RIA Intelligence

GE COMMERCIAL FINANCE INVESTMENT ADVISORY SERVICES LLC

CRD #145592 SEC #801-68701 NORWALK, CT 203-956-4294
SEC Registered
Total AUM
$5B
Discretionary
$0
Employees
11
Clients
--
Accounts
1

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 29, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ABBOTT, PRESTON, HOLIDAYISECRETARYNA Control
ARONSON, STUART, DANIELIPRESIDENTNA Control
ARONSON, STUART, DANIELIPRESIDENTNA Control
ARONSON, STUART, DANIELIPRESIDENTNA Control
ARONSON, STUART, DANIELIPRESIDENTNA Control
ARONSON, STUART, DANIELIPRESIDENTNA Control
ERARDI, VINCENZO, ALPHONSOITREASURER AND SECRETARYNA Control
ERARDI, VINCENZO, ALPHONSOITREASURER AND SECRETARYNA Control
ERARDI, VINCENZO, ALPHONSOIFINANCE MANAGER AND SECRETARYNA Control
ERARDI, VINCENZO, ALPHONSOITREASURER AND SECRETARYNA Control
LIEPERT, MATTHEW, DOUGLASISENIOR VICE PRESIDENTNA Control
LIEPERT, MATTHEW, DOUGLASIMANAGING DIRECTORNA Control
LIEPERT, MATTHEW, DOUGLASISENIOR VICE PRESIDENTNA Control
LIEPERT, MATTHEW, DOUGLASIMANAGING DIRECTORNA Control
LIEPERT, MATTHEW, DOUGLASIMANAGING DIRECTORNA Control
LIEPERT, MATTHEW, DOUGLASIMANAGING DIRECTORNA Control
LIEPERT, MATTHEW, DOUGLASIMANAGING DIRECTORNA Control
LIEPERT, MATTHEW, DOUGLASIMANAGING DIRECTORNA Control
LYNE, TIMOTHY, GERARDISENIOR MANAGING DIRECTORNA Control
LYNE, TIMOTHY, GERARDISENIOR MANAGING DIRECTORNA Control
LYNE, TIMOTHY, GERARDISENIOR MANAGING DIRECTORNA Control
LYNE, TIMOTHY, GERARDISENIOR MANAGING DIRECTOR/PRESIDENTNA Control
LYNE, TIMOTHY, GERARDISENIOR MANAGING DIRECTOR/PRESIDENTNA Control
LYNE, TIMOTHY, GERARDISENIOR MANAGING DIRECTOR/PRESIDENTNA Control
LYNE, TIMOTHY, GERARDISENIOR MANAGING DIRECTOR/PRESIDENTNA Control
PRESCOTT, JONATHAN, MILES MCMILLENICHIEF COMPLIANCE OFFICERNA Control
PRESCOTT, JONATHAN, MILES MCMILLENICHIEF COMPLIANCE OFFICERNA Control
PRESCOTT, JONATHAN, MILES MCMILLENICHIEF COMPLIANCE OFFICERNA Control
PRESCOTT, JONATHAN, MILES MCMILLENICHIEF COMPLIANCE OFFICERNA Control
PRESCOTT, JONATHAN, MILES MCMILLENICHIEF COMPLIANCE OFFICERNA Control
PRESCOTT, JONATHAN, MILES MCMILLENICHIEF COMPLIANCE OFFICERNA Control
PRESCOTT, JONATHAN, MILES MCMILLENICHIEF COMPLIANCE OFFICERNA Control
PRESCOTT, JONATHAN, MILES MCMILLENICHIEF COMPLIANCE OFFICERNA Control
PRESCOTT, JONATHAN, MILES MCMILLENICHIEF COMPLIANCE OFFICERNA Control
ROBERTS, SCOTT, EDWARDITREASURER AND SECRETARYNA Control
ROBERTS, SCOTT, EDWARDITREASURER AND SECRETARYNA Control
ROBERTS, SCOTT, EDWARDICHIEF FINANCIAL OFFICERNA Control
ROBERTS, SCOTT, EDWARDITREASURER AND SECRETARYNA Control
ROBERTS, SCOTT, EDWARDITREASURER AND SECRETARYNA Control
SOMMERFELD, BRIAN, EDWARDIMANAGING DIRECTORNA Control
SOMMERFELD, BRIAN, EDWARDIMANAGING DIRECTORNA Control
SOMMERFELD, BRIAN, EDWARDIMANAGING DIRECTORNA Control
