CONFLUENCE INVESTMENT MANAGEMENT LLC
CRD #146019 SEC #801-68723 SAINT LOUIS, MO 314-743-5090
SEC Registered
Total AUM
$7.3B
Discretionary
$7.3B
Employees
55
Clients
--
Accounts
16,134
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 21, 2025
- Branch Offices
- 3
- LEI
- 254900PJHZ2R50GVE780
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DUGAN, THOMAS, WILLIAM | I | AVP AND EQUITY ANALYST | NA | |
| DUGAN, THOMAS, WILLIAM | I | AVP AND PORTFOLIO MANAGER | NA | |
| DUGAN, THOMAS, WILLIAM | I | AVP AND EQUITY ANALYST | NA | |
| DUGAN, THOMAS, WILLIAM | I | AVP AND PORTFOLIO MANAGER | NA | |
| DUGAN, THOMAS, WILLIAM | I | AVP AND EQUITY ANALYST | NA | |
| DUGAN, THOMAS, WILLIAM | I | AVP AND EQUITY ANALYST | NA | |
| DUGAN, THOMAS, WILLIAM | I | AVP AND PORTFOLIO MANAGER | NA | |
| DUGAN, THOMAS, WILLIAM | I | AVP AND EQUITY ANALYST | NA | |
| DUGAN, THOMAS, WILLIAM | I | AVP AND PORTFOLIO MANAGER | NA | |
| DUGAN, THOMAS, WILLIAM | I | VP AND PORTFOLIO MANAGER | NA | |
| DUGAN, THOMAS, WILLIAM | I | VP AND PORTFOLIO MANAGER | NA | |
| DUGAN, THOMAS, WILLIAM | I | VP AND PORTFOLIO MANAGER | NA | |
| DUGAN, THOMAS, WILLIAM | I | VP AND PORTFOLIO MANAGER | NA | |
| DUGAN, THOMAS, WILLIAM | I | VP AND PORTFOLIO MANAGER | NA | |
| DUGAN, THOMAS, WILLIAM | I | VP AND PORTFOLIO MANAGER | NA | |
| DUGAN, THOMAS, WILLIAM | I | VP AND PORTFOLIO MANAGER | NA | |
| DUGAN, THOMAS, WILLIAM | I | VP AND PORTFOLIO MANAGER | NA | |
| DUGAN, THOMAS, WILLIAM | I | VP AND PORTFOLIO MANAGER | NA | |
| DUGAN, THOMAS, WILLIAM | I | VP AND PORTFOLIO MANAGER | NA | |
| DUGAN, THOMAS, WILLIAM | I | VP AND PORTFOLIO MANAGER | NA | |
| DUGAN, THOMAS, WILLIAM | I | VP AND PORTFOLIO MANAGER | NA | |
| DUGAN, THOMAS, WILLIAM | I | VP AND PORTFOLIO MANAGER | NA | |
| DUGAN, THOMAS, WILLIAM | I | VP AND PORTFOLIO MANAGER | NA | |
| DUGAN, THOMAS, WILLIAM | I | VP AND PORTFOLIO MANAGER | NA | |
| FARMER, STEVEN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FARMER, STEVEN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FARMER, STEVEN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FARMER, STEVEN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FARMER, STEVEN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FARMER, STEVEN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FARMER, STEVEN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FARMER, STEVEN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FARMER, STEVEN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAUSLADEN, DUSTIN, ANDREW | I | VP AND DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| HAUSLADEN, DUSTIN, ANDREW | I | VP AND DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| HAUSLADEN, DUSTIN, ANDREW | I | VP AND DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| HAUSLADEN, DUSTIN, ANDREW | I | VP AND DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| HAUSLADEN, DUSTIN, ANDREW | I | VP AND DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| HAUSLADEN, DUSTIN, ANDREW | I | VP AND DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| HAUSLADEN, DUSTIN, ANDREW | I | VP AND DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| HAUSLADEN, DUSTIN, ANDREW | I | VP AND DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| HAUSLADEN, DUSTIN, ANDREW | I | VP AND DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| HAUSLADEN, DUSTIN, ANDREW | I | VP AND DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| HAUSLADEN, DUSTIN, ANDREW | I | VP AND DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| HAUSLADEN, DUSTIN, ANDREW | I | VP AND DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| HAUSLADEN, DUSTIN, ANDREW | I | VP AND EQUITY ANALYST | NA | |
