CONCORD EQUITY GROUP ADVISORS LLC
Legal name: THE CONCORD EQUITY GROUP, LLC
CRD #14569 SEC #801-46275 MATAWAN, NJ 732-335-0800
SEC Registered
Total AUM
$405.5M
Discretionary
$15.5M
Employees
--
Clients
26
Accounts
770
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 14, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AMERICAN CAPITAL ACQUISITION PARTNERS (PARENT COMPANY - RIA ONLY) | DE | (PARENT COMPANY - RIA ONLY) | NA | |
| ARGUSH, LEE DANNY | I | MANAGING DIRECTOR (RIA ONLY) | NA | |
| ARGUSH, LEE DANNY | I | CFO/DIRECTOR/CROP | NA | Control |
| ARGUSH, LEE DANNY | I | CFO/DIRECTOR | NA | Control |
| ARGUSH, LEE DANNY | I | CFO/DIRECTOR | NA | Control |
| ARGUSH, LEE DANNY | I | CFO/DIRECTOR | NA | Control |
| ARGUSH, LEE DANNY | I | CFO/DIRECTOR | NA | Control |
| ARGUSH, LEE DANNY | I | CFO/DIRECTOR | NA | Control |
| ARGUSH, LEE DANNY | I | CFO/DIRECTOR | NA | Control |
| BRUNO, VINCENT MICHAEL | I | CHIEF COMPLIANCE OFFICER - BROKER-DEALER ONLY | NA | Control |
| BRUNO, VINCENT MICHAEL | I | CHIEF COMPLIANCE OFFICER - BROKER-DEALER ONLY | NA | Control |
| BRUNO, VINCENT MICHAEL | I | CHIEF COMPLIANCE OFFICER - BROKER-DEALER ONLY | NA | Control |
| BRUNO, VINCENT MICHAEL | I | CHIEF COMPLIANCE OFFICER - BROKER-DEALER ONLY | NA | Control |
| BRUNO, VINCENT MICHAEL | I | CHIEF COMPLIANCE OFFICER - BROKER-DEALER ONLY | NA | Control |
| DIOGUARDI, WILLIAM PAUL | I | CHAIRMAN | NA | Control |
| GAVORNIK, ALAN FELIX | I | MANAGING DIRECTOR (RIA ONLY) | NA | |
| GAVORNIK, ALAN FELIX | I | CEO/DIRECTOR/ (CCO -IA ONLY - 1/2005) | NA | Control |
| GAVORNIK, ALAN FELIX | I | CEO/DIRECTOR | NA | Control |
| GAVORNIK, ALAN FELIX | I | CEO/DIRECTOR | NA | Control |
| GAVORNIK, ALAN FELIX | I | CEO/DIRECTOR/ (CCO -IA ONLY - 1/2005) | NA | Control |
| GAVORNIK, ALAN FELIX | I | CEO/DIRECTOR | NA | Control |
| GAVORNIK, ALAN FELIX | I | CEO/DIRECTOR | NA | Control |
| GAVORNIK, ALAN FELIX | I | CEO/DIRECTOR | NA | Control |
| LOTESTO, GABRIEL JOHN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LOTESTO, GABRIEL JOHN | I | CFO/FINOP | NA | Control |
| LOTESTO, GABRIEL JOHN | I | CHIEF OPERATING OFFICER (BD ONLY) | NA | Control |
| LOURY, KIRK EDWARD | I | CHIEF INVESTMENT OFFICER (RIA ONLY) | NA | Control |
| LOURY, KIRK EDWARD | I | CHIEF INVESTMENT OFFICER (RIA ONLY) | NA | Control |
| MARINIELLO, NICHOLAS | I | MANAGING DIRECTOR (RIA ONLY) | NA | |
| MARINIELLO, NICHOLAS | I | PRESIDENT/DIRECTOR/SROP | NA | Control |
| MARINIELLO, NICHOLAS | I | PRESIDENT/DIRECTOR | NA | Control |
| MARINIELLO, NICHOLAS | I | PRESIDENT/DIRECTOR | NA | Control |
| MARINIELLO, NICHOLAS | I | PRESIDENT/DIRECTOR | NA | Control |
| MARINIELLO, NICHOLAS | I | PRESIDENT/DIRECTOR | NA | Control |
| MARINIELLO, NICHOLAS | I | PRESIDENT/DIRECTOR | NA | Control |
| MARINIELLO, NICHOLAS | I | PRESIDENT/DIRECTOR | NA | Control |
| MAZUR, MARC STUART | I | VICE PRESIDENT, OPERATIONS | NA | Control |
| MCCONVILLE, DONNA M | I | CHIEF COMPLIANCE OFFICER | NA | |
| O'CONNOR, DANIEL THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPENCER TRASK ILLUMINATION FUND | DE | SHAREHOLDER (RIA ONLY) | NA | |
| SPENCER TRASK ILLUMINATION FUND | DE | SHAREHOLDER (RIA ONLY) | NA | |
| SPENCER TRASK INVESTMENT PARTNERS | DE | SHAREHOLDER (RIA ONLY) | NA | |
| SPENCER TRASK INVESTMENT PARTNERS | DE | SHAREHOLDER (RIA ONLY) | NA | |
| SPENCER TRASK PRIVATE EQUITY ACCREDITED FUND III | DE | SHAREHOLDER (RIA ONLY) | NA | |
| SPENCER TRASK PRIVATE EQUITY ACCREDITED FUND III | DE | SHAREHOLDER (RIA ONLY) | NA | |
