RUGGIE CAPITAL GROUP, LLC
Legal name: RUGGIE WEALTH MANAGEMENT
CRD #145595 SEC #801-69419 TAVARES, FL 352-343-2700
SEC Registered Private Funds
Total AUM
$15.3M
Discretionary
$14.5M
Employees
15
Clients
11
Accounts
25
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 21, 2020
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CLARK, ROBERT, LIDDELL | I | MEMBER | NA | Control |
| CLARK, ROBERT, LIDDELL | I | MEMBER | NA | Control |
| CLARK, ROBERT, LIDDELL | I | MEMBER | NA | Control |
| CLARK, ROBERT, LIDDELL | I | MEMBER | NA | Control |
| HATFIELD, MORGAN, AILEEN | I | RETIREMENT ADVISOR | NA | |
| HATFIELD, MORGAN, AILEEN | I | RETIREMENT ADVISOR | NA | |
| HATFIELD, MORGAN, AILEEN | I | RETIREMENT ADVISOR | NA | |
| HATFIELD, MORGAN, AILEEN | I | RETIREMENT ADVISOR | NA | |
| HATFIELD, MORGAN, AILEEN | I | RETIREMENT ADVISOR | NA | |
| HATFIELD, MORGAN, AILEEN | I | RETIREMENT ADVISOR | NA | |
| HEPNER, THOMAS, CHARLES | I | VICE PRESIDENT/WEALTH ADVISOR | NA | Control |
| HEPNER, THOMAS, CHARLES | I | VICE PRESIDENT/WEALTH ADVISOR | NA | Control |
| HEPNER, THOMAS, CHARLES | I | VICE PRESIDENT/WEALTH ADVISOR | NA | Control |
| HEPNER, THOMAS, CHARLES | I | VICE PRESIDENT/WEALTH ADVISOR | NA | Control |
| HEPNER, THOMAS, CHARLES | I | VICE PRESIDENT/WEALTH ADVISOR | NA | Control |
| HEPNER, THOMAS, CHARLES | I | VICE PRESIDENT/WEALTH ADVISOR | NA | Control |
| HEPNER, THOMAS, CHARLES | I | VICE PRESIDENT/WEALTH ADVISOR | NA | Control |
| HEPNER, THOMAS, CHARLES | I | VICE PRESIDENT/WEALTH ADVISOR | NA | Control |
| MCQUEEN, KATHLEEN, ANNE | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | NA | Control |
| MCQUEEN, KATHLEEN, ANNE | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | NA | Control |
| MCQUEEN, KATHLEEN, ANNE | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | NA | Control |
| MCQUEEN, KATHLEEN, ANNE | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | NA | Control |
| MCQUEEN, KATHLEEN, ANNE | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | NA | Control |
| MCQUEEN, KATHLEEN, ANNE | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | NA | Control |
| MCQUEEN, KATHLEEN, ANNE | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | NA | Control |
| MCQUEEN, KATHLEEN, ANNE | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | NA | Control |
| MCQUEEN, KATHLEEN, ANNE | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | NA | Control |
| MCQUEEN, KATHLEEN, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCQUEEN, KATHLEEN, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCQUEEN, KATHLEEN, ANNE | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | NA | Control |
| MCQUEEN, KATHLEEN, ANNE | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | NA | Control |
| MCQUEEN, KATHLEEN, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCQUEEN, KATHLEEN, ANNE | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | NA | Control |
| MCQUEEN, KATHLEEN, ANNE | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | NA | Control |
| MCQUEEN, KATHLEEN, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCQUEEN, KATHLEEN, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCQUEEN, KATHLEEN, ANNE | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | NA | Control |
| MCQUEEN, KATHLEEN, ANNE | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | NA | Control |
| MCQUEEN, KATHLEEN, ANNE | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | NA | Control |
| MCQUEEN, KATHLEEN, ANNE | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | NA | Control |
| MCQUEEN, KATHLEEN, ANNE | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | NA | Control |