| HAUSLADEN, DUSTIN, ANDREW | I | VP AND EQUITY ANALYST | NA | |
| HAUSLADEN, DUSTIN, ANDREW | I | VP AND EQUITY ANALYST | NA | |
| HAUSLADEN, DUSTIN, ANDREW | I | VP AND EQUITY ANALYST | NA | |
| HAUSLADEN, DUSTIN, ANDREW | I | VP AND EQUITY ANALYST | NA | |
| HAUSLADEN, DUSTIN, ANDREW | I | VP AND EQUITY ANALYST | NA | |
| HAUSLADEN, DUSTIN, ANDREW | I | VP AND EQUITY ANALYST | NA | |
| HAUSLADEN, DUSTIN, ANDREW | I | VP AND EQUITY ANALYST | NA | |
| HAUSLADEN, DUSTIN, ANDREW | I | VP AND EQUITY ANALYST | NA | |
| HAUSLADEN, DUSTIN, ANDREW | I | VP AND EQUITY ANALYST | NA | |
| HAUSLADEN, DUSTIN, ANDREW | I | VP AND EQUITY ANALYST | NA | |
| HAUSLADEN, DUSTIN, ANDREW | I | VP AND EQUITY ANALYST | NA | |
| HAUSLADEN, DUSTIN, ANDREW | I | VP AND EQUITY ANALYST | NA | |
| HAUSLADEN, DUSTIN, ANDREW | I | VP AND EQUITY ANALYST | NA | |
| HAUSLADEN, DUSTIN, ANDREW | I | VP AND EQUITY ANALYST | NA | |
| KOCHEVAR, ANNE, STEELE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KOCHEVAR, ANNE, STEELE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KOCHEVAR, ANNE, STEELE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KOCHEVAR, ANNE, STEELE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KOCHEVAR, ANNE, STEELE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OGRADY, WILLIAM, DANIEL | I | EVP AND CHIEF MARKET STRATEGIST | NA | Control |
| OGRADY, WILLIAM, DANIEL | I | EVP AND CHIEF MARKET STRATEGIST | NA | Control |
| OGRADY, WILLIAM, DANIEL | I | EVP AND CHIEF MARKET STRATEGIST | NA | Control |
| OGRADY, WILLIAM, DANIEL | I | EVP AND CHIEF MARKET STRATEGIST | NA | Control |
| OGRADY, WILLIAM, DANIEL | I | EVP AND CHIEF MARKET STRATEGIST | NA | Control |
| STEIN, FREDERICK, CHRISTIAN | I | VP AND PORTFOLIO MANAGER | NA | |
| STEIN, FREDERICK, CHRISTIAN | I | VP AND PORTFOLIO MANAGER | NA | |
| STEIN, FREDERICK, CHRISTIAN | I | VP AND PORTFOLIO MANAGER | NA | |
| STEIN, FREDERICK, CHRISTIAN | I | VP AND PORTFOLIO MANAGER | NA | |
| STEIN, FREDERICK, CHRISTIAN | I | VP AND PORTFOLIO MANAGER | NA | |
| STEIN, FREDERICK, CHRISTIAN | I | VP AND PORTFOLIO MANAGER | NA | |
| STEIN, FREDERICK, CHRISTIAN | I | VP AND PORTFOLIO MANAGER | NA | |
| STEIN, FREDERICK, CHRISTIAN | I | VP AND PORTFOLIO MANAGER | NA | |
| STEIN, FREDERICK, CHRISTIAN | I | VP AND PORTFOLIO MANAGER | NA | |
| STEIN, FREDERICK, CHRISTIAN | I | VP AND PORTFOLIO MANAGER | NA | |
| STEIN, FREDERICK, CHRISTIAN | I | VP AND PORTFOLIO MANAGER | NA | |
| STEIN, FREDERICK, CHRISTIAN | I | VP AND PORTFOLIO MANAGER | NA | |
| STEIN, FREDERICK, CHRISTIAN | I | VP AND PORTFOLIO MANAGER | NA | |
| STEIN, FREDERICK, CHRISTIAN | I | VP AND PORTFOLIO MANAGER | NA | |
| STEIN, FREDERICK, CHRISTIAN | I | VP AND PORTFOLIO MANAGER | NA | |
| STEIN, FREDERICK, CHRISTIAN | I | VP AND PORTFOLIO MANAGER | NA | |
| STEIN, FREDERICK, CHRISTIAN | I | VP AND PORTFOLIO MANAGER | NA | |
| STEIN, FREDERICK, CHRISTIAN | I | VP AND PORTFOLIO MANAGER | NA | |
| STEIN, FREDERICK, CHRISTIAN | I | VP AND PORTFOLIO MANAGER | NA | |
| STEIN, FREDERICK, CHRISTIAN | I | VP AND PORTFOLIO MANAGER | NA | |
| STEIN, FREDERICK, CHRISTIAN | I | VP AND PORTFOLIO MANAGER | NA | |
| STEIN, FREDERICK, CHRISTIAN | I | VP AND PORTFOLIO MANAGER | NA | |
| STOLE, TORE, LARS | I | VP AND DIRECTOR OF RESEARCH | NA | |
