SHORELINE FINANCIAL ADVISORS, LLC
CRD #146040 SEC #801-68688 GUILFORD, CT (203) 458-6800
SEC Registered
Total AUM
$223.3M
Discretionary
$211.5M
Employees
4
Clients
51
Accounts
676
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Connecticut
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 29, 2022
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SMITH, BRENDAN, THOMAS | I | MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| SMITH, BRENDAN, THOMAS | I | MANAGING MEMBER / PRINCIPAL / CHIEF COMPLIANCE OFFICER | D | Control |
| SMITH, BRENDAN, THOMAS | I | MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| SMITH, BRENDAN, THOMAS | I | MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| SMITH, BRENDAN, THOMAS | I | PRINCIPAL / CHIEF COMPLIANCE OFFICER | D | Control |
| SMITH, BRENDAN, THOMAS | I | MANAGING MEMBER / PRINCIPAL / CHIEF COMPLIANCE OFFICER | D | Control |
| SMITH, BRENDAN, THOMAS | I | MANAGING MEMBER / PRINCIPAL / CHIEF COMPLIANCE OFFICER | D | Control |
| SMITH, BRENDAN, THOMAS | I | MANAGING MEMBER / PRINCIPAL / CHIEF COMPLIANCE OFFICER | D | Control |
| SMITH, BRENDAN, THOMAS | I | MANAGING MEMBER / PRINCIPAL / CHIEF COMPLIANCE OFFICER | D | Control |
| SMITH, BRENDAN, THOMAS | I | MANAGING MEMBER / PRINCIPAL / CHIEF COMPLIANCE OFFICER | D | Control |
| SMITH, BRENDAN, THOMAS | I | MANAGING MEMBER / PRINCIPAL / CHIEF COMPLIANCE OFFICER | D | Control |
| SMITH, BRENDAN, THOMAS | I | MANAGING MEMBER / PRINCIPAL / CHIEF COMPLIANCE OFFICER | D | Control |
| SMITH, BRENDAN, THOMAS | I | MANAGING MEMBER / PRINCIPAL / CHIEF COMPLIANCE OFFICER | D | Control |
| SMITH, BRENDAN, THOMAS | I | MANAGING MEMBER / PRINCIPAL / CHIEF COMPLIANCE OFFICER | D | Control |
| SMITH, BRENDAN, THOMAS | I | MANAGING MEMBER / PRINCIPAL / CHIEF COMPLIANCE OFFICER | D | Control |
| SMITH, BRENDAN, THOMAS | I | MANAGING MEMBER / PRINCIPAL / CHIEF COMPLIANCE OFFICER | D | Control |
| SMITH, BRENDAN, THOMAS | I | MANAGING MEMBER / PRINCIPAL / CHIEF COMPLIANCE OFFICER | D | Control |
| SMITH, BRENDAN, THOMAS | I | MANAGING MEMBER / PRINCIPAL / CHIEF COMPLIANCE OFFICER | D | Control |
| SMITH, BRENDAN, THOMAS | I | MANAGING MEMBER / PRINCIPAL / CHIEF COMPLIANCE OFFICER | D | Control |
| SMITH, BRENDAN, THOMAS | I | MANAGING MEMBER / PRINCIPAL / CHIEF COMPLIANCE OFFICER | D | Control |
| SMITH, BRENDAN, THOMAS | I | MANAGING MEMBER / PRINCIPAL / CHIEF COMPLIANCE OFFICER | D | Control |
| SMITH, BRENDAN, THOMAS | I | MANAGING MEMBER / PRINCIPAL / CHIEF COMPLIANCE OFFICER | D | Control |
| SMITH, BRENDAN, THOMAS | I | MANAGING MEMBER / PRINCIPAL / CHIEF COMPLIANCE OFFICER | D | Control |
| SMITH, BRENDAN, THOMAS | I | MANAGING MEMBER / PRINCIPAL / CHIEF COMPLIANCE OFFICER | D | Control |
| SMITH, BRENDAN, THOMAS | I | MANAGING MEMBER / PRINCIPAL / CHIEF COMPLIANCE OFFICER | D | Control |
| SMITH, BRENDAN, THOMAS | I | MANAGING MEMBER / PRINCIPAL / CHIEF COMPLIANCE OFFICER | D | Control |
