PRIVATE CLIENT LLC
CRD #145678 SEC #801-72717 SCOTTSDALE, AZ 480-951-1340
SEC Registered
Total AUM
$107M
Discretionary
$75M
Employees
1
Clients
0
Accounts
750
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Arizona
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 13, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MORAN, TIMOTHY, DAMIEN | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| MORAN, TIMOTHY, DAMIEN | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| MORAN, TIMOTHY, DAMIEN | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| MORAN, TIMOTHY, DAMIEN | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| MORAN, TIMOTHY, DAMIEN | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| OXFORD, RICHARD, L | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| WILKINSON, CHRISTOPHER, CHARLES | I | MEMBER | C | Control |
| PILGRIM FUNDS, LLC | DE | MEMBER | A | |
| PILGRIM FUNDS, LLC | DE | MEMBER | A |
Registrations
Federal
IA
Jul 13, 2012 REGISTERED
Notice Filings (3)
AZ GA TN
Address
6720 N SCOTTSDALE RDSTE 350
SCOTTSDALE, AZ 85253
United States
Phone: 480-951-1340