FIFTH STREET MANAGEMENT LLC

CRD #146032 SEC #801-68676 GREENWICH, CT 203-681-3600

SEC Registered Private Funds

Total AUM

$3.9B

Discretionary

$3.9B

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: May 4, 2017
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
ALVA, JUAN, EDUARDO	I	MEMBER; PARTNER	NA	Control
ALVA, JUAN, EDUARDO	I	MEMBER; PARTNER	NA	Control
Acocella, Kerry, Shannon	I	CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT, LEGAL	NA	Control
Acocella, Kerry, Shannon	I	CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT, LEGAL	NA	Control
Acocella, Kerry, Shannon	I	CHIEF COMPLIANCE OFFICER AND EXECUTIVE DIRECTOR, LEGAL	NA	Control
Acocella, Kerry, Shannon	I	CHIEF COMPLIANCE OFFICER AND EXECUTIVE DIRECTOR, LEGAL	NA	Control
Acocella, Kerry, Shannon	I	CHIEF COMPLIANCE OFFICER AND EXECUTIVE DIRECTOR, LEGAL	NA	Control
BERMAN, BERNARD, D.	I	PRESIDENT	NA	Control
BERMAN, BERNARD, D.	I	PRESIDENT	NA	Control
BERMAN, BERNARD, D.	I	PRESIDENT	NA	Control
BERMAN, BERNARD, D.	I	PRESIDENT	NA	Control
BERMAN, BERNARD, D.	I	PRESIDENT	NA	Control
BERMAN, BERNARD, DAVID	I	CO-PRESIDENT	NA	Control
BERMAN, BERNARD, DAVID	I	CO-PRESIDENT	NA	Control
BERMAN, BERNARD, DAVID	I	CO-PRESIDENT	NA	Control
BLAKEMAN, CHAD, STUART	I	MANAGING DIRECTOR, CO-CIO	NA	Control
CRAIG, WILLLIAM	I	CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER	NA	Control
CRAIG, WILLLIAM	I	CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER	NA	Control
DALTON, PATRICK, JAMES	I	CO-PRESIDENT	NA	Control
DALTON, PATRICK, JAMES	I	CO-PRESIDENT	NA	Control
DALTON, PATRICK, JAMES	I	CO-PRESIDENT	NA	Control
DIMITROV, IVELIN, M.	I	MEMBER; CHIEF INVESTMENT OFFICER	NA	Control
DIMITROV, IVELIN, M.	I	CHIEF INVESTMENT OFFICER	NA	Control
DIMITROV, IVELIN, M.	I	MEMBER; CHIEF INVESTMENT OFFICER	NA	Control
DIMITROV, IVELIN, M.	I	CHIEF INVESTMENT OFFICER	NA	Control
DIMITROV, IVELIN, M.	I	CHIEF INVESTMENT OFFICER	NA	Control
DIMITROV, IVELIN, M.	I	MEMBER; CHIEF INVESTMENT OFFICER	NA	Control
DIMITROV, IVELIN, M.	I	CHIEF INVESTMENT OFFICER	NA	Control
DIMITROV, IVELIN, M.	I	CHIEF INVESTMENT OFFICER	NA	Control
DIMITROV, IVELIN, MITKOV	I	CHIEF INVESTMENT OFFICER	NA	Control
DIMITROV, IVELIN, MITKOV	I	CHIEF INVESTMENT OFFICER	NA	Control
DIMITROV, IVELIN, MITKOV	I	CHIEF INVESTMENT OFFICER	NA	Control
DMITROV, IVELIN, MITKOV	I	MEMBER	NA
DMITROV, IVELIN, MITKOV	I	PARTNER, CO-CIO	NA	Control
DMITROV, IVELIN, MITKOV	I	PARTNER, CIO	NA	Control
DMITROV, IVELIN, MITKOV	I	PARTNER, CIO	NA	Control
FRANK, ALEXANDER, C.	I	MEMBER; TREASURER	NA	Control
FRANK, ALEXANDER, C.	I	CHIEF OPERATING OFFICER	NA	Control
FRANK, ALEXANDER, C.	I	MEMBER; CHIEF OPERATING OFFICER	NA	Control
FRANK, ALEXANDER, C.	I	CHIEF OPERATING OFFICER	NA	Control
FRANK, ALEXANDER, C.	I	CHIEF OPERATING OFFICER	NA	Control
FRANK, ALEXANDER, C.	I	MEMBER; CHIEF OPERATING OFFICER	NA	Control
FRANK, ALEXANDER, C.	I	CHIEF OPERATING OFFICER	NA	Control
FRANK, ALEXANDER, C.	I	CHIEF OPERATING OFFICER	NA	Control
FRANK, ALEXANDER, CHARLES	I	PARTNER	NA	Control
FRANK, ALEXANDER, CHARLES	I	CHIEF OPERATING OFFICER	NA	Control
FRANK, ALEXANDER, CHARLES	I	CHIEF OPERATING OFFICER	NA	Control
FRANK, ALEXANDER, CHARLES	I	CHIEF OPERATING OFFICER	NA	Control
HARRISON, DAVID, H.	I	CHIEF COMPLIANCE OFFICER	NA	Control
HARRISON, DAVID, H.	I	CHIEF COMPLIANCE OFFICER	NA	Control
HARRISON, DAVID, H.	I	CHIEF COMPLIANCE OFFICER	NA	Control
HARRISON, DAVID, H.	I	CHIEF COMPLIANCE OFFICER	NA	Control
HARRISON, DAVID, H.	I	CHIEF COMPLIANCE OFFICER	NA	Control
