TRW INVESTMENTS, LLC
Legal name: TRW INVESTMENTS
CRD #145901 SEC #801-69203 LOS ANGELES, CA 800-343-0449
SEC Registered
Total AUM
$66.3M
Discretionary
$59.1M
Employees
1
Clients
0
Accounts
286
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 7, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALARCON, CYNTHIA, BERNARDA | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS | NA | |
| ALARCON, CYNTHIA, BERNARDA | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS | NA | |
| ALARCON, CYNTHIA, BERNARDA | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS | NA | |
| KORBEKIAN, GREGORY, A. | I | VICE PRESIDENT, DIRECTOR OF MARKETING | NA | Control |
| KORBEKIAN, GREGORY, A. | I | VICE PRESIDENT, DIRECTOR OF MARKETING | NA | Control |
| KORBEKIAN, GREGORY, A. | I | VICE PRESIDENT, DIRECTOR OF MARKETING | NA | Control |
| KORBEKIAN, GREGORY, A. | I | VICE PRESIDENT, DIRECTOR OF MARKETING | NA | Control |
| KORBEKIAN, GREGORY, A. | I | VICE PRESIDENT, DIRECTOR OF MARKETING | NA | Control |
| KORBEKIAN, GREGORY, A. | I | VICE PRESIDENT, DIRECTOR OF MARKETING | NA | Control |
| KORBEKIAN, GREGORY, A. | I | VICE PRESIDENT, DIRECTOR OF MARKETING | NA | Control |
| KORBEKIAN, GREGORY, A. | I | VICE PRESIDENT, DIRECTOR OF MARKETING | NA | Control |
| KORBEKIAN, GREGORY, A. | I | VICE PRESIDENT, DIRECTOR OF MARKETING | NA | Control |
| KORBEKIAN, GREGORY, A. | I | VICE PRESIDENT, DIRECTOR OF MARKETING | NA | Control |
| KORBEKIAN, GREGORY, A. | I | VICE PRESIDENT, DIRECTOR OF MARKETING | NA | Control |
| KORBEKIAN, GREGORY, A. | I | VICE PRESIDENT, DIRECTOR OF MARKETING | NA | Control |
| KORBEKIAN, GREGORY, A. | I | VICE PRESIDENT, DIRECTOR OF MARKETING | NA | Control |
| KORBEKIAN, GREGORY, A. | I | VICE PRESIDENT, DIRECTOR OF MARKETING | NA | Control |
| KORBEKIAN, GREGORY, A. | I | VICE PRESIDENT, DIRECTOR OF MARKETING | NA | Control |
| KORBEKIAN, GREGORY, A. | I | VICE PRESIDENT, DIRECTOR OF MARKETING | NA | Control |
| KORBEKIAN, GREGORY, A. | I | VICE PRESIDENT, DIRECTOR OF MARKETING | NA | Control |
| KORBEKIAN, GREGORY, A. | I | VICE PRESIDENT, DIRECTOR OF MARKETING | NA | Control |
| KORBEKIAN, GREGORY, A. | I | VICE PRESIDENT, DIRECTOR OF MARKETING | NA | Control |
| KORBEKIAN, GREGORY, A. | I | VICE PRESIDENT, DIRECTOR OF MARKETING | NA | Control |
| VENTURA, CYNTHIA, BERNARDA | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS | NA | |
| VENTURA, CYNTHIA, BERNARDA | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS | NA | |
| VENTURA, CYNTHIA, BERNARDA | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS | NA | |
| VENTURA, CYNTHIA, BERNARDA | I | CHIEF OPERATIONS OFFICER | NA | |
| VENTURA, CYNTHIA, BERNARDA | I | CHIEF OPERATIONS OFFICER | NA | |
| VENTURA, CYNTHIA, BERNARDA | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS | NA | |
| VENTURA, CYNTHIA, BERNARDA | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS | NA | |
| VENTURA, CYNTHIA, BERNARDA | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS | NA | |
| VENTURA, CYNTHIA, BERNARDA | I | CHIEF OPERATIONS OFFICER | NA | |
| VENTURA, CYNTHIA, BERNARDA | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS | NA | |
| VENTURA, CYNTHIA, BERNARDA | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS | NA | |
| VENTURA, CYNTHIA, BERNARDA | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS | NA | |
| WALSH, TODD, RANDALL | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER | E | Control |
| WALSH, TODD, RANDALL | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER | E | Control |
| WALSH, TODD, RANDALL | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER | E | Control |
| WALSH, TODD, RANDALL | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| WALSH, TODD, RANDALL | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| WALSH, TODD, RANDALL | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER | E | Control |
| WALSH, TODD, RANDALL | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER | E | Control |
| WALSH, TODD, RANDALL | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER | E | Control |
| WALSH, TODD, RANDALL | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| WALSH, TODD, RANDALL | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER | E | Control |
| WALSH, TODD, RANDALL | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER | E | Control |
| WALSH, TODD, RANDALL | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER | E | Control |
| WALSH, TODD, RANDALL | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER | E | Control |
| WALSH, TODD, RANDALL | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER | E | Control |
| WALSH, TODD, RANDALL | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER | E | Control |
| WALSH, TODD, RANDALL | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | D | Control |
| WALSH, TODD, RANDALL | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | D | Control |
| WALSH, TODD, RANDALL | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | D | Control |
| WALSH, TODD, RANDALL | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | D | Control |
| WALSH, TODD, RANDALL | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | D | Control |
| ALEXSON, STEVEN, BRETT | I | MANAGING MEMBER | C | |
| ALEXSON, STEVEN, BRETT | I | MANAGING MEMBER | C | Control |
| ALEXSON, STEVEN, BRETT | I | MANAGING MEMBER | C | Control |
| ALEXSON, STEVEN, BRETT | I | MANAGING MEMBER | C | Control |
| ALEXSON, STEVEN, BRETT | I | MANAGING MEMBER | C | Control |
| ALEXSON, STEVEN, BRETT | I | MANAGING MEMBER | C | Control |
| WALSH, DEBORAH, SUE | I | NON-MANAGING MEMBER | B | |
| WALSH, DEBORAH, SUE | I | NON-MANAGING MEMBER | B | |
| WALSH, DEBORAH, SUE | I | NON-MANAGING MEMBER | B | |
| WALSH, DEBORAH, SUE | I | NON-MANAGING MEMBER | B | |
| WALSH, DEBORAH, SUE | I | NON-MANAGING MEMBER | B | |
| WALSH, DEBORAH, SUE | I | NON-MANAGING MEMBER | B | |
| WALSH, DEBORAH, SUE | I | NON-MANAGING MEMBER | B | |
| WALSH, DEBORAH, SUE | I | NON-MANAGING MEMBER | B | |
| WALSH, DEBORAH, SUE | I | NON-MANAGING MEMBER | B | |
| WALSH, DEBORAH, SUE | I | NON-MANAGING MEMBER | B | |
| WALSH, DEBORAH, SUE | I | NON-MANAGING MEMBER | B | |
| WALSH, DEBORAH, SUE | I | NON-MANAGING MEMBER | B |
Registrations
Federal
IA
May 7, 2012 REGISTERED
Notice Filings (2)
CA CO
Address
300 SOUTH GRAND AVENUE24TH FLOOR
LOS ANGELES, CA 90071
United States
Phone: 800-343-0449