| MCQUEEN, KATHLEEN, ANNE | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | NA | Control |
| MCQUEEN, KATHLEEN, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCQUEEN, KATHLEEN, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOYER, TIMOTHY, GLENN | I | FINANCIAL CONSULTANT | NA | Control |
| ROMERO, JORGE, A | I | SENIOR FINANCIAL ADVISOR | NA | |
| ROMERO, JORGE, A | I | SENIOR FINANCIAL ADVISOR | NA | |
| ROMERO, JORGE, A | I | SENIOR FINANCIAL ADVISOR | NA | |
| ROMERO, JORGE, A | I | SENIOR FINANCIAL ADVISOR | NA | |
| ROMERO, JORGE, A | I | SENIOR FINANCIAL ADVISOR | NA | |
| ROMERO, JORGE, A | I | SENIOR FINANCIAL ADVISOR | NA | |
| RUGGIE, THOMAS, HUEY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| RUGGIE, THOMAS, HUEY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| RUGGIE, THOMAS, HUEY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| RUGGIE, THOMAS, HUEY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| RUGGIE, THOMAS, HUEY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| RUGGIE, THOMAS, HUEY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| RUGGIE, THOMAS, HUEY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| SHINAMAN, LOUIS, MITCHELL | I | FINANCIAL CONSULTANT | NA | |
| SHINAMAN, LOUIS, MITCHELL | I | SENIOR FINANCIAL ADVISOR | NA | |
| SHINAMAN, LOUIS, MITCHELL | I | SENIOR FINANCIAL ADVISOR | NA | |
| SHINAMAN, LOUIS, MITCHELL | I | FINANCIAL CONSULTANT | NA | |
| SHINAMAN, LOUIS, MITCHELL | I | FINANCIAL CONSULTANT | NA | |
| SHINAMAN, LOUIS, MITCHELL | I | SENIOR FINANCIAL ADVISOR | NA | |
| SHINAMAN, LOUIS, MITCHELL | I | SENIOR FINANCIAL ADVISOR | NA | |
| SHINAMAN, LOUIS, MITCHELL | I | FINANCIAL CONSULTANT | NA | |
| SHINAMAN, LOUIS, MITCHELL | I | FINANCIAL CONSULTANT | NA | |
| SHINAMAN, LOUIS, MITCHELL | I | SENIOR FINANCIAL ADVISOR | NA | |
| SHINAMAN, LOUIS, MITCHELL | I | SENIOR FINANCIAL ADVISOR | NA | |
| SHINAMAN, LOUIS, MITCHELL | I | SENIOR FINANCIAL ADVISOR | NA | |
| SHINAMAN, LOUIS, MITCHELL | I | FINANCIAL CONSULTANT | NA | |
| SHINAMAN, LOUIS, MITCHELL | I | FINANCIAL CONSULTANT | NA | |
| SHINAMAN, LOUIS, MITCHELL | I | FINANCIAL CONSULTANT | NA | |
| SHINAMAN, LOUIS, MITCHELL | I | FINANCIAL CONSULTANT | NA | |
| SHINAMAN, LOUIS, MITCHELL | I | FINANCIAL CONSULTANT | NA | |
| SHINAMAN, LOUIS, MITCHELL | I | FINANCIAL CONSULTANT | NA | |
| SHINAMAN, LOUIS, MITCHELL | I | SENIOR FINANCIAL ADVISOR | NA | |
| SHINAMAN, LOUIS, MITCHELL | I | SENIOR FINANCIAL ADVISOR | NA | |
| SMITH, MICHAEL, CASE | I | MANAGING DIRECTOR, RETIREMENT SERVICES | NA | |
| SMITH, MICHAEL, CASE | I | MANAGING DIRECTOR, RETIREMENT SERVICES | NA | |
| SMITH, MICHAEL, CASE | I | MANAGING DIRECTOR, RETIREMENT SERVICES | NA | |
| SMITH, MICHAEL, CASE | I | MANAGING DIRECTOR, RETIREMENT SERVICES | NA | |
| SMITH, MICHAEL, CASE | I | MANAGING DIRECTOR, RETIREMENT SERVICES | NA | |
| SMITH, MICHAEL, CASE | I | MANAGING DIRECTOR, RETIREMENT SERVICES | NA | |
| SMITH, MICHAEL, CASE | I | MANAGING DIRECTOR, RETIREMENT SERVICES | NA | |
| SMITH, MICHAEL, CASE | I | MANAGING DIRECTOR, RETIREMENT SERVICES | NA | |
| SMITH, MICHAEL, CASE | I | MANAGING DIRECTOR, RETIREMENT SERVICES | NA | |
| VAN ORE, ANTHONY, FRANKLIN | I | CHIEF OPERATING OFFICER | NA | Control |
| VAN ORE, ANTHONY, FRANKLIN | I | CHIEF OPERATING OFFICER | NA | Control |
| VAN ORE, ANTHONY, FRANKLIN | I | CHIEF OPERATING OFFICER | NA | Control |
| VAN ORE, ANTHONY, FRANKLIN | I | CHIEF OPERATING OFFICER | NA | Control |
| VAN ORE, ANTHONY, FRANKLIN | I | CHIEF OPERATING OFFICER | NA | Control |
| WEISS, DAVID, LONIS | I | VICE PRESIDENT/WEALTH ADVISOR | NA | Control |
