ETF ASSOCIATES, LLC
CRD #146037 SEC #801-68993 WAYNE, PA 610-324-0303
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
5
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 14, 2008
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| RIGOLIZZO, ALEXANDER, JOHN | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| ETF ASSOCIATES, LLC | DE | MEMBER | D | |
| QUIGLEY, CHRISTOPHER, MARK | I | MANAGING MEMBER | B | Control |
| FORESTER, MATTHEW, LEE | I | CHIEF INVESTMENT OFFICER | A | Control |
| GAYHARDT, DONALD, FRANCIS | I | DIRECTOR | A | |
| LUCEY, KEVIN, JOSEPH | I | DIRECTOR | A |
Registrations
Federal
IA
Mar 14, 2008 REGISTERED
Notice Filings (6)
CA FL NH NJ NY PA
Address
DEVON SQUARE II , SUITE 250744 W. LANCASTER AVENUE
WAYNE, PA 19087
USA
Phone: 610-324-0303