HEARTWOOD INVESTMENTS, INC.
CRD #145668 SEC #801-68579 WATERLOO, IA (319) 233-1717
SEC Registered
Total AUM
$40.6M
Discretionary
$40.6M
Employees
1
Clients
--
Accounts
21
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Jun 2012 | $40.6M | $40.6M | $0 | 1 | 11 |
| Apr 2012 | $40.6M | $40.6M | $0 | 1 | 11 |
| Apr 2012 | $40.6M | $40.6M | $0 | 1 | 11 |
| Mar 2012 | $40.6M | $40.6M | $0 | 1 | 11 |
| Dec 2010 | $33.6M | $33.6M | $0 | 5 | -- |
| Sep 2010 | $34.7M | $31.6M | $3.1M | 5 | -- |
| Jul 2010 | $33.4M | $31.5M | $2M | 5 | -- |
| Jan 2010 | $33.4M | $31.5M | $2M | 5 | -- |
| Oct 2009 | $30M | $29.2M | $823.6K | 5 | -- |
| Oct 2009 | $30M | $29.2M | $823.6K | 5 | -- |
| Feb 2009 | $30M | $29.2M | $823.6K | 5 | -- |
| Mar 2008 | $29.3M | $20.6M | $8.8M | 5 | -- |
| Nov 2007 | $0 | $0 | $0 | 5 | -- |
| Nov 2007 | $0 | $0 | $0 | 5 | -- |
DateJun 2012
Total AUM$40.6M
Discretionary$40.6M
Non-Disc.$0
Employees1
Clients11
DateApr 2012
Total AUM$40.6M
Discretionary$40.6M
Non-Disc.$0
Employees1
Clients11
DateApr 2012
Total AUM$40.6M
Discretionary$40.6M
Non-Disc.$0
Employees1
Clients11
DateMar 2012
Total AUM$40.6M
Discretionary$40.6M
Non-Disc.$0
Employees1
Clients11
DateDec 2010
Total AUM$33.6M
Discretionary$33.6M
Non-Disc.$0
Employees5
Clients--
DateSep 2010
Total AUM$34.7M
Discretionary$31.6M
Non-Disc.$3.1M
Employees5
Clients--
DateJul 2010
Total AUM$33.4M
Discretionary$31.5M
Non-Disc.$2M
Employees5
Clients--
DateJan 2010
Total AUM$33.4M
Discretionary$31.5M
Non-Disc.$2M
Employees5
Clients--
DateOct 2009
Total AUM$30M
Discretionary$29.2M
Non-Disc.$823.6K
Employees5
Clients--
DateOct 2009
Total AUM$30M
Discretionary$29.2M
Non-Disc.$823.6K
Employees5
Clients--
DateFeb 2009
Total AUM$30M
Discretionary$29.2M
Non-Disc.$823.6K
Employees5
Clients--
DateMar 2008
Total AUM$29.3M
Discretionary$20.6M
Non-Disc.$8.8M
Employees5
Clients--
DateNov 2007
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees5
Clients--
DateNov 2007
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees5
Clients--