PROSPERITY FINANCIAL GROUP, INC.
CRD #145540 SEC #801-100511 SAN RAMON, CA 925-314-8500
SEC Registered
Total AUM
$358.9M
Discretionary
$358.9M
Employees
11
Clients
0
Accounts
1,202
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Dec 2025 | $358.9M | $358.9M | $0 | 11 | 0 |
| Oct 2025 | $358.9M | $358.9M | $0 | 11 | 0 |
| Aug 2025 | $358.9M | $358.9M | $0 | 11 | 0 |
| Mar 2025 | $358.9M | $358.9M | $0 | 11 | 0 |
| Mar 2024 | $261.7M | $261.7M | $0 | 9 | 0 |
| Jul 2023 | $213.2M | $213.2M | $0 | 8 | 3 |
| Apr 2023 | $213.2M | $213.2M | $0 | 8 | 3 |
| Mar 2023 | $213.2M | $213.2M | $0 | 8 | 3 |
| Mar 2023 | $245.2M | $245.2M | $0 | 11 | 32 |
| Oct 2022 | $245.2M | $245.2M | $0 | 11 | 32 |
| Oct 2022 | $245.2M | $245.2M | $0 | 11 | 32 |
| Mar 2022 | $245.2M | $245.2M | $0 | 11 | 32 |
| Mar 2021 | $201.8M | $201.8M | $0 | 8 | 48 |
| Jan 2021 | $152.3M | $152.3M | $0 | 9 | 42 |
| Jul 2020 | $152.3M | $152.3M | $0 | 9 | 42 |
| May 2020 | $152.3M | $152.3M | $0 | 9 | 42 |
| Mar 2020 | $152.3M | $152.3M | $0 | 9 | 42 |
| Mar 2020 | $152.3M | $152.3M | $0 | 9 | 42 |
| Jan 2020 | $167.3M | $167.3M | $0 | 13 | 0 |
| Apr 2019 | $167.3M | $167.3M | $0 | 13 | 0 |
| Apr 2019 | $167.3M | $167.3M | $0 | 13 | 0 |
| Apr 2019 | $167.3M | $167.3M | $0 | 13 | 0 |
| Mar 2019 | $167.3M | $167.3M | $0 | 13 | 0 |
| Jan 2019 | $160.3M | $160.3M | $0 | 13 | 0 |
| Dec 2018 | $160.3M | $160.3M | $0 | 13 | 0 |
| Jul 2018 | $160.3M | $160.3M | $0 | 13 | 0 |
| Mar 2018 | $160.3M | $160.3M | $0 | 13 | 0 |
| Aug 2017 | $130M | $130M | $0 | 14 | 500 |
| Jul 2017 | $130M | $130M | $0 | 14 | 500 |
| Jun 2017 | $130M | $130M | $0 | 14 | 500 |
| Mar 2017 | $130M | $130M | $0 | 14 | 500 |
| Nov 2016 | $103M | $103M | $0 | 6 | 600 |
| Nov 2016 | $103M | $103M | $0 | 6 | 600 |
| Mar 2016 | $103M | $103M | $0 | 6 | 600 |
| Jul 2015 | $100M | $100M | $0 | 9 | 600 |
| Jul 2015 | $100M | $100M | $0 | 9 | 600 |
| Jul 2015 | $100M | $100M | $0 | 9 | 600 |
| Feb 2011 | $51M | $51M | $0 | 5 | -- |
| Jan 2011 | $51M | $51M | $0 | 5 | -- |
| Jun 2010 | $40M | $40M | $0 | 5 | -- |
| Jun 2010 | $0 | $0 | $0 | 5 | -- |
DateDec 2025
Total AUM$358.9M
Discretionary$358.9M
Non-Disc.$0
Employees11
Clients0
DateOct 2025
Total AUM$358.9M
Discretionary$358.9M
Non-Disc.$0
Employees11
Clients0
DateAug 2025
Total AUM$358.9M
Discretionary$358.9M
Non-Disc.$0
Employees11
Clients0
DateMar 2025
Total AUM$358.9M
Discretionary$358.9M
Non-Disc.$0
Employees11
Clients0
DateMar 2024
Total AUM$261.7M
Discretionary$261.7M
Non-Disc.$0
Employees9
Clients0
DateJul 2023
Total AUM$213.2M
Discretionary$213.2M
Non-Disc.$0
Employees8
Clients3
DateApr 2023
Total AUM$213.2M
Discretionary$213.2M
Non-Disc.$0
Employees8
Clients3
DateMar 2023
Total AUM$213.2M
Discretionary$213.2M
Non-Disc.$0
