LEE, VICTOR
CRD #146050 SEC #801-68690 NEW YORK, NY 212-447-1676
SEC Registered
Total AUM
$45K
Discretionary
$45K
Employees
5
Clients
10
Accounts
2
Firm Details
- Organization Type
- Limited Liability Partnership
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 30, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LEE, VICTOR | I | CHIEF COMPLIANCE OFFICER | E | Control |
| LEE, VICTOR | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jun 30, 2009 REGISTERED
Address
630 FIRST AVENUE, 6HNEW YORK, NY 10016
United States
Phone: 212-447-1676