APTUS ADVISORS, LLC
Legal name: APTUS ADVISORS
CRD #145613 SEC #801-68622 SANDY, UT 801-433-6940
SEC Registered Broker-Dealer
Total AUM
--
Discretionary
--
Employees
5
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 28, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PETERSON, GREGORY, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PETERSON, GREGORY, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PETERSON, GREGORY, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PETERSON, GREGORY, ALAN | I | MANAGER | NA | Control |
| GH PETERSON HOLDINGS, LLC | DE | PARENT COMPANY | E | Control |
| GH PETERSON HOLDINGS, LLC | DE | PARENT COMPANY | E | Control |
| GH PETERSON HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PETERSON, GREGORY, ALAN | I | GH PETERSON HOLDINGS, LLC | D | Control |
| PETERSON, HOLLIE | I | GH PETERSON HOLDINGS, LLC | D | Control |
Registrations
Federal
IA
Nov 28, 2007 REGISTERED
Notice Filings (1)
UT
Address
150 W. CIVIC CTR DRIVESUITE 103
SANDY, UT 84070
USA
Phone: 801-433-6940