Employees8
Clients3
DateMar 2023
Total AUM$245.2M
Discretionary$245.2M
Non-Disc.$0
Employees11
Clients32
DateOct 2022
Total AUM$245.2M
Discretionary$245.2M
Non-Disc.$0
Employees11
Clients32
DateOct 2022
Total AUM$245.2M
Discretionary$245.2M
Non-Disc.$0
Employees11
Clients32
DateMar 2022
Total AUM$245.2M
Discretionary$245.2M
Non-Disc.$0
Employees11
Clients32
DateMar 2021
Total AUM$201.8M
Discretionary$201.8M
Non-Disc.$0
Employees8
Clients48
DateJan 2021
Total AUM$152.3M
Discretionary$152.3M
Non-Disc.$0
Employees9
Clients42
DateJul 2020
Total AUM$152.3M
Discretionary$152.3M
Non-Disc.$0
Employees9
Clients42
DateMay 2020
Total AUM$152.3M
Discretionary$152.3M
Non-Disc.$0
Employees9
Clients42
DateMar 2020
Total AUM$152.3M
Discretionary$152.3M
Non-Disc.$0
Employees9
Clients42
DateMar 2020
Total AUM$152.3M
Discretionary$152.3M
Non-Disc.$0
Employees9
Clients42
DateJan 2020
Total AUM$167.3M
Discretionary$167.3M
Non-Disc.$0
Employees13
Clients0
DateApr 2019
Total AUM$167.3M
Discretionary$167.3M
Non-Disc.$0
Employees13
Clients0
DateApr 2019
Total AUM$167.3M
Discretionary$167.3M
Non-Disc.$0
Employees13
Clients0
DateApr 2019
Total AUM$167.3M
Discretionary$167.3M
Non-Disc.$0
Employees13
Clients0
DateMar 2019
Total AUM$167.3M
Discretionary$167.3M
Non-Disc.$0
Employees13
Clients0
DateJan 2019
Total AUM$160.3M
Discretionary$160.3M
Non-Disc.$0
Employees13
Clients0
DateDec 2018
Total AUM$160.3M
Discretionary$160.3M
Non-Disc.$0
Employees13
Clients0
DateJul 2018
Total AUM$160.3M
Discretionary$160.3M
Non-Disc.$0
Employees13
Clients0
DateMar 2018
Total AUM$160.3M
Discretionary$160.3M
Non-Disc.$0
Employees13
Clients0
DateAug 2017
Total AUM$130M
Discretionary$130M
Non-Disc.$0
Employees14
Clients500
DateJul 2017
Total AUM$130M
Discretionary$130M
Non-Disc.$0
Employees14
Clients500
DateJun 2017
Total AUM$130M
Discretionary$130M
Non-Disc.$0
Employees14
Clients500
DateMar 2017
Total AUM$130M
Discretionary$130M
Non-Disc.$0
Employees14
Clients500
DateNov 2016
Total AUM$103M
Discretionary$103M
Non-Disc.$0
Employees6
Clients600
DateNov 2016
Total AUM$103M
Discretionary$103M
Non-Disc.$0
Employees6
Clients600
DateMar 2016
Total AUM$103M
Discretionary$103M
Non-Disc.$0
Employees6
Clients600
DateJul 2015
Total AUM$100M
Discretionary$100M
Non-Disc.$0
Employees9
Clients600
DateJul 2015
Total AUM$100M
Discretionary$100M
Non-Disc.$0
Employees9
Clients600
DateJul 2015
Total AUM$100M
Discretionary$100M
Non-Disc.$0
Employees9
Clients600
DateFeb 2011
Total AUM$51M
Discretionary$51M
Non-Disc.$0
Employees5
Clients--
DateJan 2011
Total AUM$51M
Discretionary$51M
Non-Disc.$0
Employees5
Clients--
DateJun 2010
Total AUM$40M
Discretionary$40M
Non-Disc.$0
Employees5
Clients--
DateJun 2010
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees5
Clients--