GLOBAL CURRENTS INVESTMENT MANAGEMENT, LLC
CRD #145923 SEC #801-68663 WILMINGTON, DE 302-476-3800
SEC Registered Private Funds
Total AUM
$2.1B
Discretionary
$2.1B
Employees
11
Clients
--
Accounts
2,503
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Mar 29, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAIN, PETER, LANNING | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| COHEN, HARRY, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| COHEN, HARRY, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| COHEN, HARRY, DAVID | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| COHEN, HARRY, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| COHEN, HARRY, DAVID | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| COHEN, HARRY, DAVID | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| COHEN, HARRY, DAVID | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| COHEN, HARRY, DAVID | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| COHEN, HARRY, DAVID | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| COHEN, HARRY, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| COHEN, HARRY, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| COHEN, HARRY, DAVID | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| COHEN, HARRY, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DALEY, CHARLES, JAMES | I | DIRECTOR | NA | Control |
| DALEY, CHARLES, JAMES | I | DIRECTOR | NA | Control |
| DALEY, CHARLES, JAMES | I | DIRECTOR | NA | Control |
| DEWHURST, RONALD, RICHARD | I | DIRECTOR | NA | Control |
| DEWHURST, RONALD, RICHARD | I | DIRECTOR | NA | Control |
| DEWHURST, RONALD, RICHARD | I | DIRECTOR | NA | Control |
| DEWHURST, RONALD, RICHARD | I | DIRECTOR | NA | Control |
| DEWHURST, RONALD, RICHARD | I | DIRECTOR | NA | Control |
| DEWHURST, RONALD, RICHARD | I | DIRECTOR | NA | Control |
| DEWHURST, RONALD, RICHARD | I | DIRECTOR | NA | Control |
| DEWHURST, RONALD, RICHARD | I | DIRECTOR | NA | Control |
| DEWHURST, RONALD, RICHARD | I | DIRECTOR | NA | Control |
| DIESCHBOURG, MICHAEL, THOMAS | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| DIESCHBOURG, MICHAEL, THOMAS | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| DIESCHBOURG, MICHAEL, THOMAS | I | MANAGING DIRECTOR AND HEAD OF GLOBAL SALES | NA | Control |
| DIESCHBOURG, MICHAEL, THOMAS | I | MANAGING DIRECTOR AND HEAD OF GLOBAL SALES | NA | Control |
| EHRLICHMAN, PAUL, DAVID | I | CHAIRMAN AND CHIEF INVESTMENT OFFICER | NA | Control |
| EHRLICHMAN, PAUL, DAVID | I | HEAD OF GLOBAL EQUITY | NA | Control |
| EHRLICHMAN, PAUL, DAVID | I | HEAD OF GLOBAL EQUITY | NA | Control |
| EHRLICHMAN, PAUL, DAVID | I | MANAGING DIRECTOR AND HEAD OF GLOBAL EQUITY | NA | Control |
| EHRLICHMAN, PAUL, DAVID | I | HEAD OF GLOBAL EQUITY | NA | Control |
| EHRLICHMAN, PAUL, DAVID | I | CHAIRMAN AND CHIEF INVESTMENT OFFICER | NA | Control |
| EHRLICHMAN, PAUL, DAVID | I | MANAGING DIRECTOR AND HEAD OF GLOBAL EQUITY | NA | Control |
| EHRLICHMAN, PAUL, DAVID | I | MANAGING DIRECTOR AND HEAD OF GLOBAL EQUITY | NA | Control |
| EHRLICHMAN, PAUL, DAVID | I | MANAGING DIRECTOR AND HEAD OF GLOBAL EQUITY | NA | Control |
| EHRLICHMAN, PAUL, DAVID | I | MANAGING DIRECTOR AND HEAD OF GLOBAL EQUITY | NA | Control |
| EHRLICHMAN, PAUL, DAVID | I | HEAD OF GLOBAL EQUITY | NA | Control |
| EHRLICHMAN, PAUL, DAVID | I | HEAD OF GLOBAL EQUITY | NA | Control |
| EHRLICHMAN, PAUL, DAVID | I | HEAD OF GLOBAL EQUITY | NA | Control |
| EHRLICHMAN, PAUL, DAVID | I | HEAD OF GLOBAL EQUITY | NA | Control |
| EHRLICHMAN, PAUL, DAVID | I | HEAD OF GLOBAL EQUITY | NA | Control |
| GLASSER, SCOTT, KEITH | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| GLASSER, SCOTT, KEITH | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| LENZA, LISA, ANNE | I | VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| LENZA, LISA, ANNE | I | VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| LENZA, LISA, ANNE | I | MANAGING DIRECTOR AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| LENZA, LISA, ANNE | I | MANAGING DIRECTOR AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| LENZA, LISA, ANNE | I | MANAGING DIRECTOR AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| LENZA, LISA, ANNE | I | MANAGING DIRECTOR AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| LIST, CYNTHIA, KAREN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LIST, CYNTHIA, KAREN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LIST, CYNTHIA, KAREN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LIST, CYNTHIA, KAREN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LIST, CYNTHIA, KAREN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MANNING, BARBARA, BROOKE | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MANNING, BARBARA, BROOKE | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MANNING, BARBARA, BROOKE | I | MANAGING DIRECTOR, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MANNING, BARBARA, BROOKE | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MANNING, BARBARA, BROOKE | I | MANAGING DIRECTOR, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MANNING, BARBARA, BROOKE | I | MANAGING DIRECTOR, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MANNING, BARBARA, BROOKE | I | MANAGING DIRECTOR, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MANNING, BARBARA, BROOKE | I | MANAGING DIRECTOR, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MANNING, BARBARA, BROOKE | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MANNING, BARBARA, BROOKE | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MANNING, BARBARA, BROOKE | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MANNING, BARBARA, BROOKE | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MANNING, BARBARA, BROOKE | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MCNERNEY, JOE, J | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MCNERNEY, JOE, J | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MERZ, GREGORY, T | I | ACTING CHIEF COMPLIANCE OFFICER | NA | Control |