| WILCOX, ELLEN, BUCHANAN | I | SENIOR FINANCIAL ADVISOR | NA | |
| WILCOX, ELLEN, BUCHANAN | I | SENIOR FINANCIAL ADVISOR | NA | |
| WILCOX, ELLEN, BUCHANAN | I | SENIOR FINANCIAL ADVISOR | NA | |
| WILCOX, ELLEN, BUCHANAN | I | SENIOR FINANCIAL ADVISOR | NA | |
| WILCOX, ELLEN, BUCHANAN | I | FINANCIAL CONSULTANT | NA | |
| WILCOX, ELLEN, BUCHANAN | I | SENIOR FINANCIAL ADVISOR | NA | |
| WILCOX, ELLEN, BUCHANAN | I | SENIOR FINANCIAL ADVISOR | NA | |
| WILCOX, ELLEN, BUCHANAN | I | SENIOR FINANCIAL ADVISOR | NA | |
| WILCOX, ELLEN, BUCHANAN | I | FINANCIAL CONSULTANT | NA | |
| WILCOX, ELLEN, BUCHANAN | I | FINANCIAL CONSULTANT | NA | |
| WILCOX, ELLEN, BUCHANAN | I | FINANCIAL CONSULTANT | NA | |
| WILCOX, ELLEN, BUCHANAN | I | FINANCIAL CONSULTANT | NA | |
| WILCOX, ELLEN, BUCHANAN | I | SENIOR FINANCIAL ADVISOR | NA | |
| WILCOX, ELLEN, BUCHANAN | I | SENIOR FINANCIAL ADVISOR | NA | |
| ZINKIL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| ZINKIL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| ZINKIL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| ZINKIL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| ZINKIL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| ZINKIL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| ZINKIL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| ZINKIL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| ZINKIL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| ZINKIL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| ZINKIL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| ZINKIL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| ZINKIL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| ZINKIL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| ZINKIL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| ZINKIL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| PANORMOS CAPITAL GROUP, INC. | DE | OWNER | E | Control |
| PANORMOS CAPITAL GROUP, LLC | DE | OWNER | E | Control |
| PANORMOS CAPITAL GROUP, LLC | DE | OWNER | E | Control |
| PANORMOS CAPITAL GROUP, LLC | DE | OWNER | E | Control |
| PANORMOS CAPITAL GROUP, LLC | DE | OWNER | E | Control |
| PANORMOS CAPITAL GROUP, LLC | DE | OWNER | E | Control |
| PANORMOS CAPITAL GROUP, LLC | DE | OWNER | E | Control |
| RUGGIE, THOMAS, HUEY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | E | Control |
| RUGGIE, THOMAS, HUEY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | E | Control |
| RUGGIE, THOMAS, HUEY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | E | Control |
| RUGGIE, THOMAS, HUEY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | E | Control |
| RUGGIE, THOMAS, HUEY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | E | Control |
| RUGGIE, THOMAS, HUEY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | E | Control |
| RUGGIE, THOMAS, HUEY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | E | Control |
| RUGGIE, THOMAS, HUEY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | E | Control |
| RUGGIE, THOMAS, HUEY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | E | Control |
| RUGGIE, THOMAS, HUEY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | E | Control |
| RUGGIE, THOMAS, HUEY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | E | Control |
| RUGGIE, THOMAS, HUEY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | E | Control |
| RUGGIE, THOMAS, HUEY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | E | Control |
| RUGGIE, THOMAS, HUEY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | E | Control |
| RUGGIE, THOMAS, HUEY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | E | Control |
