INVESTMENT MANAGEMENT & PLANNING LLC
CRD #146041 SEC #801-107553 GREENVILLE, DE 302-654-5449
SEC Registered
Total AUM
$205.2M
Discretionary
$205.2M
Employees
3
Clients
10
Accounts
492
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 7, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| RICHARDSON, HOWARD, CALVERT | I | MANAGING PARTNER / CHIEF COMPLIANCE OFFICER | E | Control |
| RICHARDSON, HOWARD, CALVERT | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| RICHARDSON, HOWARD, CALVERT | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| RICHARDSON, HOWARD, CALVERT | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| RICHARDSON, HOWARD, CALVERT | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| RICHARDSON, HOWARD, CALVERT | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| RICHARDSON, HOWARD, CALVERT | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| RICHARDSON, HOWARD, CALVERT | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| RICHARDSON, HOWARD, CALVERT | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| RICHARDSON, HOWARD, CALVERT | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| RICHARDSON, HOWARD, CALVERT | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| RICHARDSON, HOWARD, CALVERT | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| RICHARDSON, HOWARD, CALVERT | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| RICHARDSON, HOWARD, CALVERT | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| RICHARDSON, HOWARD, CALVERT | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| RICHARDSON, HOWARD, CALVERT | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 7, 2025 REGISTERED
Notice Filings (8)
DE FL LA MA NJ PA TX VA
Address
20 MONTCHANIN ROADSUITE 270
GREENVILLE, DE 19807
United States
Phone: 302-654-5449