RIA Intelligence

SHEPHERD KAPLAN PARTNERSHIPS, LLC

CRD #145874 SEC #801-68641 BOSTON, MA 617.896.1600
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
--
Clients
0
Accounts
0

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Dec 13, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BOWERS, DORY, ADRIENNEIDIRECTOR OF OPERATIONS/DEPUTY COMPLIANCE OFFICERNA Control
BOWERS, DORY, ADRIENNEIDIRECTOR OF OPERATIONS/DEPUTY COMPLIANCE OFFICERNA Control
DEPALO, MARIOICFONA Control
HUNTER, MARCUS, CHRISTOPHERIPRESIDENT/COO/CHIEF COMPLIANCE OFFICERNA Control
HUNTER, MARCUS, CHRISTOPHERIPRESIDENT/COO/CHIEF COMPLIANCE OFFICERNA Control
KAPLAN, DAVID, CHARLESIMANAGING MEMBERNA Control
SHEPHERD, DAVID, MORRISIMANAGING MEMBERNA Control
KAPLAN, DAVID, CHARLESIMANAGING MEMBERD Control
SAMPERI, SHAWN, CHARLESIMANAGING MEMBERD Control
SHEPHERD KAPLAN LLCDEOWNERD Control
SHEPHERD, DAVID, MORRISIMANAGING MEMBERD Control
SAMPERI, SHAWN, CHARLESIPARTNERA Control
SHEPHERD KAPLAN LLCDEOWNERA Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
KAPLAN, DAVID, CHARLESISHEPHERD KAPLAN LLCD Control
KAPLAN, DAVID, CHARLESISHEPHERD KAPLAN LLCD Control
SHEPHERD KAPLAN LLCDESHEPHERD KAPLAN PARTNERSHIPS, LLCD Control
SHEPHERD, DAVID, MORRISISHEPHERD KAPLAN LLCD Control
SHEPHERD, DAVID, MORRISISHEPHERD KAPLAN LLCD Control

Registrations

Federal

IA
Dec 13, 2007 REGISTERED

Notice Filings (14)

AZ CA CO CT DC MA MI NJ NY OH PA TN VT WA

Address

125 SUMMER STREET, 22ND FLOOR
BOSTON, MA 2110
USA
Phone: 617.896.1600