| RUGGIE, THOMAS, HUEY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | E | Control |
| RUGGIE, THOMAS, HUEY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | E | Control |
| RUGGIE, THOMAS, HUEY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | E | Control |
| RUGGIE, THOMAS, HUEY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | E | Control |
| RUGGIE, THOMAS, HUEY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | E | Control |
| RUGGIE, THOMAS, HUEY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | E | Control |
| RUGGIE, THOMAS, HUEY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | E | Control |
| RUGGIE, THOMAS, HUEY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | E | Control |
| RUGGIE, THOMAS, HUEY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | E | Control |
| RUGGIE, THOMAS, HUEY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | E | Control |
| RUGGIE, THOMAS, HUEY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | E | Control |
| RUGGIE, THOMAS, HUEY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | E | Control |
| RUGGIE, THOMAS, HUEY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | E | Control |
| RUGGIE, THOMAS, HUEY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | E | Control |
| RUGGIE, THOMAS, HUEY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | E | Control |
| RUGGIE, THOMAS, HUEY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | E | Control |
| RUGGIE, THOMAS, HUEY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | E | Control |
| RUGGIE, THOMAS, HUEY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | E | Control |
| RUGGIE, THOMAS, HUEY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | E | Control |
| RUGGIE, THOMAS, HUEY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | E | Control |
| RUGGIE, THOMAS, HUEY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | E | Control |
| RUGGIE, THOMAS, HUEY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | E | Control |
| CARSON GROUP HOLDINGS, LLC | DE | OWNER | C | Control |
| CARSON GROUP HOLDINGS, LLC | DE | OWNER | C | Control |
| CARSON GROUP HOLDINGS, LLC | DE | OWNER | C | Control |
| CARSON GROUP HOLDINGS, LLC | DE | OWNER | C | Control |
| CARSON GROUP HOLDINGS, LLC | DE | OWNER | C | Control |
| CARSON GROUP HOLDINGS, LLC | DE | OWNER | C | Control |
| CLARK, ROBERT, LIDDELL | I | PARTNER | B | Control |
| CLARK, ROBERT, LIDDELL | I | MEMBER | B | Control |
| CLARK, ROBERT, LIDDELL | I | MEMBER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ROBERT L. CLARK REVOCABLE TRUST, DATED SEPTEMBER 24, 2014, AS AMENDED | DE | PANORMOS CAPITAL GROUP, LLC | F | Control |
| ROBERT L. CLARK REVOCABLE TRUST, DATED SEPTEMBER 24, 2014, AS AMENDED | DE | PANORMOS CAPITAL GROUP, LLC | F | Control |
| RUGGIE, THOMAS, HUEY | I | PANORMOS CAPITAL GROUP, LLC | E | Control |
| RUGGIE, THOMAS, HUEY | I | PANORMOS CAPITAL GROUP, INC. | E | Control |
| RUGGIE, THOMAS, HUEY | I | PANORMOS CAPITAL GROUP, LLC | E | Control |
| RUGGIE, THOMAS, HUEY | I | PANORMOS CAPITAL GROUP, LLC | E | Control |
| RUGGIE, THOMAS, HUEY | I | PANORMOS CAPITAL GROUP, LLC | E | Control |
| THOMAS H. RUGGIE REVOCABLE TRUST, DATED JANUARY 18, 2001, AS AMENDED | DE | PANORMOS CAPITAL GROUP, LLC | E | Control |
| THOMAS H. RUGGIE REVOCABLE TRUST, DATED JANUARY 18, 2001, AS AMENDED | DE | PANORMOS CAPITAL GROUP, LLC | E | Control |
Registrations
Federal
IA
Jun 21, 2020 REGISTERED
Notice Filings (14)
AZ CA FL GA LA MD MN NC NH OH PA SC TN TX
Address
2100 LAKE EUSTIS DR.TAVARES, FL 32778
United States
Phone: 352-343-2700