| STOLE, TORE, LARS | I | VP AND DIRECTOR OF RESEARCH | NA | |
| STOLE, TORE, LARS | I | VP AND DIRECTOR OF RESEARCH | NA | |
| STOLE, TORE, LARS | I | VP AND DIRECTOR OF RESEARCH | NA | |
| STOLE, TORE, LARS | I | VP AND DIRECTOR OF RESEARCH | NA | |
| STOLE, TORE, LARS | I | VP AND DIRECTOR OF RESEARCH | NA | |
| STOLE, TORE, LARS | I | VP AND DIRECTOR OF RESEARCH | NA | |
| STOLE, TORE, LARS | I | VP AND DIRECTOR OF RESEARCH | NA | |
| STOLE, TORE, LARS | I | VP AND DIRECTOR OF RESEARCH | NA | |
| STOLE, TORE, LARS | I | VP AND DIRECTOR OF RESEARCH | NA | |
| STOLE, TORE, LARS | I | VP AND DIRECTOR OF RESEARCH | NA | |
| STOLE, TORE, LARS | I | VP AND DIRECTOR OF RESEARCH | NA | |
| STOLE, TORE, LARS | I | VP AND DIRECTOR OF RESEARCH | NA | |
| STOLE, TORE, LARS | I | VP AND DIRECTOR OF RESEARCH | NA | |
| STOLE, TORE, LARS | I | VP AND DIRECTOR OF RESEARCH | NA | |
| STOLE, TORE, LARS | I | VP AND DIRECTOR OF RESEARCH | NA | |
| STOLE, TORE, LARS | I | VP AND DIRECTOR OF RESEARCH | NA | |
| STOLE, TORE, LARS | I | VP AND DIRECTOR OF RESEARCH | NA | |
| STOLE, TORE, LARS | I | VP AND DIRECTOR OF RESEARCH | NA | |
| STOLE, TORE, LARS | I | VP AND DIRECTOR OF RESEARCH (EMERITUS) | NA | |
| STOLE, TORE, LARS | I | VP AND DIRECTOR OF RESEARCH (EMERITUS) | NA | |
| STOLE, TORE, LARS | I | VP AND DIRECTOR OF RESEARCH (EMERITUS) | NA | |
| STOLE, TORE, LARS | I | VP AND DIRECTOR OF RESEARCH (EMERITUS) | NA | |
| STOLE, TORE, LARS | I | VP AND DIRECTOR OF RESEARCH (EMERITUS) | NA | |
| STOLE, TORE, LARS | I | VP AND DIRECTOR OF RESEARCH (EMERITUS) | NA | |
| STOLE, TORE, LARS | I | VP AND DIRECTOR OF RESEARCH (EMERITUS) | NA | |
| STOLE, TORE, LARS | I | VP AND DIRECTOR OF RESEARCH (EMERITUS) | NA | |
| WOBBE, JOHN, M | I | AVP AND EQUITY ANALYST | NA | |
| WOBBE, JOHN, M | I | AVP AND EQUITY ANALYST | NA | |
| WOBBE, JOHN, M | I | AVP AND EQUITY ANALYST | NA | |
| WOBBE, JOHN, M | I | AVP AND EQUITY ANALYST | NA | |
| WOBBE, JOHN, M | I | AVP AND EQUITY ANALYST | NA | |
| WOBBE, JOHN, M | I | AVP AND EQUITY ANALYST | NA | |
| WOBBE, JOHN, M | I | AVP AND EQUITY ANALYST | NA | |
| WOBBE, JOHN, M | I | AVP AND EQUITY ANALYST | NA | |
| WOBBE, JOHN, M | I | AVP AND EQUITY ANALYST | NA | |
| WOBBE, JOHN, M | I | VP, ASSOC. DIRECTOR OF RESEARCH AND EQUITY ANALYST | NA | |
| WOBBE, JOHN, M | I | VP, ASSOC. DIRECTOR OF RESEARCH AND EQUITY ANALYST | NA | |
| WOBBE, JOHN, M | I | VP, ASSOC. DIRECTOR OF RESEARCH AND EQUITY ANALYST | NA | |
| WOBBE, JOHN, M | I | VP, ASSOC. DIRECTOR OF RESEARCH AND EQUITY ANALYST | NA | |
| WOBBE, JOHN, M | I | VP, ASSOC. DIRECTOR OF RESEARCH AND EQUITY ANALYST | NA | |
| WOBBE, JOHN, M | I | VP, ASSOC. DIRECTOR OF RESEARCH AND EQUITY ANALYST | NA | |
| WOBBE, JOHN, M | I | VP, ASSOC. DIRECTOR OF RESEARCH AND EQUITY ANALYST | NA | |
| WOBBE, JOHN, M | I | VP, DIRECTOR OF RESEARCH AND EQUITY ANALYST | NA | |
| WOBBE, JOHN, M | I | VP, DIRECTOR OF RESEARCH AND EQUITY ANALYST | NA | |
| WOBBE, JOHN, M | I | VP, DIRECTOR OF RESEARCH AND EQUITY ANALYST | NA | |
| WOBBE, JOHN, M | I | VP, DIRECTOR OF RESEARCH AND EQUITY ANALYST | NA | |
| WOBBE, JOHN, M | I | VP, DIRECTOR OF RESEARCH AND EQUITY ANALYST | NA | |
| WOBBE, JOHN, M | I | VP, DIRECTOR OF RESEARCH AND EQUITY ANALYST | NA | |
| WOBBE, JOHN, M | I | VP, DIRECTOR OF RESEARCH AND EQUITY ANALYST | NA | |
| WOBBE, JOHN, M | I | VP, DIRECTOR OF RESEARCH AND EQUITY ANALYST | NA | |
| HANSEN, BRIAN, NEIL | I | PRESIDENT | E | Control |