| SMITH, BRENDAN, THOMAS | I | MANAGING MEMBER / PRINCIPAL / CHIEF COMPLIANCE OFFICER | D | Control |
| SMITH, BRENDAN, THOMAS | I | MANAGING MEMBER / PRINCIPAL / CHIEF COMPLIANCE OFFICER | D | Control |
| SMITH, PATRICK, MCLEOD | I | MEMBER | D | Control |
| SMITH, PATRICK, MCLEOD | I | MANAGING MEMBER / PRINCIPAL | D | Control |
| SMITH, PATRICK, MCLEOD | I | MEMBER | D | Control |
| SMITH, PATRICK, MCLEOD | I | MEMBER | D | Control |
| SMITH, PATRICK, MCLEOD | I | PRINCIPAL | D | Control |
| SMITH, PATRICK, MCLEOD | I | MANAGING MEMBER / PRINCIPAL | D | Control |
| SMITH, PATRICK, MCLEOD | I | MANAGING MEMBER / PRINCIPAL | D | Control |
| SMITH, PATRICK, MCLEOD | I | MANAGING MEMBER / PRINCIPAL | D | Control |
| SMITH, PATRICK, MCLEOD | I | MANAGING MEMBER / PRINCIPAL | D | Control |
| SMITH, PATRICK, MCLEOD | I | MANAGING MEMBER / PRINCIPAL | D | Control |
| SMITH, PATRICK, MCLEOD | I | MANAGING MEMBER / PRINCIPAL | D | Control |
| SMITH, PATRICK, MCLEOD | I | MANAGING MEMBER / PRINCIPAL | D | Control |
| SMITH, PATRICK, MCLEOD | I | MANAGING MEMBER / PRINCIPAL | D | Control |
| SMITH, PATRICK, MCLEOD | I | MANAGING MEMBER / PRINCIPAL | D | Control |
| SMITH, PATRICK, MCLEOD | I | MANAGING MEMBER / PRINCIPAL | D | Control |
| SMITH, PATRICK, MCLEOD | I | MANAGING MEMBER / PRINCIPAL | D | Control |
| SMITH, PATRICK, MCLEOD | I | MANAGING MEMBER / PRINCIPAL | D | Control |
| SMITH, PATRICK, MCLEOD | I | MANAGING MEMBER / PRINCIPAL | D | Control |
| SMITH, PATRICK, MCLEOD | I | MANAGING MEMBER / PRINCIPAL | D | Control |
| SMITH, PATRICK, MCLEOD | I | MANAGING MEMBER / PRINCIPAL | D | Control |
| SMITH, PATRICK, MCLEOD | I | MANAGING MEMBER / PRINCIPAL | D | Control |
| SMITH, PATRICK, MCLEOD | I | MANAGING MEMBER / PRINCIPAL | D | Control |
| SMITH, PATRICK, MCLEOD | I | MANAGING MEMBER / PRINCIPAL | D | Control |
| SMITH, PATRICK, MCLEOD | I | MANAGING MEMBER / PRINCIPAL | D | Control |
| SMITH, PATRICK, MCLEOD | I | MANAGING MEMBER / PRINCIPAL | D | Control |
| SMITH, PATRICK, MCLEOD | I | MANAGING MEMBER / PRINCIPAL | D | Control |
| SMITH, PATRICK, MCLEOD | I | MANAGING MEMBER / PRINCIPAL | D | Control |
| SMITH, PATRICK, MCLEOD | I | MANAGING MEMBER / PRINCIPAL | D | Control |
| CURRY, GEORGE, THOMAS | I | MEMBER | C | Control |
| CURRY, GEORGE, THOMAS | I | MEMBER | C | Control |
| CURRY, GEORGE, THOMAS | I | PRINCIPAL | C | Control |
| SMITH, BRENDAN, THOMAS | I | MEMBER / CHIEF COMPLIANCE OFFICER | C | Control |
| SMITH, BRENDAN, THOMAS | I | MEMBER / CHIEF COMPLIANCE OFFICER | C | Control |
| SMITH, BRENDAN, THOMAS | I | PRINCIPAL / CHIEF COMPLIANCE OFFICER | C | Control |
| SMITH, PATRICK, MCLEOD | I | MEMBER | C | Control |
| SMITH, PATRICK, MCLEOD | I | MEMBER | C | Control |
| SMITH, PATRICK, MCLEOD | I | PRINCIPAL | C | Control |
Registrations
Federal
IA
Jun 29, 2022 REGISTERED
Notice Filings (4)
CT FL MA NH
Address
246 GOOSE LANESUITE 201
GUILFORD, CT 06437
United States
Phone: (203) 458-6800