HARRISON, DAVID, H.	I	CHIEF COMPLIANCE OFFICER	NA	Control
KHORANA, SUNDEEP, KUMAR	I	PARTNER	NA	Control
NOREIKA, STEVEN, M.	I	CHIEF FINANCIAL OFFICER	NA	Control
NOREIKA, STEVEN, M.	I	CHIEF FINANCIAL OFFICER	NA	Control
NOREIKA, STEVEN, M.	I	CHIEF FINANCIAL OFFICER	NA	Control
NOREIKA, STEVEN, M.	I	MEMBER; CHIEF FINANCIAL OFFICER	NA	Control
NOREIKA, STEVEN, M.	I	CHIEF FINANCIAL OFFICER	NA	Control
NOREIKA, STEVEN, M.	I	CHIEF FINANCIAL OFFICER	NA	Control
NOREIKA, STEVEN, M.	I	CHIEF FINANCIAL OFFICER	NA	Control
NOREIKA, STEVEN, M.	I	CHIEF FINANCIAL OFFICER	NA	Control
NOREIKA, STEVEN, M.	I	MEMBER; CHIEF FINANCIAL OFFICER	NA	Control
NOREIKA, STEVEN, M.	I	CHIEF FINANCIAL OFFICER	NA	Control
NOREIKA, STEVEN, M.	I	CHIEF FINANCIAL OFFICER	NA	Control
NOREIKA, STEVEN, MATTHEW	I	CHIEF FINANCIAL OFFICER	NA	Control
NOREIKA, STEVEN, MATTHEW	I	CHIEF FINANCIAL OFFICER	NA	Control
NOREIKA, STEVEN, MATTHEW	I	CHIEF FINANCIAL OFFICER	NA	Control
TANNENBAUM, LEONARD, M.	I	CHIEF EXECUTIVE OFFICER	NA	Control
TANNENBAUM, LEONARD, M.	I	CHIEF EXECUTIVE OFFICER	NA	Control
TANNENBAUM, LEONARD, M.	I	CHIEF EXECUTIVE OFFICER	NA	Control
TANNENBAUM, LEONARD, M.	I	CHIEF EXECUTIVE OFFICER	NA	Control
TANNENBAUM, LEONARD, M.	I	CHIEF EXECUTIVE OFFICER	NA	Control
TANNENBAUM, LEONARD, MARK	I	CHIEF EXECUTIVE OFFICER	NA	Control
TANNENBAUM, LEONARD, MARK	I	CHIEF EXECUTIVE OFFICER	NA	Control
TANNENBAUM, LEONARD, MARK	I	CHIEF EXECUTIVE OFFICER	NA	Control
ZMIJESKI, CHARLES, JOSEPH	I	PARTNER	NA	Control
ZMIJESKI, CHARLES, JOSEPH	I	PARTNER	NA	Control
FIFTH STREET HOLDINGS L.P.	DE	SOLE MEMBER	E	Control
FIFTH STREET HOLDINGS L.P.	DE	SOLE MEMBER	E	Control
FIFTH STREET HOLDINGS L.P.	DE	SOLE MEMBER	E	Control
FIFTH STREET HOLDINGS L.P.	DE	SOLE MEMBER	E	Control
FIFTH STREET HOLDINGS L.P.	DE	SOLE MEMBER	E	Control
FIFTH STREET HOLDINGS L.P.	DE	SOLE MEMBER	E	Control
FIFTH STREET HOLDINGS L.P.	DE	SOLE MEMBER	E	Control
FIFTH STREET HOLDINGS L.P.	DE	SOLE MEMBER	E	Control
FSC CT, INC.	DE	MEMBER	E	Control
FSC CT, INC.	DE	MEMBER	E	Control
TANNENBAUM, LEONARD, M.	I	MANAGING MEMBER; CHIEF EXECUTIVE OFFICER	E	Control
TANNENBAUM, LEONARD, M.	I	MANAGING MEMBER; CHIEF EXECUTIVE OFFICER	E	Control
TANNENBAUM, LEONARD, M.	I	MANAGING MEMBER; CHIEF EXECUTIVE OFFICER	E	Control
TANNENBAUM, LEONARD, MARK	I	MANAGING MEMBER; CHIEF EXECUTIVE OFFICER	E	Control
TANNENBAUM, LEONARD, MARK	I	MANAGING MEMBER; CHIEF EXECUTIVE OFFICER	E	Control
TANNENBAUM, LEONARD, MARK	I	MANAGING MEMBER; CHIEF EXECUTIVE OFFICER	E	Control
TANNENBAUM, LEONARD, MARK	I	MANAGING MEMBER; CHIEF EXECUTIVE OFFICER	D	Control
TANNENBAUM, LEONARD, MARK	I	MANAGING MEMBER; CHIEF EXECUTIVE OFFICER	D	Control
GOODMAN, MARC, A.	I	MEMBER	B
GOODMAN, MARC, A.	I	MEMBER	B
ALVA, JUAN, EDUARDO	I	MEMBER	A
ALVA, JUAN, EDUARDO	I	MEMBER	A
BERMAN, BERNARD, D	I	MEMBER; CHIEF LEGAL OFFICER	A	Control
BERMAN, BERNARD, D	I	MEMBER; PARTNER; PRESIDENT; CHIEF COMPLIANCE OFFICER	A	Control
BERMAN, BERNARD, D	I	MEMBER; CHIEF LEGAL OFFICER	A	Control
BERMAN, BERNARD, D	I	MEMBER; PARTNER; PRESIDENT; CHIEF COMPLIANCE OFFICER	A	Control
BERMAN, BERNARD, D	I	MEMBER; PARTNER; PRESIDENT; CHIEF COMPLIANCE OFFICER	A	Control
BERMAN, BERNARD, D.	I	MEMBER; PRESIDENT	A	Control
BERMAN, BERNARD, D.	I	MEMBER; PRESIDENT	A	Control
BERMAN, BERNARD, D.	I	MEMBER; PRESIDENT	A	Control
GOODMAN, MARC, A.	I	MEMBER; PARTNER	A	Control
GOODMAN, MARC, A.	I	MEMBER	A
GOODMAN, MARC, A.	I	MEMBER	A
KIESEL, ROBERT, SCOTT	I	MEMBER	A
TANNENBAUM FAMILY 2012 TRUST	DE	MEMBER	A
TANNENBAUM FAMILY 2012 TRUST	DE	MEMBER	A

