | |
| THOMSEN, DAVID, JOHN | I | VP, DIRECTOR, BUSINESS DEVELOPMENT | C | |
| THOMSEN, DAVID, JOHN | I | VP, DIRECTOR, BUSINESS DEVELOPMENT | C | |
| THOMSEN, DAVID, JOHN | I | VP, DIRECTOR, BUSINESS DEVELOPMENT | C | |
| THOMSEN, DAVID, JOHN | I | VP, DIRECTOR, BUSINESS DEVELOPMENT | C | |
| THOMSEN, DAVID, JOHN | I | VP, DIRECTOR, BUSINESS DEVELOPMENT | C | |
| THOMSEN, DAVID, JOHN | I | VP, DIRECTOR, BUSINESS DEVELOPMENT | C | |
| THOMSEN, DAVID, JOHN | I | VP, DIRECTOR, BUSINESS DEVELOPMENT | C | |
| THOMSEN, DAVID, JOHN | I | VP, DIRECTOR, BUSINESS DEVELOPMENT | C | |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR | B | Control |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR | B | Control |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR | B | Control |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR | B | Control |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR | B | Control |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR | B | Control |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR | B | Control |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR | B | Control |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR | B | Control |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR & CIO | B | Control |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR & CIO | B | Control |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR & CIO | B | Control |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR & CIO | B | Control |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR & CIO | B | Control |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR & CIO | B | Control |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR & CIO | B | Control |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR & CIO | B | Control |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR & CIO | B | Control |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR & CIO | B | Control |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR & CIO | B | Control |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR & CIO | B | Control |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR & CIO | B | Control |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR & CIO | B | Control |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR & CIO | B | Control |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR & CIO | B | Control |
| EDWARDS, FRED, MAX | I | VICE CHAIRMAN | B | Control |
| EDWARDS, FRED, MAX | I | VICE CHAIRMAN | B | |
| EDWARDS, FRED, MAX | I | VICE CHAIRMAN | B | Control |
| EDWARDS, FRED, MAX | I | VICE CHAIRMAN | B | Control |
| EDWARDS, FRED, MAX | I | VICE CHAIRMAN | B | Control |
| EDWARDS, FRED, MAX | I | VICE CHAIRMAN | B | Control |
| EDWARDS, FRED, MAX | I | VICE CHAIRMAN | B | Control |
| EDWARDS, FRED, MAX | I | VICE CHAIRMAN | B | Control |
| EDWARDS, FRED, MAX | I | VICE CHAIRMAN | B | |
| EDWARDS, FRED, MAX | I | VICE CHAIRMAN | B | |
| EDWARDS, FRED, MAX | I | VICE CHAIRMAN | B | |
| EDWARDS, FRED, MAX | I | VICE CHAIRMAN | B | |
| EDWARDS, FRED, MAX | I | VICE CHAIRMAN | B | |
| EDWARDS, FRED, MAX | I | VICE CHAIRMAN | B | |
| EDWARDS, FRED, MAX | I | VICE CHAIRMAN | B | |
| EDWARDS, FRED, MAX | I | VICE CHAIRMAN | B | |