SOMMERFELD, BRIAN, EDWARDIMANAGING DIRECTORNA Control
VOLPE, JOHN, PAULISENIOR MANAGING DIRECTORNA Control
CFS MANAGEMENT LLCDEMANAGING MEMBERE Control
CFS MANAGEMENT LLCDEMANAGING MEMBERE Control
CFS MANAGEMENT LLCDEMANAGING MEMBERE Control
CFS MANAGEMENT LLCDEMANAGING MEMBERE Control
CFS MANAGEMENT LLCDEMANAGING MEMBERE Control
CFS MANAGEMENT LLCDEMANAGING MEMBERE Control
CFS MANAGEMENT LLCDEMANAGING MEMBERE Control
CFS MANAGEMENT LLCDEMANAGING MEMBERE Control
CFS MANAGEMENT LLCDEMANAGING MEMBERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
GENERAL ELECTRIC CAPITAL CORPORATIONDECFS MANAGEMENT LLCF Control
GENERAL ELECTRIC CAPITAL CORPORATIONDECFS MANAGEMENT LLCF Control
GENERAL ELECTRIC CAPITAL CORPORATIONDECFS MANAGEMENT LLCF Control
GENERAL ELECTRIC CAPITAL CORPORATIONDECFS MANAGEMENT LLCF Control
GENERAL ELECTRIC CAPITAL CORPORATIONDECFS MANAGEMENT LLCF Control
GENERAL ELECTRIC CAPITAL CORPORATIONDECFS MANAGEMENT LLCF Control
GENERAL ELECTRIC CAPITAL CORPORATIONDECFS MANAGEMENT LLCF Control
GENERAL ELECTRIC CAPITAL CORPORATIONDECFS MANAGEMENT LLCF Control
GENERAL ELECTRIC CAPITAL CORPORATIONDECFS MANAGEMENT LLCF Control
GENERAL ELECTRIC CAPITAL SERVICES, INC.DEGENERAL ELECTRIC CAPITAL CORPORATIONE Control
GENERAL ELECTRIC CAPITAL SERVICES, INC.DEGENERAL ELECTRIC CAPITAL CORPORATIONE Control
GENERAL ELECTRIC CAPITAL SERVICES, INC.DEGENERAL ELECTRIC CAPITAL CORPORATIONE Control
GENERAL ELECTRIC CAPITAL SERVICES, INC.DEGENERAL ELECTRIC CAPITAL CORPORATIONE Control
GENERAL ELECTRIC CAPITAL SERVICES, INC.DEGENERAL ELECTRIC CAPITAL CORPORATIONE Control
GENERAL ELECTRIC CAPITAL SERVICES, INC.DEGENERAL ELECTRIC CAPITAL CORPORATIONE Control
GENERAL ELECTRIC CAPITAL SERVICES, INC.DEGENERAL ELECTRIC CAPITAL CORPORATIONE Control
GENERAL ELECTRIC CAPITAL SERVICES, INC.DEGENERAL ELECTRIC CAPITAL CORPORATIONE Control
GENERAL ELECTRIC CAPITAL SERVICES, INC.DEGENERAL ELECTRIC CAPITAL CORPORATIONE Control
GENERAL ELECTRIC COMPANYDEGENERAL ELECTRIC CAPITAL SERVICES, INC.E Control
GENERAL ELECTRIC COMPANYDEGENERAL ELECTRIC CAPITAL SERVICES, INC.E Control
GENERAL ELECTRIC COMPANYDEGENERAL ELECTRIC CAPITAL SERVICES, INC.E Control
GENERAL ELECTRIC COMPANYDEGENERAL ELECTRIC CAPITAL SERVICES, INC.E Control
GENERAL ELECTRIC COMPANYDEGENERAL ELECTRIC CAPITAL SERVICES, INC.E Control
GENERAL ELECTRIC COMPANYDEGENERAL ELECTRIC CAPITAL SERVICES, INC.E Control
GENERAL ELECTRIC COMPANYDEGENERAL ELECTRIC CAPITAL SERVICES, INC.E Control
GENERAL ELECTRIC COMPANYDEGENERAL ELECTRIC CAPITAL SERVICES, INC.E Control
GENERAL ELECTRIC COMPANYDEGENERAL ELECTRIC CAPITAL SERVICES, INC.E Control

Registrations

Federal

IA
Mar 29, 2012 REGISTERED

Notice Filings (3)

CT IL NY

Address

201 MERRITT 7
NORWALK, CT 06851
United States
Phone: 203-956-4294