| HANSEN, BRIAN, NEIL | I | PRESIDENT / MANAGING MEMBER | E | Control |
| HANSEN, BRIAN, NEIL | I | PRESIDENT / MEMBER | C | Control |
| HANSEN, BRIAN, NEIL | I | PRESIDENT / MEMBER | C | Control |
| HANSEN, BRIAN, NEIL | I | PRESIDENT / MEMBER | C | Control |
| HANSEN, BRIAN, NEIL | I | PRESIDENT / MEMBER | C | Control |
| HANSEN, BRIAN, NEIL | I | PRESIDENT / MEMBER | C | Control |
| HANSEN, BRIAN, NEIL | I | PRESIDENT / MEMBER | C | Control |
| HANSEN, BRIAN, NEIL | I | PRESIDENT / MEMBER | C | Control |
| HANSEN, BRIAN, NEIL | I | PRESIDENT / MEMBER | C | Control |
| HANSEN, BRIAN, NEIL | I | PRESIDENT / MEMBER | C | Control |
| HANSEN, BRIAN, NEIL | I | PRESIDENT / MEMBER | C | Control |
| HANSEN, BRIAN, NEIL | I | PRESIDENT / MEMBER | C | Control |
| HANSEN, BRIAN, NEIL | I | PRESIDENT / MEMBER | C | Control |
| HANSEN, BRIAN, NEIL | I | PRESIDENT / MEMBER | C | Control |
| HANSEN, BRIAN, NEIL | I | PRESIDENT / MEMBER | C | Control |
| HANSEN, BRIAN, NEIL | I | PRESIDENT / MEMBER | C | Control |
| HANSEN, BRIAN, NEIL | I | PRESIDENT / MEMBER | C | Control |
| HANSEN, BRIAN, NEIL | I | PRESIDENT / MEMBER | C | Control |
| HANSEN, BRIAN, NEIL | I | PRESIDENT / MEMBER | C | Control |
| HANSEN, BRIAN, NEIL | I | PRESIDENT / MEMBER | C | Control |
| HANSEN, BRIAN, NEIL | I | PRESIDENT / MEMBER | C | Control |
| HANSEN, BRIAN, NEIL | I | PRESIDENT / MEMBER | C | Control |
| HANSEN, BRIAN, NEIL | I | PRESIDENT / MEMBER | C | Control |
| HANSEN, BRIAN, NEIL | I | PRESIDENT / MEMBER | C | Control |
| KELLER, MARK, ALAN | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER / MEMBER | C | Control |
| KELLER, MARK, ALAN | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER / MEMBER | C | Control |
| KELLER, MARK, ALAN | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER / MEMBER | C | Control |
| KELLER, MARK, ALAN | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER / MEMBER | C | Control |
| KELLER, MARK, ALAN | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER / MEMBER | C | Control |
| KELLER, MARK, ALAN | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER / MEMBER | C | Control |
| KELLER, MARK, ALAN | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER / MEMBER | C | Control |
| KELLER, MARK, ALAN | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER / MEMBER | C | Control |
| KELLER, MARK, ALAN | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER / MEMBER | C | Control |
| KELLER, MARK, ALAN | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER / MEMBER | C | Control |
| KELLER, MARK, ALAN | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER / MEMBER | C | Control |
| KELLER, MARK, ALAN | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER / MEMBER | C | Control |
| KELLER, MARK, ALAN | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER / MEMBER | C | Control |
| KELLER, MARK, ALAN | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER / MEMBER | C | Control |
| KELLER, MARK, ALAN | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER / MEMBER | C | Control |
| KELLER, MARK, ALAN | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER / MEMBER | C | Control |
| KELLER, MARK, ALAN | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER / MEMBER | C | Control |
| KELLER, MARK, ALAN | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER / MEMBER | C | Control |
| KELLER, MARK, ALAN | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER / MEMBER | C | Control |
