CALE FINANCIAL MANAGEMENT, INC.
CRD #145671 SEC #801-113552 KULA, HI (808) 214-5012
SEC Registered
Total AUM
$136.6M
Discretionary
$136.6M
Employees
2
Clients
--
Accounts
242
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 4, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Hanson, Tressa, DeLisa | I | CHIEF COMPLIANCE OFFICER | NA | |
| Hanson, Tressa, DeLisa | I | CHIEF COMPLIANCE OFFICER | NA | |
| CALE, BENNETT, WILLIAM | I | PRESIDENT | E | Control |
| CALE, BENNETT, WILLIAM | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| CALE, BENNETT, WILLIAM | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| CALE, BENNETT, WILLIAM | I | PRESIDENT | E | Control |
| CALE, BENNETT, WILLIAM | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| CALE, BENNETT, WILLIAM | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| CALE, BENNETT, WILLIAM | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| ANDERMAN, GABRIELLE, LEE | I | SHAREHOLDER | B | |
| ANDERMAN, GABRIELLE, LEE | I | SHAREHOLDER | B | |
| ANDERMAN, GABRIELLE, LEE | I | SHAREHOLDER | B |
Registrations
Federal
IA
May 4, 2020 REGISTERED
Notice Filings (2)
CA HI
Address
29 KOLONAHE PLACEKULA, HI 96790
United States
Phone: (808) 214-5012