| EDWARDS, FRED, MAX | I | VICE CHAIRMAN | B | |
| EDWARDS, FRED, MAX | I | VICE CHAIRMAN | B | |
| EDWARDS, FRED, MAX | I | VICE CHAIRMAN | B | |
| EDWARDS, FRED, MAX | I | VICE CHAIRMAN | B | |
| EDWARDS, FRED, MAX | I | VICE CHAIRMAN | B | |
| EDWARDS, FRED, MAX | I | VICE CHAIRMAN | B | |
| EDWARDS, FRED, MAX | I | VICE CHAIRMAN | B | |
| EDWARDS, FRED, MAX | I | VICE CHAIRMAN | B | |
| FISHER, EARL, WEBSTER | I | CHAIRMAN | B | Control |
| FISHER, EARL, WEBSTER | I | CHAIRMAN | B | |
| FISHER, EARL, WEBSTER | I | CHAIRMAN | B | Control |
| FISHER, EARL, WEBSTER | I | CHAIRMAN | B | Control |
| FISHER, EARL, WEBSTER | I | CHAIRMAN | B | Control |
| FISHER, EARL, WEBSTER | I | CHAIRMAN | B | Control |
| FISHER, EARL, WEBSTER | I | CHAIRMAN | B | Control |
| FISHER, EARL, WEBSTER | I | CHAIRMAN | B | |
| FISHER, EARL, WEBSTER | I | CHAIRMAN | B | |
| FISHER, EARL, WEBSTER | I | CHAIRMAN | B | |
| FISHER, EARL, WEBSTER | I | CHAIRMAN | B | |
| FISHER, EARL, WEBSTER | I | CHAIRMAN | B | |
| FISHER, EARL, WEBSTER | I | CHAIRMAN | B | |
| FISHER, EARL, WEBSTER | I | CHAIRMAN | B | |
| FISHER, EARL, WEBSTER | I | CHAIRMAN | B | |
| FISHER, EARL, WEBSTER | I | CHAIRMAN | B | |
| FISHER, EARL, WEBSTER | I | CHAIRMAN | B | |
| FISHER, EARL, WEBSTER | I | CHAIRMAN | B | |
| FISHER, EARL, WEBSTER | I | CHAIRMAN | B | |
| FISHER, EARL, WEBSTER | I | CHAIRMAN | B | |
| FISHER, EARL, WEBSTER | I | CHAIRMAN | B | |
| FISHER, EARL, WEBSTER | I | CHAIRMAN | B | |
| FISHER, EARL, WEBSTER | I | CHAIRMAN | B | |
| KMETT, JON, MICHAEL | I | PRESIDENT, DIRECTOR & CFO | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| MOYLAN, JAMES, THOMAS | I | DIRECTOR | B | |
| MOYLAN, JAMES, THOMAS | I | DIRECTOR | B | |
| MOYLAN, JAMES, THOMAS | I | DIRECTOR | B | |
| MOYLAN, JAMES, THOMAS | I | DIRECTOR | B | |
| MOYLAN, JAMES, THOMAS | I | DIRECTOR | B | |
| MOYLAN, JAMES, THOMAS | I | VP, DIRECTOR, PORTFOLIO MANAGEMENT & RESEARCH | B | |
| MOYLAN, JAMES, THOMAS | I | VP, DIRECTOR, PORTFOLIO MANAGEMENT & RESEARCH | B | |
| MOYLAN, JAMES, THOMAS | I | VP, DIRECTOR, PORTFOLIO MANAGEMENT & RESEARCH | B | |
| MOYLAN, JAMES, THOMAS | I | VP, DIRECTOR, PORTFOLIO MANAGEMENT & RESEARCH | B | |
| MOYLAN, JAMES, THOMAS | I | VP, DIRECTOR, PORTFOLIO MANAGEMENT & RESEARCH | B | |
| MOYLAN, JAMES, THOMAS | I | VP, DIRECTOR, PORTFOLIO MANAGEMENT & RESEARCH | B | |
| MOYLAN, JAMES, THOMAS | I | VP, DIRECTOR, PORTFOLIO MANAGEMENT & RESEARCH | B | |
| MOYLAN, JAMES, THOMAS | I | VP, DIRECTOR, PORTFOLIO MANAGEMENT & RESEARCH | B | |
| MOYLAN, JAMES, THOMAS | I | VP, DIRECTOR, PORTFOLIO MANAGEMENT & RESEARCH | B | |
| MOYLAN, JAMES, THOMAS | I | VP, DIRECTOR, PORTFOLIO MANAGEMENT & RESEARCH | B | |
| MOYLAN, JAMES, THOMAS | I | VP, DIRECTOR, PORTFOLIO MANAGEMENT & RESEARCH | B | |
| MOYLAN, JAMES, THOMAS | I | VP, DIRECTOR, PORTFOLIO MANAGEMENT & RESEARCH | B | |
| MOYLAN, JAMES, THOMAS | I | VP, DIRECTOR, PORTFOLIO MANAGEMENT & RESEARCH | B | |
| MOYLAN, JAMES, THOMAS | I | VP, DIRECTOR, PORTFOLIO MANAGEMENT & RESEARCH | B | |
| MOYLAN, JAMES, THOMAS | I | VP, DIRECTOR, PORTFOLIO MANAGEMENT & RESEARCH | B | |
| MOYLAN, JAMES, THOMAS | I | VP, DIRECTOR, PORTFOLIO MANAGEMENT & RESEARCH | B | |
