4 RETIREMENT
CRD #146129 SEC #801-68786 SALT LAKE CITY, UT 8019611393
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
5
Clients
0
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 15, 2008
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SOPER, DAVID, PATTEN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jan 15, 2008 REGISTERED
Notice Filings (1)
UT
Address
136 E. S. TEMPLE #2420SALT LAKE CITY, UT 84111
USA
Phone: 8019611393