| KELLER, MARK, ALAN | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER / MEMBER | C | Control |
| KELLER, MARK, ALAN | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER / MEMBER | C | Control |
| KELLER, MARK, ALAN | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER / MEMBER | C | Control |
| KELLER, MARK, ALAN | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER / MEMBER | C | Control |
| HANSEN, BRIAN, NEIL | I | PRESIDENT / MEMBER | B | Control |
| HANSEN, BRIAN, NEIL | I | PRESIDENT / MEMBER | B | Control |
| HANSEN, BRIAN, NEIL | I | PRESIDENT / MEMBER | B | Control |
| HANSEN, BRIAN, NEIL | I | PRESIDENT / MEMBER | B | Control |
| HANZLIK, JOSEPH, JOHN | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | B | Control |
| HANZLIK, JOSEPH, JOHN | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | B | Control |
| KELLER, MARK, ALAN | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER / MEMBER | B | Control |
| KELLER, MARK, ALAN | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER / MEMBER | B | Control |
| KELLER, MARK, ALAN | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER / MEMBER | B | Control |
| KELLER, MARK, ALAN | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER / MEMBER | B | Control |
| TORTOISE CAPITAL ADVISORS, L.L.C. | DE | MEMBER | B | Control |
| TORTOISE CAPITAL ADVISORS, L.L.C. | DE | MEMBER | B | Control |
| TORTOISE CAPITAL ADVISORS, L.L.C. | DE | MEMBER | B | Control |
| TORTOISE CAPITAL ADVISORS, L.L.C. | DE | MEMBER | B | Control |
| DAHL, PATRICIA, ANNETTE | I | SVP AND PORTFOLIO MANAGER | A | |
| DAHL, PATRICIA, ANNETTE | I | SVP AND PORTFOLIO MANAGER | A | |
| DAHL, PATRICIA, ANNETTE | I | SVP AND PORTFOLIO MANAGER | A | |
| DAHL, PATRICIA, ANNETTE | I | SVP AND PORTFOLIO MANAGER | A | |
| DAHL, PATRICIA, ANNETTE | I | SVP AND PORTFOLIO MANAGER | A | |
| DAHL, PATRICIA, ANNETTE | I | SVP AND PORTFOLIO MANAGER | A | |
| DAHL, PATRICIA, ANNETTE | I | SVP AND PORTFOLIO MANAGER | A | |
| DAHL, PATRICIA, ANNETTE | I | SVP AND PORTFOLIO MANAGER | A | |
| DAHL, PATRICIA, ANNETTE | I | SVP AND PORTFOLIO MANAGER | A | |
| DAHL, PATRICIA, ANNETTE | I | SVP AND PORTFOLIO MANAGER | A | |
| DAHL, PATRICIA, ANNETTE | I | SVP AND PORTFOLIO MANAGER | A | |
| DAHL, PATRICIA, ANNETTE | I | SVP AND PORTFOLIO MANAGER | A | |
| DAHL, PATRICIA, ANNETTE | I | SVP, CFO AND PORTFOLIO MANAGER | A | |
| DAHL, PATRICIA, ANNETTE | I | SVP, CFO AND PORTFOLIO MANAGER | A | |
| DAHL, PATRICIA, ANNETTE | I | SVP, CFO AND PORTFOLIO MANAGER | A | |
| DAHL, PATRICIA, ANNETTE | I | SVP, CFO AND PORTFOLIO MANAGER | A | |
| DAHL, PATRICIA, ANNETTE | I | SVP AND CFO | A | Control |
| DAHL, PATRICIA, ANNETTE | I | SVP AND CFO | A | Control |
| DAHL, PATRICIA, ANNETTE | I | SVP AND CFO | A | Control |
| DAHL, PATRICIA, ANNETTE | I | SVP AND CFO | A | Control |
| DAHL, PATRICIA, ANNETTE | I | SVP AND CFO | A | Control |
| DAHL, PATRICIA, ANNETTE | I | SVP AND CFO | A | Control |
| DAHL, PATRICIA, ANNETTE | I | SVP AND CFO | A | Control |
| DAHL, PATRICIA, ANNETTE | I | SVP AND CFO | A | Control |
| DAHL, PATRICIA, ANNETTE | I | SVP AND CFO | A | Control |
| DAHL, PATRICIA, ANNETTE | I | SVP AND CFO | A | Control |
| DAHL, PATRICIA, ANNETTE | I | SVP AND CFO | A | Control |
| HANZLIK, JOSEPH, JOHN | I | SVP, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | A | Control |
| HANZLIK, JOSEPH, JOHN | I | SVP, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | A | Control |