| MOYLAN, JAMES, THOMAS | I | VICE PRESIDENT/CO-CHIEF INVESTMENT OFFICER | B | |
| MOYLAN, JAMES, THOMAS | I | VICE PRESIDENT/CO-CHIEF INVESTMENT OFFICER | B | |
| MOYLAN, JAMES, THOMAS | I | VICE PRESIDENT/CO-CHIEF INVESTMENT OFFICER | B | |
| THE ALANA MOYLAN AND JAMES MOYLAN LIVING TRUST DATED 2/23/2012 | DE | DIRECT OWNER | B | |
| THE ALANA MOYLAN AND JAMES MOYLAN LIVING TRUST DATED 2/23/2012 | DE | DIRECT OWNER | B | |
| THE ALANA MOYLAN AND JAMES MOYLAN LIVING TRUST DATED 2/23/2012 | DE | DIRECT OWNER | B | |
| THE THOMSEN FAMILY TRUST DATED 9/27/2007 | DE | DIRECT OWNER | B | |
| THE THOMSEN FAMILY TRUST DATED 9/27/2007 | DE | DIRECT OWNER | B | |
| THE THOMSEN FAMILY TRUST DATED 9/27/2007 | DE | DIRECT OWNER | B | |
| THOMSEN, DAVID, JOHN | I | DIRECTOR | B | |
| THOMSEN, DAVID, JOHN | I | DIRECTOR | B | |
| THOMSEN, DAVID, JOHN | I | DIRECTOR | B | |
| THOMSEN, DAVID, JOHN | I | DIRECTOR | B | |
| THOMSEN, DAVID, JOHN | I | DIRECTOR | B | |
| THOMSEN, DAVID, JOHN | I | DIRECTOR | B | |
| THOMSEN, DAVID, JOHN | I | DIRECTOR | B | |
| THOMSEN, DAVID, JOHN | I | DIRECTOR | B | |
| THOMSEN, DAVID, JOHN | I | DIRECTOR | B | |
| THOMSEN, DAVID, JOHN | I | VP, DIRECTOR, BUSINESS DEVELOPMENT | B | |
| THOMSEN, DAVID, JOHN | I | VP, DIRECTOR, BUSINESS DEVELOPMENT | B | |
| THOMSEN, DAVID, JOHN | I | VP, DIRECTOR, BUSINESS DEVELOPMENT | B | |
| THOMSEN, DAVID, JOHN | I | VP, DIRECTOR, BUSINESS DEVELOPMENT | B | |
| THOMSEN, DAVID, JOHN | I | VP, DIRECTOR, BUSINESS DEVELOPMENT | B | |
| THOMSEN, DAVID, JOHN | I | VP, DIRECTOR, BUSINESS DEVELOPMENT | B | |
| THOMSEN, DAVID, JOHN | I | VP, DIRECTOR, BUSINESS DEVELOPMENT | B | |
| THOMSEN, DAVID, JOHN | I | VP, DIRECTOR, BUSINESS DEVELOPMENT | B | |
| THOMSEN, DAVID, JOHN | I | VP, DIRECTOR, BUSINESS DEVELOPMENT | B | |
| THOMSEN, DAVID, JOHN | I | VP, DIRECTOR, BUSINESS DEVELOPMENT | B | |
| THOMSEN, DAVID, JOHN | I | VP, DIRECTOR, BUSINESS DEVELOPMENT | B | |
| THOMSEN, DAVID, JOHN | I | VP, DIRECTOR, BUSINESS DEVELOPMENT | B | |
| THOMSEN, DAVID, JOHN | I | VP, DIRECTOR, BUSINESS DEVELOPMENT | B | |
| THOMSEN, DAVID, JOHN | I | VP, DIRECTOR, BUSINESS DEVELOPMENT | B | |
| THOMSEN, DAVID, JOHN | I | VP, DIRECTOR, BUSINESS DEVELOPMENT | B | |
| THOMSEN, DAVID, JOHN | I | VP, DIRECTOR, BUSINESS DEVELOPMENT | B | |
| THOMSEN, DAVID, JOHN | I | VP, DIRECTOR, BUSINESS DEVELOPMENT | B | |
| THOMSEN, DAVID, JOHN | I | VP, DIRECTOR, BUSINESS DEVELOPMENT | B | |
| THOMSEN, DAVID, JOHN | I | VP, DIRECTOR, BUSINESS DEVELOPMENT | B | |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR | A | Control |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR | A | Control |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR | A | Control |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR | A | Control |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR | A | Control |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR | A | Control |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR | A | Control |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR | A | Control |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR | A | Control |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR | A | Control |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR | A | Control |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR | A | Control |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR | A | Control |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR | A | Control |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR | A | Control |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR | A | Control |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR | A | Control |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR | A | Control |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR | A | Control |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR | A | Control |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR | A | Control |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR | A | Control |
| BOHLEN, CHARLES, EUSTIS | I | VP, DIRECTOR | A | Control |
| BUTORAC, EDWARD, JOSEPH | I | DIRECTOR | A | Control |
| EDWARDS, FRED, MAX | I | VICE CHAIRMAN | A | |
| FISHER, EARL, WEBSTER | I | CHAIRMAN | A | |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | A | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | A | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | A | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | A | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | A | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | A | Control |
| MCCASLAND, TERI, MAY | I | VP, DIRECTOR & CHIEF COMPLIANCE OFFICER | A | Control |
| MOYLAN, JAMES, THOMAS | I | DIRECTOR | A | |
| MOYLAN, JAMES, THOMAS | I | DIRECTOR | A | |
| MOYLAN, JAMES, THOMAS | I | DIRECTOR | A | |
| MOYLAN, JAMES, THOMAS | I | DIRECTOR | A | |
| TERNAN, EDWARD, JAMES | I | DIRECTOR | A | Control |
| TERNAN, EDWARD, JAMES | I | DIRECTOR | A | Control |
| TERNAN, EDWARD, JAMES | I | DIRECTOR | A | Control |
| TERNAN, EDWARD, JAMES | I | DIRECTOR | A | Control |
| TERNAN, EDWARD, JAMES | I | DIRECTOR | A | Control |
| TERNAN, EDWARD, JAMES | I | DIRECTOR | A | Control |
| TERNAN, EDWARD, JAMES | I | DIRECTOR | A | Control |
| TERNAN, EDWARD, JAMES | I | DIRECTOR | A | Control |
| TERNAN, EDWARD, JAMES | I | DIRECTOR | A | Control |
| TERNAN, EDWARD, JAMES | I | DIRECTOR | A | Control |
| TERNAN, EDWARD, JAMES | I | DIRECTOR | A | Control |
| TERNAN, EDWARD, JAMES | I | DIRECTOR | A | Control |
| TERNAN, EDWARD, JAMES | I | DIRECTOR | A | Control |
| TERNAN, EDWARD, JAMES | I | DIRECTOR | A | Control |
| TERNAN, EDWARD, JAMES | I | DIRECTOR | A | Control |
| TERNAN, EDWARD, JAMES | I | DIRECTOR | A | Control |
| TERNAN, EDWARD, JAMES | I | DIRECTOR | A | Control |
| TERNAN, EDWARD, JAMES | I | DIRECTOR | A | Control |
| TERNAN, EDWARD, JAMES | I | DIRECTOR | A | Control |
| TERNAN, EDWARD, JAMES | I | DIRECTOR | A | Control |
| TERNAN, EDWARD, JAMES | I | DIRECTOR | A | Control |
| TERNAN, EDWARD, JAMES | I | DIRECTOR | A | Control |
| TERNAN, EDWARD, JAMES | I | DIRECTOR | A | Control |
| TERNAN, EDWARD, JAMES | I | DIRECTOR | A | Control |
| TERNAN, EDWARD, JAMES | I | DIRECTOR | A | Control |
| TERNAN, EDWARD, JAMES | I | DIRECTOR | A | Control |
| TERNAN, EDWARD, JAMES | I | DIRECTOR | A | Control |
Registrations
Federal
IA
Dec 3, 2025 REGISTERED
Notice Filings (15)
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