FAC WEALTH MANAGEMENT, LLC
CRD #145539 SEC #801-68534 NAPLES, FL (239) 596-0118
SEC Registered
Total AUM
$147.1M
Discretionary
$147.1M
Employees
5
Clients
10
Accounts
861
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 1, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KELLER, BRANT, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KELLER, BRANT, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KELLER, DONNA, HENSON | I | CHIEF COMPLIANCE OFFICER | NA | |
| KELLER, DONNA, HENSON | I | CHIEF COMPLIANCE OFFICER | NA | |
| KELLER, DONNA, HENSON | I | CHIEF COMPLIANCE OFFICER | NA | |
| BERNSTEIN, DANIEL, ADAM | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| KELLER, BRANT, MITCHELL | I | MANAGING MEMBER | E | Control |
| MESA FINANCIAL ADVISORS, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| MESA FINANCIAL ADVISORS, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BAKER CAPITAL, LLC | DE | MESA HOLDINGS, INC. | E | |
| BAKER CAPITAL, LLC | DE | MESA HOLDINGS, INC. | E | |
| BAKER, L., EDWARD | I | BAKER CAPITAL, LLC | E | Control |
| BAKER, L., EDWARD | I | BAKER CAPITAL, LLC | E | Control |
| MESA HOLDINGS, INC. | DE | MSEA FINANCIAL ADVISORS, INC. | E | Control |
| MESA HOLDINGS, INC. | DE | MSEA FINANCIAL ADVISORS, INC. | E | Control |
Registrations
Federal
IA
Apr 1, 2009 REGISTERED
Notice Filings (1)
FL
Address
9015 STRADA STELL COURTSUITE 104
NAPLES, FL 34109
United States
Phone: (239) 596-0118