| HANZLIK, JOSEPH, JOHN | I | SVP, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | A | Control |
| HANZLIK, JOSEPH, JOHN | I | SVP, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | A | Control |
| HANZLIK, JOSEPH, JOHN | I | SVP, CHIEF COMPLIANCE OFFICER AND EQUITY ANALYST | A | Control |
| HANZLIK, JOSEPH, JOHN | I | SVP, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | A | Control |
| HANZLIK, JOSEPH, JOHN | I | SVP, CHIEF COMPLIANCE OFFICER AND EQUITY ANALYST | A | Control |
| HANZLIK, JOSEPH, JOHN | I | SVP, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | A | Control |
| HANZLIK, JOSEPH, JOHN | I | SVP, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | A | Control |
| HANZLIK, JOSEPH, JOHN | I | SVP, CHIEF COMPLIANCE OFFICER AND EQUITY ANALYST | A | Control |
| HANZLIK, JOSEPH, JOHN | I | SVP, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | A | Control |
| HANZLIK, JOSEPH, JOHN | I | SVP, CHIEF COMPLIANCE OFFICER AND EQUITY ANALYST | A | Control |
| HANZLIK, JOSEPH, JOHN | I | SVP, CHIEF COMPLIANCE OFFICER AND EQUITY ANALYST | A | Control |
| HANZLIK, JOSEPH, JOHN | I | SVP AND EQUITY ANALYST | A | Control |
| HANZLIK, JOSEPH, JOHN | I | SVP AND EQUITY ANALYST | A | Control |
| HANZLIK, JOSEPH, JOHN | I | SVP AND EQUITY ANALYST | A | Control |
| HANZLIK, JOSEPH, JOHN | I | SVP AND EQUITY ANALYST | A | |
| HANZLIK, JOSEPH, JOHN | I | SVP AND EQUITY ANALYST | A | |
| HANZLIK, JOSEPH, JOHN | I | SVP AND EQUITY ANALYST | A | |
| HANZLIK, JOSEPH, JOHN | I | SVP AND EQUITY ANALYST | A | |
| HANZLIK, JOSEPH, JOHN | I | SVP AND EQUITY ANALYST | A | |
| HANZLIK, JOSEPH, JOHN | I | SVP AND EQUITY ANALYST | A | |
| HANZLIK, JOSEPH, JOHN | I | SVP AND EQUITY ANALYST | A | |
| HANZLIK, JOSEPH, JOHN | I | SVP AND EQUITY ANALYST | A | |
| HANZLIK, JOSEPH, JOHN | I | SVP AND EQUITY ANALYST | A | |
| HANZLIK, JOSEPH, JOHN | I | SVP AND EQUITY ANALYST | A | |
| HANZLIK, JOSEPH, JOHN | I | SVP AND EQUITY ANALYST | A | |
| MIYAZAKI, DAVID, BRIAN | I | SVP AND PORTFOLIO MANAGER | A | |
| MIYAZAKI, DAVID, BRIAN | I | SVP AND PORTFOLIO MANAGER | A | |
| MIYAZAKI, DAVID, BRIAN | I | SVP AND PORTFOLIO MANAGER | A | |
| MIYAZAKI, DAVID, BRIAN | I | SVP AND PORTFOLIO MANAGER | A | |
| MIYAZAKI, DAVID, BRIAN | I | SVP AND PORTFOLIO MANAGER | A | |
| MIYAZAKI, DAVID, BRIAN | I | SVP AND PORTFOLIO MANAGER | A | |
| MIYAZAKI, DAVID, BRIAN | I | SVP AND PORTFOLIO MANAGER | A | |
| MIYAZAKI, DAVID, BRIAN | I | SVP AND PORTFOLIO MANAGER | A | |
| MIYAZAKI, DAVID, BRIAN | I | SVP AND PORTFOLIO MANAGER | A | |
| MIYAZAKI, DAVID, BRIAN | I | SVP AND PORTFOLIO MANAGER | A | |
| MIYAZAKI, DAVID, BRIAN | I | SVP AND PORTFOLIO MANAGER | A | |
| MIYAZAKI, DAVID, BRIAN | I | SVP AND PORTFOLIO MANAGER | A | |
| MIYAZAKI, DAVID, BRIAN | I | SVP AND PORTFOLIO MANAGER | A | |
| MIYAZAKI, DAVID, BRIAN | I | SVP AND PORTFOLIO MANAGER | A | |
| MIYAZAKI, DAVID, BRIAN | I | SVP AND PORTFOLIO MANAGER | A | |
| MIYAZAKI, DAVID, BRIAN | I | SVP AND PORTFOLIO MANAGER | A | |
| MIYAZAKI, DAVID, BRIAN | I | SVP AND PORTFOLIO MANAGER | A | |
| MIYAZAKI, DAVID, BRIAN | I | SVP AND PORTFOLIO MANAGER | A | |
| MIYAZAKI, DAVID, BRIAN | I | SVP AND PORTFOLIO MANAGER | A | |
| MIYAZAKI, DAVID, BRIAN | I | SVP AND PORTFOLIO MANAGER | A | |
| MIYAZAKI, DAVID, BRIAN | I | SVP AND PORTFOLIO MANAGER | A | |
| MIYAZAKI, DAVID, BRIAN | I | SVP AND PORTFOLIO MANAGER | A | |
| MIYAZAKI, DAVID, BRIAN | I | SVP AND PORTFOLIO MANAGER | A | |
| MIYAZAKI, DAVID, BRIAN | I | SVP AND PORTFOLIO MANAGER | A | |