| SPENCER TRASK PRIVATE EQUITY FUND I | DE | SHAREHOLDER (RIA ONLY) | NA | |
| SPENCER TRASK PRIVATE EQUITY FUND I | DE | SHAREHOLDER (RIA ONLY) | NA | |
| SPENCER TRASK PRIVATE EQUITY FUND II | DE | SHAREHOLDER (RIA ONLY) | NA | |
| SPENCER TRASK PRIVATE EQUITY FUND II | DE | SHAREHOLDER (RIA ONLY) | NA | |
| WEISS, GARY BRUCE | I | SROP | NA | Control |
| AMERICAN CAPITAL ACQUISITION PARTNERS, LLC | DE | PARENT COMPANY | E | Control |
| AMERICAN CAPITAL ACQUISITION PARTNERS, LLC | DE | PARENT COMPANY | E | Control |
| AMERICAN CAPITAL ACQUISITION PARTNERS, LLC | DE | PARENT COMPANY | E | Control |
| AMERICAN CAPITAL ACQUISITION PARTNERS, LLC | DE | PARENT COMPANY | E | Control |
| AMERICAN CAPITAL ACQUISITION PARTNERS, LLC | DE | PARENT COMPANY | E | Control |
| AMERICAN CAPITAL ACQUISITION PARTNERS, LLC | DE | PARENT COMPANY | E | Control |
| WASHINGTON ASSOCIATES 205 LLC | DE | PARENT COMPANY - BROKER-DEALER ONLY | E | |
| WASHINGTON ASSOCIATES 205 LLC | DE | PARENT COMPANY - BROKER-DEALER ONLY | E | |
| WASHINGTON ASSOCIATES 205 LLC | DE | SHAREHOLDER - BROKER-DEALER ONLY | B | |
| WASHINGTON ASSOCIATES 205 LLC | DE | SHAREHOLDER - BROKER-DEALER ONLY | B | |
| WASHINGTON ASSOCIATES 205 LLC | DE | SHAREHOLDER - BROKER-DEALER ONLY | B | |
| WASHINGTON ASSOCIATES 205 LLC | DE | SHAREHOLDER - BROKER-DEALER ONLY | B | |
| WASHINGTON ASSOCIATES 205 LLC | DE | SHAREHOLDER - BROKER-DEALER ONLY | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| KIMBERLIN, KEVIN BRIAN | I | SPENCER TRASK INVESTMENT PARTNERS | E | Control |
| KIMBERLIN, KEVIN BRIAN | I | SPENCER TRASK INVESTMENT PARTNERS | E | Control |
| SPENCER TRASK INVESTMENT PARTNERS, LLC | DE | WASHINGTON ASSOCIATES 205 LLC | E | Control |
| SPENCER TRASK INVESTMENT PARTNERS, LLC | DE | WASHINGTON ASSOCIATES 205 LLC | E | Control |
| ARGUSH, LEE DANNY | I | AMERICAN CAPITAL ACQUISTION PARTNERS, LLC | C | Control |
| ARGUSH, LEE DANNY | I | AMERICAN CAPITAL ACQUISTION PARTNERS, LLC | C | Control |
| ARGUSH, LEE DANNY | I | AMERICAN CAPITAL ACQUISTION PARTNERS, LLC | C | Control |
| ARGUSH, LEE DANNY | I | AMERICAN CAPITAL ACQUISTION PARTNERS, LLC | C | Control |
| ARGUSH, LEE DANNY | I | AMERICAN CAPITAL ACQUISTION PARTNERS, LLC | C | Control |
| ARGUSH, LEE DANNY | I | AMERICAN CAPITAL ACQUISTION PARTNERS, LLC | C | Control |
| GAVORNIK, ALAN FELIX | I | AMERICAN CAPITAL ACQUISTION PARTNERS, LLC | C | Control |
| GAVORNIK, ALAN FELIX | I | AMERICAN CAPITAL ACQUISTION PARTNERS, LLC | C | Control |
| GAVORNIK, ALAN FELIX | I | AMERICAN CAPITAL ACQUISTION PARTNERS, LLC | C | Control |
| GAVORNIK, ALAN FELIX | I | AMERICAN CAPITAL ACQUISTION PARTNERS, LLC | C | Control |
| GAVORNIK, ALAN FELIX | I | AMERICAN CAPITAL ACQUISTION PARTNERS, LLC | C | Control |
| GAVORNIK, ALAN FELIX | I | AMERICAN CAPITAL ACQUISTION PARTNERS, LLC | C | Control |
| MARINIELLO, NICHOLAS | I | AMERICAN CAPITAL ACQUISTION PARTNERS, LLC | C | Control |
| MARINIELLO, NICHOLAS | I | AMERICAN CAPITAL ACQUISTION PARTNERS, LLC | C | Control |
| MARINIELLO, NICHOLAS | I | AMERICAN CAPITAL ACQUISTION PARTNERS, LLC | C | Control |
| MARINIELLO, NICHOLAS | I | AMERICAN CAPITAL ACQUISTION PARTNERS, LLC | C | Control |
| MARINIELLO, NICHOLAS | I | AMERICAN CAPITAL ACQUISTION PARTNERS, LLC | C | Control |
| MARINIELLO, NICHOLAS | I | AMERICAN CAPITAL ACQUISTION PARTNERS, LLC | C | Control |
Registrations
Federal
IA
Feb 14, 2007 REGISTERED
Notice Filings (20)
CA CT DE FL IL IN KY MI MO MS MT NC NJ NM NY OH OR PA TX WA
Address
100 MATAWAN ROADMATAWAN, NJ 07747-3912
USA
Phone: 732-335-0800