GRAIL ADVISORS LLC
CRD #145895 SEC #801-69967 SAN FRANCISCO, CA 415-677-5870
SEC Registered
Total AUM
--
Discretionary
--
Employees
5
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 27, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CHAPPELL, CHESTER, GREGORY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAPPELL, CHESTER, GREGORY | I | MEMBER, CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| DEREMER, DARLENE, TARRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCGRANE, BRIAN, JOSEPH | I | MEMBER, BOARD OF GOVERNORS, SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| MEYER, PETER, JUSTIN | I | MANAGER | NA | Control |
| PUTNAM, DONALD, HARDING | I | MANAGER | NA | Control |
| PUTNAM, DONALD, HARDING | I | MANAGING PARTNER | NA | Control |
| SICILIANO, JOHN, CARMINE | I | MANAGING PARTNER | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD OF GOVERNORS AND PRESIDENT | NA | Control |
| WHITE, WILLIAM, EMERSON | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| WHITE, WILLIAM, EMERSON | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | DE | MANAGING MEMBER OF REGISTRANT | E | Control |
| GRAIL PARTNERS, LLC | DE | MEMBER | E | Control |
| GRAIL PARTNERS, LLC | DE | MEMBER | D | Control |
| GRAIL PARTNERS, LLC | DE | MEMBER | D | Control |
| GRAIL PARTNERS, LLC | DE | MEMBER | D | Control |
| GRAIL PARTNERS, LLC | DE | MEMBER | D | Control |
| GRAIL PARTNERS, LLC | DE | MEMBER | D | Control |
| BLACK, GARY | I | MEMBER | B | |
| THOMAS, WILLIAM, MCCORMICK | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | B | Control |
| THOMAS, WILLIAM, MCCORMICK | I | CHIEF EXECUTIVE OFFICER | B | Control |
| THOMAS, WILLIAM, MCCORMICK | I | CHIEF EXECUTIVE OFFICER | B | Control |
| THOMAS, WILLIAM, MCCORMICK | I | MEMBER, CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | B | Control |
| THOMAS, WILLIAM, MCCORMICK | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | B | Control |
| CHAPPELL, CHESTER, GREGORY | I | CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER | A | Control |
| CHAPPELL, CHESTER, GREGORY | I | CHIEF FINANCIAL OFFICER | A | Control |
| CHAPPELL, CHESTER, GREGORY | I | CHIEF FINANCIAL OFFICER | A | Control |
| CHAPPELL, CHESTER, GREGORY | I | CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER | A | Control |
| PETER J. MEYER LIVING TRUST U/A/D 3-22-05 | DE | MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PUTNAM, DONALD, HARDING | I | GRAIL PARTNERS, LLC | F | Control |
| PUTNAM, DONALD, HARDING | I | GRAIL PARTNERS, LLC | F | Control |
| PUTNAM, DONALD, HARDING | I | GRAIL PARTNERS, LLC | F | Control |
| PUTNAM, DONALD, HARDING | I | GRAIL PARTNERS, LLC | F | Control |
| PUTNAM, DONALD, HARDING | I | GRAIL PARTNERS, LLC | F | Control |
| PUTNAM, DONALD, HARDING | I | GRAIL PARTNERS, LLC | F | Control |
| SICILIANO, JOHN, CARMINE | I | GRAIL PARTNERS, LLC | F | Control |
| AMERIPRISE FINANCIAL, INC. | DE | COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | E | Control |
Registrations
Federal
IA
Oct 27, 2009 REGISTERED
Notice Filings (2)
MA NY
Address
ONE FERRY BUILDING, SUITE 255SAN FRANCISCO, CA 94111
United States
Phone: 415-677-5870