| MIYAZAKI, DAVID, BRIAN | I | SVP AND PORTFOLIO MANAGER | A | |
| MIYAZAKI, DAVID, BRIAN | I | SVP AND PORTFOLIO MANAGER | A | |
| MIYAZAKI, DAVID, BRIAN | I | SVP AND PORTFOLIO MANAGER | A | |
| OGRADY, WILLIAM, DANIEL | I | EVP AND CHIEF MARKET STRATEGIST | A | Control |
| OGRADY, WILLIAM, DANIEL | I | EVP AND CHIEF MARKET STRATEGIST | A | Control |
| OGRADY, WILLIAM, DANIEL | I | EVP AND CHIEF MARKET STRATEGIST | A | Control |
| OGRADY, WILLIAM, DANIEL | I | EVP AND CHIEF MARKET STRATEGIST | A | Control |
| OGRADY, WILLIAM, DANIEL | I | EVP AND CHIEF MARKET STRATEGIST | A | Control |
| OGRADY, WILLIAM, DANIEL | I | EVP AND CHIEF MARKET STRATEGIST | A | Control |
| OGRADY, WILLIAM, DANIEL | I | EVP AND CHIEF MARKET STRATEGIST | A | Control |
| OGRADY, WILLIAM, DANIEL | I | EVP AND CHIEF MARKET STRATEGIST | A | Control |
| OGRADY, WILLIAM, DANIEL | I | EVP AND CHIEF MARKET STRATEGIST | A | Control |
| OGRADY, WILLIAM, DANIEL | I | EVP AND CHIEF MARKET STRATEGIST | A | Control |
| OGRADY, WILLIAM, DANIEL | I | EVP AND CHIEF MARKET STRATEGIST | A | Control |
| OGRADY, WILLIAM, DANIEL | I | EVP AND CHIEF MARKET STRATEGIST | A | Control |
| OGRADY, WILLIAM, DANIEL | I | EVP AND CHIEF MARKET STRATEGIST | A | Control |
| OGRADY, WILLIAM, DANIEL | I | EVP AND CHIEF MARKET STRATEGIST | A | Control |
| OGRADY, WILLIAM, DANIEL | I | EVP AND CHIEF MARKET STRATEGIST | A | Control |
| OGRADY, WILLIAM, DANIEL | I | EVP AND CHIEF MARKET STRATEGIST | A | Control |
| OGRADY, WILLIAM, DANIEL | I | EVP AND CHIEF MARKET STRATEGIST | A | Control |
| OGRADY, WILLIAM, DANIEL | I | EVP AND CHIEF MARKET STRATEGIST | A | Control |
| OGRADY, WILLIAM, DANIEL | I | EVP AND CHIEF MARKET STRATEGIST | A | Control |
| OGRADY, WILLIAM, DANIEL | I | EVP AND CHIEF MARKET STRATEGIST | A | Control |
| OGRADY, WILLIAM, DANIEL | I | EVP AND CHIEF MARKET STRATEGIST | A | Control |
| OGRADY, WILLIAM, DANIEL | I | EVP AND CHIEF MARKET STRATEGIST | A | Control |
| WINTER, DANIEL, THOMAS | I | SVP AND PORTFOLIO MANAGER | A | |
| WINTER, DANIEL, THOMAS | I | SVP AND PORTFOLIO MANAGER | A | |
| WINTER, DANIEL, THOMAS | I | SVP AND PORTFOLIO MANAGER | A | |
| WINTER, DANIEL, THOMAS | I | SVP AND PORTFOLIO MANAGER | A | |
| WINTER, DANIEL, THOMAS | I | SVP AND PORTFOLIO MANAGER | A | |
| WINTER, DANIEL, THOMAS | I | SVP AND PORTFOLIO MANAGER | A | |
| WINTER, DANIEL, THOMAS | I | SVP AND PORTFOLIO MANAGER | A | |
| WINTER, DANIEL, THOMAS | I | SVP AND PORTFOLIO MANAGER | A | |
| WINTER, DANIEL, THOMAS | I | SVP AND PORTFOLIO MANAGER | A | |
| WINTER, DANIEL, THOMAS | I | SVP AND PORTFOLIO MANAGER | A | |
| WINTER, DANIEL, THOMAS | I | SVP AND PORTFOLIO MANAGER | A | |
| WINTER, DANIEL, THOMAS | I | SVP AND PORTFOLIO MANAGER | A | |
| WINTER, DANIEL, THOMAS | I | SVP AND PORTFOLIO MANAGER | A | |
| WINTER, DANIEL, THOMAS | I | SVP AND PORTFOLIO MANAGER | A | |
| WINTER, DANIEL, THOMAS | I | SVP AND PORTFOLIO MANAGER | A | |
| WINTER, DANIEL, THOMAS | I | SVP AND PORTFOLIO MANAGER | A | |
| WINTER, DANIEL, THOMAS | I | SVP AND CIO - VALUE EQUITIES | A | Control |
| WINTER, DANIEL, THOMAS | I | SVP AND CIO - VALUE EQUITIES | A | Control |
| WINTER, DANIEL, THOMAS | I | SVP AND CIO - VALUE EQUITIES | A | Control |
| WINTER, DANIEL, THOMAS | I | SVP AND CIO - VALUE EQUITIES | A | Control |
| WINTER, DANIEL, THOMAS | I | SVP AND CIO - VALUE EQUITIES | A | Control |
| WINTER, DANIEL, THOMAS | I | SVP AND CIO - VALUE EQUITIES | A | Control |
