SAMOSET WEALTH MANAGEMENT COMPANY LLC
CRD #145716 SEC #801-69180 DARIEN, CT 203-656-9643
SEC Registered
Total AUM
$127.3M
Discretionary
$14.4M
Employees
--
Clients
10
Accounts
324
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 7, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BATTEY, WILLIAM, ROY | I | CHAIRMAN | NA | Control |
| BATTEY, WILLIAM, ROY | I | CHAIRMAN | NA | Control |
| BATTEY, WILLIAM, ROY | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BATTEY, WILLIAM, ROY | I | CHAIRMAN | NA | Control |
| HOFFMAN, THOMAS, GRANT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HOFFMAN, THOMAS, GRANT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HOFFMAN, THOMAS, GRANT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HOFFMAN, THOMAS, GRANT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LITT, DAVID, MORLEY | I | HEAD OF PRODUCT DEVELOPMENT | NA | Control |
| LITT, DAVID, MORLEY | I | HEAD OF PRODUCT DEVELOPMENT | NA | Control |
| LITT, DAVID, MORLEY | I | HEAD OF PRODUCT DEVELOPMENT | NA | Control |
| LITT, DAVID, MORLEY | I | HEAD OF PRODUCT DEVELOPMENT | NA | Control |
| MILHAUPT, PETER, STUART | I | HEAD OF BUSINESS DEVELOPMENT | NA | Control |
| MILHAUPT, PETER, STUART | I | HEAD OF BUSINESS DEVELOPMENT | NA | Control |
| MILHAUPT, PETER, STUART | I | HEAD OF SALES AND NEW BUSINESS DEVELOPMENT | NA | Control |
| MILHAUPT, PETER, STUART | I | HEAD OF BUSINESS DEVELOPMENT | NA | Control |
| RUHLIN, PETER | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| RUHLIN, PETER | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| RUHLIN, PETER | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| RUHLIN, PETER | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| STRAUS, JOHN, ALEXANDER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| STRAUS, JOHN, ALEXANDER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| STRAUS, JOHN, ALEXANDER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| VANNOSTRAND, CLARK, RICHARD | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| VANNOSTRAND, CLARK, RICHARD | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| VANNOSTRAND, CLARK, RICHARD | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| VANNOSTRAND, CLARK, RICHARD | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| SAMOSET CAPITAL GROUP LLC | DE | MEMBER | E | Control |
| SAMOSET CAPITAL GROUP LLC | DE | MEMBER | E | Control |
| SAMOSET CAPITAL GROUP LLC | DE | MEMBER | E | Control |
| SAMOSET CAPITAL GROUP LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| RUHLIN, PETER | I | SAMOSET CAPITAL GROUP LLC | F | Control |
| RUHLIN, PETER | I | SAMOSET CAPITAL GROUP LLC | F | Control |
| RUHLIN, PETER | I | SAMOSET CAPITAL GROUP LLC | F | Control |
| STRAUS, JOHN, ALEXANDER | I | SAMOSET CAPITAL GROUP LLC | F | Control |
| STRAUS, JOHN, ALEXANDER | I | SAMOSET CAPITAL GROUP LLC | F | Control |
| STRAUS, JOHN, ALEXANDER | I | SAMOSET CAPITAL GROUP LLC | F | Control |
| BATTEY, WILLIAM, ROY | I | SAMOSET CAPITAL GROUP LLC | C | Control |
| BATTEY, WILLIAM, ROY | I | SAMOSET CAPITAL GROUP LLC | C | Control |
| BATTEY, WILLIAM, ROY | I | SAMOSET CAPITAL GROUP LLC | C | Control |
| BATTEY, WILLIAM, ROY | I | SAMOSET CAPITAL GROUP LLC | C | Control |
| RUHLIN, PETER | I | SAMOSET CAPITAL GROUP LLC | C | Control |
Registrations
Federal
IA
Apr 7, 2011 REGISTERED
Notice Filings (4)
FL MA ME NH
Address
1540 BOSTON POST ROADDARIEN, CT 06820-5900
United States
Phone: 203-656-9643