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
BERMAN, BERNARD, D.	I	TANNENBAUM FAMILY 2012 TRUST	E
BERMAN, BERNARD, D.	I	TANNENBAUM FAMILY 2012 TRUST	E
TANNENBAUM, LEONARD, M.	I	FSC CT II, INC.	E	Control
TANNENBAUM, LEONARD, M.	I	FSC CT, INC.	E	Control
TANNENBAUM, LEONARD, M.	I	FSC CT II, INC.	E	Control
TANNENBAUM, LEONARD, M.	I	FSC CT II, INC.	E	Control
TANNENBAUM, LEONARD, M.	I	FSC CT, INC.	E	Control
TANNENBAUM, LEONARD, M.	I	FSC CT II, INC.	E	Control
TANNENBAUM, LEONARD, M.	I	FSC CT II, INC.	E	Control
TANNENBAUM, LEONARD, MARK	I	FSC CT II, INC.	E	Control
TANNENBAUM, LEONARD, MARK	I	FSC CT II, INC.	E	Control
TANNENBAUM, LEONARD, MARK	I	FSC CT II, INC.	E	Control
FSC CT II, INC.	DE	FIFTH STREET HOLDINGS L.P.	D	Control
FSC CT II, INC.	DE	FIFTH STREET HOLDINGS L.P.	D	Control
FSC CT II, INC.	DE	FIFTH STREET HOLDINGS L.P.	D	Control
FSC CT II, INC.	DE	FIFTH STREET HOLDINGS L.P.	D	Control
FSC CT II, INC.	DE	FIFTH STREET HOLDINGS L.P.	D	Control
FSC CT II, INC.	DE	FIFTH STREET HOLDINGS L.P.	D	Control
FSC CT II, INC.	DE	FIFTH STREET HOLDINGS L.P.	D	Control
FSC CT II, INC.	DE	FIFTH STREET HOLDINGS L.P.	D	Control
FIFTH STREET ASSET MANAGEMENT INC.	DE	FIFTH STREET HOLDINGS L.P.	C	Control
FIFTH STREET ASSET MANAGEMENT INC.	DE	FIFTH STREET HOLDINGS L.P.	C	Control
FIFTH STREET ASSET MANAGEMENT INC.	DE	FIFTH STREET HOLDINGS L.P.	C	Control
FIFTH STREET ASSET MANAGEMENT INC.	DE	FIFTH STREET HOLDINGS L.P.	C	Control
FIFTH STREET ASSET MANAGEMENT INC.	DE	FIFTH STREET HOLDINGS L.P.	C	Control
FIFTH STREET ASSET MANAGEMENT INC.	DE	FIFTH STREET HOLDINGS L.P.	C	Control
FIFTH STREET ASSET MANAGEMENT INC.	DE	FIFTH STREET HOLDINGS L.P.	C	Control
FIFTH STREET ASSET MANAGEMENT INC.	DE	FIFTH STREET HOLDINGS L.P.	C	Control

Registrations

Federal

May 4, 2017 REGISTERED

Notice Filings (4)

CA CT IL TX

Address

777 WEST PUTNAM AVENUE
3RD FLOOR
GREENWICH, CT 06830
United States

Phone: 203-681-3600