| WINTER, DANIEL, THOMAS | I | SVP AND CIO - VALUE EQUITIES | A | Control |
| WINTER, DANIEL, THOMAS | I | SVP AND CIO - VALUE EQUITIES | A | Control |
| WINTER, DANIEL, THOMAS | I | SVP AND CIO - VALUE EQUITIES | A | Control |
| WINTER, DANIEL, THOMAS | I | SVP AND CIO - VALUE EQUITIES | A | Control |
| WINTER, DANIEL, THOMAS | I | SVP AND CIO - VALUE EQUITIES | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BICKNELL, MARTIN, CHRISTOPHER | I | TORTOISE HOLDINGS, LLC | F | Control |
| BICKNELL, MARTIN, CHRISTOPHER | I | BICKNELL FAMILY MANAGEMENT COMPANY TRUST | F | Control |
| BICKNELL, MARTIN, CHRISTOPHER | I | TORTOISE HOLDINGS, LLC | F | Control |
| BICKNELL, MARTIN, CHRISTOPHER | I | BICKNELL FAMILY MANAGEMENT COMPANY TRUST | F | Control |
| BICKNELL, MARTIN, CHRISTOPHER | I | TORTOISE HOLDINGS, LLC | F | Control |
| BICKNELL, MARTIN, CHRISTOPHER | I | BICKNELL FAMILY MANAGEMENT COMPANY TRUST | F | Control |
| BICKNELL, MARTIN, CHRISTOPHER | I | TORTOISE HOLDINGS, LLC | F | Control |
| BICKNELL, MARTIN, CHRISTOPHER | I | BICKNELL FAMILY MANAGEMENT COMPANY TRUST | F | Control |
| BIRZER, HAROLD, KEVIN | I | TORTOISE HOLDINGS, LLC | F | Control |
| BIRZER, HAROLD, KEVIN | I | TORTOISE HOLDINGS, LLC | F | Control |
| BIRZER, HAROLD, KEVIN | I | TORTOISE HOLDINGS, LLC | F | Control |
| BIRZER, HAROLD, KEVIN | I | TORTOISE HOLDINGS, LLC | F | Control |
| FREEMAN, WILLIAM, ALLEN | I | BICKNELL FAMILY MANAGEMENT COMPANY TRUST | F | Control |
| FREEMAN, WILLIAM, ALLEN | I | BICKNELL FAMILY MANAGEMENT COMPANY TRUST | F | Control |
| FREEMAN, WILLIAM, ALLEN | I | BICKNELL FAMILY MANAGEMENT COMPANY TRUST | F | Control |
| FREEMAN, WILLIAM, ALLEN | I | BICKNELL FAMILY MANAGEMENT COMPANY TRUST | F | Control |
| HENSON, GARY, PAUL | I | TORTOISE HOLDINGS, LLC | F | Control |
| HENSON, GARY, PAUL | I | TORTOISE HOLDINGS, LLC | F | Control |
| HENSON, GARY, PAUL | I | TORTOISE HOLDINGS, LLC | F | Control |
| HENSON, GARY, PAUL | I | TORTOISE HOLDINGS, LLC | F | Control |
| BICKNELL FAMILY HOLDING CO., LLC | DE | MARINER HOLDINGS, LLC | E | Control |
| BICKNELL FAMILY HOLDING CO., LLC | DE | MARINER HOLDINGS, LLC | E | Control |
| BICKNELL FAMILY HOLDING CO., LLC | DE | MARINER HOLDINGS, LLC | E | Control |
| BICKNELL FAMILY HOLDING CO., LLC | DE | MARINER HOLDINGS, LLC | E | Control |
| BICKNELL FAMILY MANAGEMENT COMPANY TRUST | DE | BICKNELL FAMILY HOLDING CO., LLC | E | Control |
| BICKNELL FAMILY MANAGEMENT COMPANY TRUST | DE | BICKNELL FAMILY HOLDING CO., LLC | E | Control |
| BICKNELL FAMILY MANAGEMENT COMPANY TRUST | DE | BICKNELL FAMILY HOLDING CO., LLC | E | Control |
| BICKNELL FAMILY MANAGEMENT COMPANY TRUST | DE | BICKNELL FAMILY HOLDING CO., LLC | E | Control |
| TORTOISE HOLDINGS, LLC | DE | TORTOISE CAPITAL ADVISORS, L.L.C. | E | Control |
| TORTOISE HOLDINGS, LLC | DE | TORTOISE CAPITAL ADVISORS, L.L.C. | E | Control |
| TORTOISE HOLDINGS, LLC | DE | TORTOISE CAPITAL ADVISORS, L.L.C. | E | Control |
| TORTOISE HOLDINGS, LLC | DE | TORTOISE CAPITAL ADVISORS, L.L.C. | E | Control |
| MARINER HOLDINGS, LLC | DE | TORTOISE HOLDINGS, LLC | D | Control |
| MARINER HOLDINGS, LLC | DE | TORTOISE HOLDINGS, LLC | D | Control |
| MARINER HOLDINGS, LLC | DE | TORTOISE HOLDINGS, LLC | D | Control |
| MARINER HOLDINGS, LLC | DE | TORTOISE HOLDINGS, LLC | D | Control |
Registrations
Federal
IA
Mar 21, 2025 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
20 ALLEN AVENUE, STE 300SAINT LOUIS, MO 63119
United States
Phone: 314-743-5090