| MURPHY, TERRENCE, JAMES | I | CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TERRENCE, JAMES | I | DIRECTOR | NA | Control |
| MURPHY, TERRENCE, JAMES | I | PRESIDENT | NA | Control |
| MURPHY, TERRENCE, JAMES | I | CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TERRENCE, JAMES | I | DIRECTOR | NA | Control |
| MURPHY, TERRENCE, JAMES | I | PRESIDENT | NA | Control |
| MURPHY, TERRENCE, JAMES | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TERRENCE, JAMES | I | DIRECTOR | NA | Control |
| MURPHY, TERRENCE, JAMES | I | PRESIDENT | NA | Control |
| MURPHY, TERRENCE, JAMES | I | CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TERRENCE, JAMES | I | DIRECTOR | NA | Control |
| MURPHY, TERRENCE, JAMES | I | PRESIDENT | NA | Control |
| MURPHY, TERRENCE, JAMES | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TERRENCE, JAMES | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TERRENCE, JAMES | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TERRENCE, JAMES | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TERRENCE, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| MURPHY, TERRENCE, JAMES | I | DIRECTOR | NA | Control |
| MURPHY, TERRENCE, JAMES | I | PRESIDENT | NA | Control |
| MURPHY, TERRENCE, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| MURPHY, TERRENCE, JAMES | I | DIRECTOR | NA | Control |
| MURPHY, TERRENCE, JAMES | I | PRESIDENT | NA | Control |
| MURPHY, TERRENCE, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| MURPHY, TERRENCE, JAMES | I | DIRECTOR | NA | Control |
| MURPHY, TERRENCE, JAMES | I | PRESIDENT | NA | Control |
| MURPHY, TERRENCE, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| MURPHY, TERRENCE, JAMES | I | DIRECTOR | NA | Control |
| MURPHY, TERRENCE, JAMES | I | PRESIDENT | NA | Control |
| MURPHY, TERRENCE, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| MURPHY, TERRENCE, JAMES | I | DIRECTOR | NA | Control |
| MURPHY, TERRENCE, JAMES | I | PRESIDENT | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | DIRECTOR | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | DIRECTOR | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | DIRECTOR | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | DIRECTOR | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | DIRECTOR | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | DIRECTOR | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | DIRECTOR | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | DIRECTOR | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | Control |
| ODENATH, DAVID, ROEHNER | I | DIRECTOR | NA | Control |
| ODENATH, DAVID, ROEHNER | I | DIRECTOR | NA | Control |
| ODENATH, DAVID, ROEHNER | I | DIRECTOR | NA | Control |
| ODENATH, DAVID, ROEHNER | I | DIRECTOR | NA | Control |
| ODENATH, DAVID, ROEHNER | I | DIRECTOR | NA | Control |
| SULLIVAN, JOSEPH, ANDREW | I | DIRECTOR | NA | Control |
| SULLIVAN, JOSEPH, ANDREW | I | DIRECTOR | NA | Control |
| SULLIVAN, JOSEPH, ANDREW | I | DIRECTOR | NA | Control |
| SULLIVAN, JOSEPH, ANDREW | I | DIRECTOR | NA | Control |
| SUNDMAN, PETER, ERIC | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| SUNDMAN, PETER, ERIC | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| SUNDMAN, PETER, ERIC | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| SUNDMAN, PETER, ERIC | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| SUNDMAN, PETER, ERIC | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| SUNDMAN, PETER, ERIC | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| SUNDMAN, PETER, ERIC | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| SUNDMAN, PETER, ERIC | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| LEGG MASON, INC. | DE | SOLE MEMBER | E | Control |
| LEGG MASON, INC. | DE | SOLE MEMBER | E | Control |
| LEGG MASON, INC. | DE | SOLE MEMBER | E | Control |
| LEGG MASON, INC. | DE | SOLE MEMBER | E | Control |
| LEGG MASON, INC. | DE | SOLE MEMBER | E | Control |
| LEGG MASON, INC. | DE | SOLE MEMBER | E | Control |
| LEGG MASON, INC. | DE | SOLE MEMBER | E | Control |
| LEGG MASON, INC. | DE | SOLE MEMBER | E | Control |
| LEGG MASON, INC. | DE | SOLE MEMBER | E | Control |
| LEGG MASON, INC. | DE | SOLE MEMBER | E | Control |
| LEGG MASON, INC. | DE | SOLE MEMBER | E | Control |
| LEGG MASON, INC. | DE | SOLE MEMBER | E | Control |
| LEGG MASON, INC. | DE | SOLE MEMBER | E | Control |
| LEGG MASON, INC. | DE | SOLE MEMBER | E | Control |
| LEGG MASON, INC. | DE | SOLE MEMBER | E | Control |
| LEGG MASON, INC. | DE | SOLE MEMBER | E | Control |
Registrations
Federal
IA
Mar 29, 2012 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
DELAWARE CORPORATE CENTER IISUITE 100, 2 RIGHTER PARKWAY
WILMINGTON, DE 19803
United States
Phone: 302-476-3800